
en
Ú,QVWDOODWLRQLQVWUXFWLRQV
: ,PSRUWDQWVDIHW\LQIRUPDWLRQ
5HDGWKHVHLQVWUXFWLRQVFDUHIXOO\2QO\WKHQZLOO\RXEHDEOHWR
RSHUDWH\RXUDSSOLDQFHVDIHO\DQGFRUUHFWO\5HWDLQWKHLQVWUXFWLRQ
PDQXDODQGLQVWDOODWLRQLQVWUXFWLRQVIRUIXWXUHXVHRUIRU
VXEVHTXHQWRZQHUV
&KHFN WKH DSSOLDQFH IRU GDPDJH DIWHU XQSDFNLQJ LW 'R QRW FRQQHFW
WKHDSSOLDQFHLILWKDVEHHQGDPDJHGLQWUDQVSRUW
7KHDSSOLDQFHFDQRQO\EHXVHGVDIHO\LILWLVFRUUHFWO\LQVWDOOHG
DFFRUGLQJ WR WKH VDIHW\ LQVWUXFWLRQV 7KH LQVWDOOHU LV UHVSRQVLEOH IRU
HQVXULQJWKDWWKHDSSOLDQFHZRUNVSHUIHFWO\DWLWVLQVWDOODWLRQ
ORFDWLRQ
7KHZLGWKRIWKHH[WUDFWRUKRRGPXVWFRUUHVSRQGDWOHDVWZLWKWKH
ZLGWKRIWKHKRE
)RU WKH LQVWDOODWLRQ REVHUYH WKH FXUUHQWO\ YDOLG EXLOGLQJ UHJXODWLRQV
DQGWKHUHJXODWLRQVRIWKHORFDOHOHFWULFLW\DQGJDVVXSSOLHUV
:KHQ FRQYH\LQJ WKH H[KDXVW DLU RIILFLDO DQG OHJDO UHJXODWLRQV HJ
VWDWHEXLOGLQJUHJXODWLRQVPXVWEHIROORZHG
'DQJHURIGHDWK
5LVNRISRLVRQLQJIURPIOXHJDVHVWKDWDUHGUDZQEDFNLQ
$OZD\VHQVXUHDGHTXDWHIUHVKDLULQWKHURRPLIWKHDSSOLDQFHLV
EHLQJRSHUDWHGLQH[KDXVWDLUPRGHDWWKHVDPHWLPHDVURRPDLU
GHSHQGHQWKHDWSURGXFLQJDSSOLDQFHLVEHLQJRSHUDWHG
5RRPDLUGHSHQGHQWKHDWSURGXFLQJDSSOLDQFHVHJJDVRLO
ZRRGRUFRDORSHUDWHGKHDWHUVFRQWLQXRXVIORZKHDWHUVRUZDWHU
KHDWHUVREWDLQFRPEXVWLRQDLUIURPWKHURRPLQZKLFKWKH\DUH
LQVWDOOHGDQGGLVFKDUJHWKHH[KDXVWJDVHVLQWRWKHRSHQDLU
WKURXJKDQH[KDXVWJDVV\VWHPHJDFKLPQH\
,Q FRPELQDWLRQ ZLWK DQ DFWLYDWHG YDSRXU H[WUDFWRU KRRG URRP DLU LV
H[WUDFWHGIURPWKHNLWFKHQDQGQHLJKERXULQJURRPVDSDUWLDO
YDFXXPLVSURGXFHGLIQRWHQRXJKIUHVKDLULVVXSSOLHG7R[LF
JDVHVIURPWKHFKLPQH\RUWKHH[WUDFWLRQVKDIWDUHVXFNHGEDFN
LQWRWKHOLYLQJVSDFH
■$GHTXDWHLQFRPLQJDLUPXVWWKHUHIRUHDOZD\VEHHQVXUHG
■$QLQFRPLQJH[KDXVWDLUZDOOER[DORQHZLOOQRWHQVXUH
FRPSOLDQFHZLWKWKHOLPLW
6DIHRSHUDWLRQLVSRVVLEOHRQO\ZKHQWKHSDUWLDOYDFXXPLQWKH
SODFHZKHUHWKHKHDWSURGXFLQJDSSOLDQFHLVLQVWDOOHGGRHVQRW
H[FHHG3DPEDU7KLVFDQEHDFKLHYHGZKHQWKHDLU
QHHGHGIRUFRPEXVWLRQLVDEOHWRHQWHUWKURXJKRSHQLQJVWKDW
FDQQRWEHVHDOHGIRUH[DPSOHLQGRRUVZLQGRZVLQFRPLQJ
H[KDXVWDLUZDOOER[HVRUE\RWKHUWHFKQLFDOPHDQV
,Q DQ\ FDVH FRQVXOW \RXU UHVSRQVLEOH 0DVWHU &KLPQH\ 6ZHHS +H
LVDEOHWRDVVHVVWKHKRXVHVHQWLUHYHQWLODWLRQVHWXSDQGZLOO
VXJJHVWWKHVXLWDEOHYHQWLODWLRQPHDVXUHVWR\RX
8QUHVWULFWHGRSHUDWLRQLVSRVVLEOHLIWKHYDSRXUH[WUDFWRUKRRGLV
RSHUDWHGH[FOXVLYHO\LQWKHFLUFXODWLQJDLUPRGH
5LVNRIGHDWK
5LVNRISRLVRQLQJIURPIOXHJDVHVWKDWDUHGUDZQEDFNLQ7KH
H[KDXVWDLUPXVWQRWEHFRQYH\HGLQWRDIXQFWLRQLQJVPRNHRU
H[KDXVWJDVIOXHRULQWRDVKDIWZKLFKLVXVHGWRYHQWLODWH
LQVWDOODWLRQURRPVWKDWFRQWDLQKHDWLQJDSSOLDQFHV,IWKHH[KDXVW
DLU LV WR EH FRQYH\HG LQWR D QRQIXQFWLRQLQJ VPRNH RU H[KDXVW JDV
IOXH\RXPXVWREWDLQWKHFRQVHQWRIWKHKHDWLQJHQJLQHHU
UHVSRQVLEOH
'DQJHURIVXIIRFDWLRQ
3DFNDJLQJPDWHULDOLVGDQJHURXVWRFKLOGUHQ1HYHUDOORZFKLOGUHQ
WRSOD\ZLWKSDFNDJLQJPDWHULDO
5LVNRIHOHFWULFVKRFN
&RPSRQHQWVLQVLGHWKHDSSOLDQFHPD\KDYHVKDUSHGJHV7KHVH
PD\GDPDJHWKHFRQQHFWLQJFDEOH'RQRWNLQNRUSLQFKWKH
FRQQHFWLQJFDEOHGXULQJLQVWDOODWLRQ
5LVNRIILUH
■)DWW\GHSRVLWVLQWKHJUHDVHILOWHUPD\FDWFKILUH7KHVSHFLILHG
VDIHW\FOHDUDQFHVPXVWEHFRPSOLHGZLWKLQRUGHUWRSUHYHQWD
EXLOGXSRIKHDW5HIHUWRWKHLQIRUPDWLRQSURYLGHGIRU\RXU
FRRNHU ,I JDV DQG HOHFWULF KREV DUH EHLQJ RSHUDWHG WRJHWKHU WKH
ODUJHVWVSHFLILHGFOHDUDQFHDSSOLHV
7KHDSSOLDQFHPXVWEHLQVWDOOHGZLWKQRPRUHWKDQRQHVLGH
GLUHFWO\QH[WWRDKLJKVLGHGXQLWRUDZDOO7KHFOHDUDQFH
EHWZHHQ WKH DSSOLDQFH DQG WKH ZDOO RU KLJKVLGHG XQLW PXVW EH DW
OHDVW PP
5LVNRIILUH
■*UHDVHGHSRVLWVLQWKHJUHDVHILOWHUPD\FDWFKILUH1HYHUZRUN
ZLWKQDNHGIODPHVFORVHWRWKHDSSOLDQFHHJIODPEpLQJ'R
QRWLQVWDOOWKHDSSOLDQFHQHDUDKHDWSURGXFLQJDSSOLDQFHIRU
VROLGIXHOHJZRRGRUFRDOXQOHVVDFORVHGQRQUHPRYDEOH
FRYHULVDYDLODEOH7KHUHPXVWEHQRIO\LQJVSDUNV
5LVNRILQMXU\
■&RPSRQHQWV LQVLGH WKH DSSOLDQFH PD\ KDYH VKDUS HGJHV :HDU
SURWHFWLYHJORYHV
5LVNRILQMXU\
■7KH DSSOLDQFH PD\ IDOO GRZQ LI LW KDV QRW EHHQ SURSHUO\ IDVWHQHG
LQSODFH$OOIDVWHQLQJFRPSRQHQWVPXVWEHIL[HGILUPO\DQG
VHFXUHO\
5LVNRILQMXU\
■&KDQJHVWRWKHHOHFWULFDORUPHFKDQLFDODVVHPEO\DUH
GDQJHURXVDQGPD\OHDGWRPDOIXQFWLRQV'RQRWPDNHDQ\
FKDQJHVWRWKHHOHFWULFDORUPHFKDQLFDODVVHPEO\
*HQHUDOLQIRUPDWLRQ
&DXWLRQ
'DPDJHWRWKHDSSOLDQFH
7KH VXUIDFHV RI WKH DSSOLDQFH DUH VHQVLWLYH $YRLG GDPDJLQJ WKHP
GXULQJLQVWDOODWLRQ
([KDXVWDLUPRGH
1RWH 7KHDLUPXVWQRWEHGLVFKDUJHGLQWRDIOXHWKDWLVXVHGIRU
H[KDXVWLQJIXPHVIURPDSSOLDQFHVEXUQLQJJDVRURWKHUIXHOVQRW
DSSOLFDEOHWRDSSOLDQFHVWKDWRQO\GLVFKDUJHWKHDLUEDFNLQWRWKH
URRP
■%HIRUHFRQYH\LQJWKHH[KDXVWDLULQWRDQRQIXQFWLRQLQJVPRNH
RUH[KDXVWJDVIOXHREWDLQWKHFRQVHQWRIWKHKHDWLQJHQJLQHHU
UHVSRQVLEOH
■,I WKH H[KDXVW DLU LV FRQYH\HG WKURXJK WKH RXWHU ZDOO D WHOHVFRSLF
ZDOOER[VKRXOGEHXVHG
([KDXVWGXFW
1RWH 7KH GHYLFH PDQXIDFWXUHU GRHV QRW DVVXPH DQ\ ZDUUDQW\ IRU
FRPSODLQWVDWWULEXWDEOHWRWKHSLSHVHFWLRQ
■7KHGHYLFHDFKLHYHVLWVRSWLPXPSHUIRUPDQFHE\PHDQVRID
VKRUWVWUDLJKWH[KDXVWDLUSLSHDQGDVODUJHDSLSHGLDPHWHUDV
SRVVLEOH
■$VDUHVXOWRIORQJURXJKH[KDXVWDLUSLSHVPDQ\SLSHEHQGVRU
SLSHGLDPHWHUVWKDWDUHVPDOOHUWKDQPPWKHRSWLPXP
H[WUDFWLRQSHUIRUPDQFHLVQRWDFKLHYHGDQGIDQQRLVHLV
LQFUHDVHG
■7KH SLSHV RU KRVHV IRU OD\LQJ WKH H[KDXVW DLU OLQH PXVW FRQVLVW RI
QRQFRPEXVWLEOHPDWHULDO
5RXQGSLSHV
$QLQQHUGLDPHWHURIPPEXWDWOHDVWPPLV
UHFRPPHQGHG
)ODWGXFWV
7KHLQQHUFURVVVHFWLRQPXVWFRUUHVSRQGWRWKHGLDPHWHURIWKH
URXQGSLSHV
GLDPPFDFP
GLDPPFDFP
■)ODWGXFWVVKRXOGQRWKDYHDQ\VKDUSGHIOHFWLRQV
■8VHVHDOLQJVWULSVIRUGHYLDWLQJSLSHGLDPHWHUV