InWin 2RAKVI014601 User manual

Model : RS316-07 Hybrid EXP-BP (CUB) User’s Manual PAGE 1 OF 23
HYBRID BACKPLANE with EXPANDER (CUB)
USER’S MANUAL
P/N : 2RAKVI014601
Model：RS316-07 HYBRID-OCULINK EXP-BP MODULE
Version : V1.2

Model : RS316-07 Hybrid EXP-BP (CUB) User’s Manual PAGE 2 OF 23
Revision History
Version
Changes
Date
V1.0
Official Release
2021/02/18
V1.1
Revise host connectors pin definition and parts icon change.
2022/01/06
V1.2
Change NVMe connector type
2022/10/30

Model : RS316-07 Hybrid EXP-BP (CUB) User’s Manual PAGE 3 OF 23
Table of CONTENTS
Overview.........................................................................................................4
Physical Outlook................................................................................................................... 5
Mechanical ........................................................................................................................... 6
Connectors and Components .......................................................................7
Connector and Component Locations .................................................................................. 7
Connector Pin Definitions. .................................................................................................... 7
Connector Locations and LED Indicators ............................................................................. 9
Connector Locations............................................................................................................. 9
LED Indicators. ....................................................................................................................10
Hardware Specification ...............................................................................11
LED Behavior ...............................................................................................12
Disk Bay LED.......................................................................................................................12
System Alarm ......................................................................................................................15
Smart Fan Control........................................................................................16
Firmware Upgrade .......................................................................................18
Expander Chipset SAS35x36R Firmware Upgrade Description ..........................................18
Out-Of-Band through serial console ....................................................................................18
M058 Micro-controller Firmware Upgrade Description.........................................................21
Management.................................................................................................22
Useful Console Commands .................................................................................................23

Model : RS316-07 Hybrid EXP-BP (CUB) User’s Manual PAGE 4 OF 23
Overview
INWIN’s 12G SAS3 Backplanes equipped with Broadcom 35x36R Expander provide an industry
leading high performance and high stability of data transfer for storage server solution.
The backplanes support state-of-the art SAS3 12Gbps HDD/SSD and also backward compatible
with SAS 6Gbps, SATA 6Gps and SATA 3Gps HDD/SSD. The backplane has 8 * OcuLink
(SFF-8621) connectors and 8* U.2 (SFF-8639) connectors to accommodate 8 * 2.5”NVMe SSDs
per each backplane.
There are 3 MiniSAS HD (SFF-8643) wide ports on each backplane. one of them are defined as
host ports for connecting to RAID/HBA cards and the other is defined as the cascade port for
connecting to another backplane and/or storage enclosure (JBOD) by extending it to the rear
panel of the chassis through a SFF-8643 to SFF8644 cable.
2 piece of 2*3-Pin 5V and 2 piece of 2*4-Pin 12V power receptacles support up to
5V(40A)/12V(60A) current to satisfy the power needs of fully loaded HDDs (16 HDDs depends
on backplane model).
The backplane implemented with smart fan control feature to support wide variety of fan
modules by auto-calibrating the installed fan modules at system boot. This feature provides an
efficient way to control the thermal heat exhaustion by sensing the temperature on the
backplane. The fan module speeds up and down upon the temperature rises and falls in the
enclosure. Further, the backplane reserves a connector for adapting Fan PWM from
motherboard so backplane can leverage PWM request from motherboard and behave according
to the higher RPM number between MB and backplane.
Along with the smart fan control feature, a system alarming feature is also implemented to alert
users in case Fan module failure and/or system overheat occurs by illuminating the LED
indicator. Users can then informed of issue and take corresponding actions to resolve the issue
according to the failure type.

Model : RS316-07 Hybrid EXP-BP (CUB) User’s Manual PAGE 5 OF 23
Physical Outlook

Model : RS316-07 Hybrid EXP-BP (CUB) User’s Manual PAGE 6 OF 23
Mechanical

Model : RS316-07 Hybrid EXP-BP (CUB) User’s Manual PAGE 7 OF 23
Connectors and Components
Connector and Component Locations
No
Description
No
Description
1
Host facing interface : NVME1~NVME8
9
System_Fail LED: JB4
2
Host facing interface (SAS3) : CN1/CN2/CN3
10
M/S Communication Connector : JC1
3
Firmware Programming Header
：
JD1/JD2
11
M/S BP Selection Header : JB3
4
Main Power Connector
：
PW1/2,PW3/4
12
I2C Header : JM2
5
FAN Connector : FAN1~FAN4
13
Firmware Programming Header
：
JC2
6
M/B Fan Speed Control : JB1
14
M058 Micro-controller : IC1
7
SMBUS Connector : JM1
15
SAS35x36R Expander chip : U1
8
Mute_Button : JB2
16
Buzzer: SUB1
Connector Pin Definitions.
NVME1~NVME8
Signal Name
Pin No.
Signal Name
Pin No.
PET0_[p/n]
B3/B4
PER0_[p/n]
A3/A4
PET1_[p/n]
B6/B7
PER1_[p/n]
A6/A7
PET2_[p/n]
B15/B16
PER2_[p/n]
A15/A16
PET3_[p/n]
B18/B19
PER3_[p/n]
B18/B19
GND : B2/B5/B8/B14/B17/B20/A2/A5/A8/A14/A17/A20
Signal Name
Pin No.
Signal Name
Pin No.
BP_Type/Wake#
B9/B10
PERST#
A12
RefClk[p/n]
B12/B13
SMB_CLK/DAT
A9/A10
Sideband_GND : A11/B11

Model : RS316-07 Hybrid EXP-BP (CUB) User’s Manual PAGE 8 OF 23
CN1/CN2/CN3
Signal Name
Pin No.
Signal Name
Pin No.
SAS_TX0_[p/n]
D4/D5
SAS_RX0_[p/n]
B4/B5
SAS_TX1_[p/n]
C4/C5
SAS_RX1_[p/n]
A4/A5
SAS_TX2_[p/n]
D7/D8
SAS_RX2_[p/n]
B7/B8
SAS_TX3_[p/n]
C7/C8
SAS_RX3_[p/n]
A7/A8
SAS_GND
D3/D6/D9
SAS_GND
B3/B6/B9
SAS_GND
C3/C6/C9
SAS_GND
A3/A6/A9
Sideband Definition :
S0_SClock: A1, S1_SLoad: B1, S4_DataOut: C2,
S5_DataIn: D2,S6/S7 Reserved: A2/D1,
S2_GND: C1, S3_GND: B2,
PW1/PW2
Power 2*4-Pin Connector
PW3/PW4
Power 2*3-Pin Connector
PIN #
Definition
PIN #
Definition
1~4
Ground
1~3
Ground
5~8
+12V
4~6
+5V
JS1~JS4
VPP over I2C Header
JM2
M/S Comm. 3-Pin Header
PIN #
Definition
PIN #
Definition
1
SMB_Clock
1
I2C_Clock
2
SMB_Data
2
I2C_Data
3
Ground
3
Ground
JB2
MUTE_BUTTON Header
JB4
SYS_ERR_LED Header
PIN #
Definition
PIN #
Definition
1
MUTE_BUTTON_+
1
SYS_ERR_LED _+
2
MUTE_BUTTON_-
2
SYS_ERR_LED _-
JB3
M/S Selection-Header
JB3 Function Description:
PIN #
Definition
[JB3 Function]
Setting Function
1-2 Short Master BP
2-3 Short Slave BP
1
Master_BP
2
SEL_COM
3
Slave_BP
FAN1~FAN4
FAN 4-Pin Connector
JC1
M/S Comm. 3-Pin
Header
PIN #
Definition
PIN
#
Definition
1
Ground
1
LINK_Clock
2
+12V
2
LINK_Data
3
Tachometer
3
Ground
4
PWM Output
For Master & Salve BP Communication

Model : RS316-07 Hybrid EXP-BP (CUB) User’s Manual PAGE 9 OF 23
JB1
M/B FSC 3-Pin Connector
JM1
SMBUS Connector
PIN #
Definition
PIN #
Definition
1
PWM_FROM_MB
1
Clock
2
TACH_TO_MB
2
Data
3
Ground
3
Alert
For Motherboard FAN
Speed Control.
4
Ground
5
Vcc
JC2
LSI35X36R Firmware Programming Connector
PIN #
Definition
PIN #
Definition
1
SDB_TX
2
+1.8V
3
SDB_RX
4
Ground
5
UART_TX
6
#KEY
7
UART_RX
8
Ground
9
Ground
10
+3.3V
JD1/JD2
MCU Firmware Programming Connector
PIN #
Definition
PIN No#
Definition
2
ICE_CLK
1
VCC
4
ICE_DATA
3
#Key
6
ICE_RST
5
Ground
Connector Locations and LED Indicators
Connector Locations.
No
Location
Description
1
DISK1/5/9/13, DISK4/8/12/16
NVMe SSD or SATA/SAS Disk #1/#2#3/#4, #4/#8#12/#16
2
DISK2/3/6/7/10/11/14/15
SATA/SAS Disk #2/#3#6/#7/#10/#11#14/#15

Model : RS316-07 Hybrid EXP-BP (CUB) User’s Manual PAGE 10 OF 23
DISK1/5/9/13,DISK4/8/12/16
Signal Name
Pin No.
Signal Name
Pin No.
Signal Name
Pin No.
Signal Name
Pin No.
SAS0Tx[p/n]
S2/S3
SAS0Rx[p/n]
S5/S6
SAS1Tx[p/n]
S9/S10
SAS1Rx[p/n]
S12/S13
PET0_[p/n]
E10/E11
PET1_[p/n]
S17/S18
PET2_[p/n]
S23/S24
PET3_[p/n]
E17/E18
PER0_[p/n]
E13/E14
PER1_[p/n]
S20/S21
PER2_[p/n]
S26/S27
PER3_[p/n]
E20/E21
PCEI_GND
E9/E12/E15/S16/S19/S22/S25/S28/E19/E22
SAS_GND
S1/S4/S7/S8/S11/S14/P5/P6/P12
RefClk1[p/n]
E1/E2
3.3V_AUX
E3
EPERST#1/2
E4/E5
RefClk0[p/n]
E7/E8
HPT0/HPT1
E16/S15
SMB_Clock
E23
SMB_Data
E24
DualPortEn
E25
WAKE#
P1
SPCIE_RST
P2
CLK_REQ#
P3
IFDET#1/2
P4/E6
+5V&Charge
P7~P9
12V&Charge
P13~P15
PRSNT
P10
READ_LED
P11
DISK2/3,DISK/6/7,DISK10/11,DISK14/15
Signal Name
Pin No.
Signal Name
Pin No.
Signal Name
Pin No.
Signal Name
Pin No.
SAS0Tx[p/n]
S2/S3
SAS0Rx[p/n]
S5/S6
SAS1Tx[p/n]
S9/S10
SAS1Rx[p/n]
S12/S13
SAS_GND
S1/S4/S7/S8/S11/S14
Power_GND
P4/P5/P6/P10/P12
+3.3V&Charge
P1~P3
+5V&Charge
P7~P9
12V&Charge
P13~P15
READ_LED
P11
LED Indicators.
No
Location
Description - Power LED
A
DG1, DG5, DG9, DG13
DISK1, DISK5, DISK9, DISK13
B
DG2, DG6, DG10, DG14
DISK2, DISK6, DISK10, DISK14
C
DG3, DG7, DG11, DG15
DISK3, DISK7, DISK11, DISK15
D
DG4, DG8, DG12, DG16
DISK4, DISK8, DISK12, DISK16
No
Location
Description - Activity,Failure LED
A
LED1, LED5, LED9, LED13
DISK1, DISK5, DISK9, DISK13
B
LED2, LED6, LED10, LED14
DISK2, DISK6, DISK10, DISK14
C
LED3, LED7, LED11, LED15
DISK3, DISK7, DISK11, DISK15
D
LED4, LED8, LED12, LED16
DISK4, DISK8, DISK12, DISK16

Model : RS316-07 Hybrid EXP-BP (CUB) User’s Manual PAGE 11 OF 23
Hardware Specification
HOST Interface ：MiniSAS HD/OCulink
Hard Disk (SSD) Interface ：SATA/SAS3/NVMe
Indicator ：
Power LED *16 (DG1~DG16): Steady Blue (When HDD is resent)
Dual color(Green/Red) LED *16 (LED1~LED16) for HDD Status (Activity/Fail/Locate)
Activity LED: Blinking Green (When HDD is Access)
Locate LED : Blinking Red (When HDD Fail or Locate)
Fail LED : Steady Red (When HDD Fail or Locate)
Environment Control :
PWM FAN Connector (FAN1~FAN4) for Cooling system.
Temperature Sensor (RTB1/RTB2) Monitor HDD bay inside temperature.
Buzzer (SUB1) for Over-temperature and FAN fail alerting.
High Speed Connector
SFF-8643 MiniSAS HD Connector *3 ( Host *2, Extension *1)
SFF-8621 OCULINK 42PIN Connector *8 (NVME1~NVME8)
SFF-8680 SAS29Pin Connector *8 for (DISK2/3/6/7/10/11/14/15) SATA/SAS3 Disk.
SFF-8639 U.2 68Pin Connector *8 (DISK1/5/9/13,DISK4/8/12/16) for SATA/SAS3 Disk
or NVMe SSD.
Power/Signal Connector
P4.2mm Disk Drive Power Connector*4 (PW1/2[+12V]*2/PW3/4[+5V]*2).
JB1 connector for Fan speed control connected between Motherboard and backplane.
MUTE_BUTTON (JB2) to mute the warning beeping.
M/S_SEL(JB3) set BP to master or slave.
SYS_ERR_LED (JB4) Turn on when system Fan fails or system over temperature.
JC1 M/S Link Connector for Synchronous signal connection between two backplane.
DBG/UART (JC2) Use for firmware upgrade and debugging purpose.
JD1/JD2 Header for Programming MCU Firmware.
JM1 SMBUS Connector for external SMBUS control function.
I2C Header (JM2) for external I2C control function.
VPP over I2C (JS1~JS4) Header for NVMe status LED indication.

Model : RS316-07 Hybrid EXP-BP (CUB) User’s Manual PAGE 12 OF 23
LED Behavior
Disk Bay LED
Blue LED:
Disk Insertion Indicator –
Turned on whenever disk drive is properly installed.
Green LED:
Activity indicator –
Stay off when idle and blinking (~8 Hz) whenever disk drive is being accessed.
RED LED:
Fail and Locate indicator –
Turned steady on when disk failure occurs. Blinking (1 Hz) when locating Disk, RAID
rebuild and RAID consistent check.
There are 2 parts of LED Management on the backplane. One is for SAS and another is for
NVMe. Please note that the disk slots can only accommodate SAS/SATA or NVMe disk at a
time since they share the same disk connector.
For SAS application, The LEDs behave by following SGPIO signal coming through
sideband bus inside the SFF-8643 cables. Please refer to Section 2 for SGPIO settings.
When SGPIO Jumper setting is enabled the LEDs behave according to the SGPIO signals.
When SGPIO is disabled, the RED LEDs (for Locate and Fail) do not behave while the
GREEN LEDs (for Activity) behave according to the signal from P11 (READY LED) of the
disk connectors.

Model : RS316-07 Hybrid EXP-BP (CUB) User’s Manual PAGE 13 OF 23
For NVMe application, The LEDs behave according to the VPP over I2C signals from NVMe
host controllers through sideband bus of Oculink or SlimSAS cables. Whenever the NVMe
host controller support VPP over I2C, the RED LEDs behave Locate, Fail and Rebuild
signals following VPP signals on the I2C bus. The Green LEDs (for Activity) behave
according to the signal from P11 (Activity) of the disk connectors.
Examples of NVMe connections to Broadcom RAID/HBA controller. Each pair of VPP over
I2C signal supports 2 pieces of NVMe disks LED management. The I2C bus is leaded to
odd-number NVMe connector (Oculink or SlimSAS) to manage its corresponding and the
following NVMe disks. For example, NVMe1 and NVMe2 LED management signal is form
NVMe1 connector’s sideband I2C bus, NVMe3 and NVMe4 LED management signal is
from NVMe3 connector’s sideband I2C bus and …etc.

Model : RS316-07 Hybrid EXP-BP (CUB) User’s Manual PAGE 14 OF 23
Basically, The LEDs behave following the SES control signal from RAID card when working
in SAS/SATA mode. Below is the design SPEC of the Disk indicators.
SES Status
Status Description
Red LED
(Error)
Green
LED
(Activity
)
Priority
(Hex)
SES Control
Power-On State (before SES client intervening)
Forced Condition
Cleared
Empty slot or disk
unplugged
Off
Off
10
N/A (SEP internal)
Condition Cleared
Disk loaded or
inserting
Off
ActFlash
12
N/A (SEP internal)
Informative
OK
Off
ActFlash
11
RQST OK
Device Off
Power down phy or
bay
Off
Off
10
RQST DEVICE OFF
Reserved Device
Hot Spare
Do Not Remove
Usually for RAID
members Off ActFlash 0E
RQST RSVD DEVICE
RQST HOT SPARE
DO NOT REMOVE
Activity
Consistence Check
(Cons Chk)
Check RAID
consistence
Blink_1
ActFlash
03
RQST CONS CHECK
Rebuild/Remap (disk
array)
Spare disk summoned
for critical RAID
rebuild
Blink_1
ActFlash
03
RQST REBUILD/REMAP
Active (Activity)
Off
ActFlash
10
RQST ACTIVITY
Warning & Error
In Critical Array
Members in degraded
RAID
Off
ActFlash
06
RQST IN CRIT ARRAY
In Failed Array
Members in broken
RAID
On
ActFlash
07
RQST IN FAILED ARRAY
Rebuild/Remap
Aborted
(R/R Abort)
Spare disk summoned
for
RAID rebuild yet
aborted
On
ActFlash
05
RQST R/R ABORT
Fault
On
ActFlash
04
RQST FAULT
Missing
On
ActFlash
04
RQST MISSING
Predict Failing
(Fault Sensed)
Dying disk detected by
enclosure
On
ActFlash
05
COMMON CONTROL
PRDFAIL
Identify & Prompt
Identify/Locate
Slow_Blink_1
ActFlash
00
RQST IDENT
Ready to Insert
Off
ActFlash
0B
RQST INSERT
Ready to Remove
(RMV)
Disk spun down
Off
ActFlash
0C
RQST REMOVE
Note:
Blink_1 : 50% On and then Off in a one second circle
Slow_Blink_1 : 50% On and then Off in a 2 seconds circle

ActFlash : Stay off while idle and fast flash upon I/O load

Model : RS316-07 Hybrid EXP-BP (CUB) User’s Manual PAGE 15 OF 23
System Alarm
There is a system error LEDs designed on the Backplane to indicate system Error including
system Fan Fail and Over-Temperature.
System Fail Indicator:
JB3 is the jumper for system Fail Indicator. The System Fail indicator on the front panel
connect to this jumper to indicate system fan fails or system overheat when it occurs.
Fan Fail:
When the Fan RPM is lower than 50% of the expected speed the indicator goes ON. And it
would go off when the issue is resolved or not existed.
Overheat:
When the system temperature at the backplane area is going beyond 45°C the System Fail
LED is turned ON. And would be turned off when temperature is going under 44°C
Note:
When the system alarm is triggered, the Buzzer beeps along with it and stops
beeping when alarm is disappear.
1 short beep stands for Fan Fails
2 short beeps stand for Over-Temperature
Press Mute Button to disable buzzer beeps and will be retriggered when either
system error occurs again.

Model : RS316-07 Hybrid EXP-BP (CUB) User’s Manual PAGE 16 OF 23
Smart Fan Control
IN WIN’s Backplane is implemented Smart Fan Control feature by automatically detecting
the existences of the Fan Modules and intelligently control the Fan RPM per the system
temperature being detected by two thermal sensors (RTB1/RTB2) on the backplane.
Thanks to Smart Fan Control feature the Fan connectors (FAN1/FAN2/FAN3/FAN4) on
backplane support wide variety of PWM driven Fan modules being used in the enclosure.
How it works?
1. Fan module auto-calibration triggered in every system boot. The thermal profile would
then be recorded and used until next reboot.
2. Backplane starts fan calibration and calculates the corresponding PWM duty cycle for
each level. There are totally 8 speed levels to be sensed and used until next system boot.
3. The 8 levels of fan speed are mapped to the temperature readings detected by thermistor
spreading from 25 to 45 °C in 3.75 degree C step.
4. In normal operation, when the system temperature changes to next level, the fan module
would change speed accordingly. And, the Fan failure alarm would be triggered when the
RPM of the Fan module is dropped lower than 75% of its expected speed.
5. The fan module calibration and thermal profile are as below.
6. When an external PWM source joins, the output PWM duty is determined by comparing
the internal calculated PWM and external PWM and then select whichever is higher as
the output PWM to the fan modules.

Model : RS316-07 Hybrid EXP-BP (CUB) User’s Manual PAGE 17 OF 23

Model : RS316-07 Hybrid EXP-BP (CUB) User’s Manual PAGE 18 OF 23
Firmware Upgrade
Expander Chipset SAS35x36R Firmware Upgrade Description
The SAS3 backplane equipped with firmware upgrade feature through serial console in case
it is required. There are 2 firmware to be upgraded. One is Expander system firmware and
another is system configuration data. They are not necessarily to be upgraded at the same
time. Ether one can be upgraded independently when required.
How to upgrade firmware?
1. Out-Of-Band through serial console
2. In Band through SCSI Command
Out-Of-Band through serial console
IN WIN’s SAS-3 12Gps Backplane implements a serial UART port allowing users to conduct
firmware upgrade through it.
1. Require a proprietary serial cable IN WIN made.
Please note that the connector to Backplane varies depends on the backplane. The 07
series backplane UART port is redesigned with smaller form factor.
2. Require a host with a serial COM port.
3. Connect serial cable between Backplane and host.

Model : RS316-07 Hybrid EXP-BP (CUB) User’s Manual PAGE 19 OF 23
4. Configure serial port setting as 115200, N, 8, 1.
5. Command “fdl 0 0 y” for system firmware upgrade in serial console. Sending system
firmware through Xmodem.

Model : RS316-07 Hybrid EXP-BP (CUB) User’s Manual PAGE 20 OF 23
6. Command “fdl 1 0 y” in serial console for system configuration data upgrade. Sending
system firmware through Xmodem.
7. Reset system by typing “reset” command in serial console or power cycle to make new
firmware take effect.