8VHU¶V0DQXDO
L
35()$&(
)&&&RPSOLDQFH6WDWHPHQW
7KLVGHYLFHFRPSOLHVZLWKSDUWRIWKH)&&5XOHV2SHUDWLRQLVVXEMHFWWRWKH
IROORZLQJWZRFRQGLWLRQV
WKLVGHYLFHPD QRWFDXVHKDUPIXOLQWHUIHUHQFHDQG
WKLVGHYLFHPXVWDFFHSWDQ LQWHUIHUHQFHUHFHLYHGLQFOXGLQJ
LQWHUIHUHQFHWKDWPD FDXVHXQGHVLUHGRSHUDWLRQ
)&&:$51,1*
7KLVHTXLSPHQWKDVEHHQWHVWHGDQGIRXQGWRFRPSO ZLWKWKHOLPLWVIRUD&ODVV%
GLJLWDOGHYLFHSXUVXDQWWR3DUWRIWKH)&&5XOHV7KHVHOLPLWVDUHGHVLJQHGWR
SURYLGH UHDVRQDEOH SURWHFWLRQ DJDLQVW KDUPIXO LQWHUIHUHQFH LQ D UHVLGHQWLDO
LQVWDOODWLRQ
7KLVHTXLSPHQWJHQHUDWHVXVHVDQGFDQUDGLDWHUDGLRIUHTXHQF HQHUJ DQGLIQRW
LQVWDOOHG DQG XVHG LQ DFFRUGDQFH ZLWK WKH LQVWUXFWLRQV PD FDXVH KDUPIXO
LQWHUIHUHQFHWRUDGLRFRPPXQLFDWLRQV
+RZHYHU WKHUH LV QR JXDUDQWHH WKDW LQWHUIHUHQFH ZLOO QRW RFFXU LQ D SDUWLFXODU
LQVWDOODWLRQ ,I WKLV HTXLSPHQW GRHV FDXVH KDUPIXO LQWHUIHUHQFH WR UDGLR RU
WHOHYLVLRQUHFHSWLRQZKLFKFDQEHGHWHUPLQHGE WXUQLQJWKHHTXLSPHQWRIIDQG
RQWKHXVHULVHQFRXUDJHGWRWU WRFRUUHFWWKHLQWHUIHUHQFHE RQHRUPRUHRIWKH
IROORZLQJPHDVXUHV
•5HRULHQWRUUHORFDWHWKHUHFHLYLQJDQWHQQD
•,QFUHDVHWKHVHSDUDWLRQEHWZHHQWKHHTXLSPHQWDQGWKHUHFHLYHU
•&RQQHFW WKH HTXLSPHQW LQWR DQ RXWOHW GLIIHUHQW IURP WKDW WR ZKLFK WKH
UHFHLYHULVFRQQHFWHG
•&RQVXOWWKHGHDOHURUDQH[SHULHQFHGUDGLR79WHFKQLFLDQIRUKHOS
&DXWLRQ
7RFRPSO ZLWKWKHOLPLWVIRUDQ)&&&ODVV%FRPSXWLQJGHYLFHDOZD VXVHWKH
VKLHOGHGVLJQDOFRUGVXSSOLHGZLWKWKLVXQLW
7KH)HGHUDO&RPPXQLFDWLRQV&RPPLVVLRQZDUQVWKDWFKDQJHVRUPRGLILFDWLRQV
RIWKHXQLWQRWH[SUHVVO DSSURYHGE WKHSDUW UHVSRQVLEOHIRUFRPSOLDQFHFRXOG
YRLGWKHXVHU¶VDXWKRULW WRRSHUDWHWKHHTXLSPHQW