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Xerox WorkCentre
3550
Information Assurance Disclosure Paper
Version 1.2
Prepare by:
Mark Bixler
Xerox Corporation
800 Phillips Roa
Webster
, New York 14
580
XEROX WorkCentre
3550
Information Assurance Disclosure Paper
2
Ver. 1.3, March 2011 Page 2 of 32
©2011 Xerox Corporation. All rights reserve . Xerox an the sphere of connectivity esign are tra emarks of
Xerox Corporation in the Unite States an /or other counties.
Other company tra emarks are also acknowle ge .
Document Version: 1.3 (March 2011).
XEROX WorkCentre
3550
Information Assurance Disclosure Paper
3
Ver. 1.3, March 2011 Page 3 of 32
1. INTRODUCTION ..................................................................................................................................5
1.1.
Purpose .................................................................................................................................................................................... 5
1.2.
Target Audience ................................................................................................................................................................... 5
1.3.
Disclai er ............................................................................................................................................................................... 5
2. DEVICE DESCRIPTION .......................................................................................................................6
2.1.
Security-relevant Subsyste s ......................................................................................................................................... 7
2.1.1.
Physical Partitioning .......................................................................................................................................................................7
2.1.2.
Security Functions allocate to Subsystems ........................................................................................................................8
2.2.
Controller ................................................................................................................................................................................ 9
2.2.1.
Purpose ................................................................................................................................................................................................9
2.2.2.
Memory Components ....................................................................................................................................................................9
2.2.3.
External Connections .................................................................................................................................................................. 10
2.2.4.
USB Ports ......................................................................................................................................................................................... 10
2.3
Fax Module .......................................................................................................................................................................... 11
2.3.1.
Purpose ............................................................................................................................................................................................. 11
2.3.2.
Har ware ......................................................................................................................................................................................... 11
2.4.
Scanner ................................................................................................................................................................................. 11
2.4.1.
Purpose ............................................................................................................................................................................................. 11
2.4.2.
Har ware ......................................................................................................................................................................................... 11
2.5.
Local User Interface (LUI) ............................................................................................................................................. 12
2.5.1.
Purpose ............................................................................................................................................................................................. 12
2.5.2.
Har ware ......................................................................................................................................................................................... 12
2.6.
Marking Engine (also known as the I age Output Ter inal or IOT) .......................................................... 12
2.6.1.
Purpose ............................................................................................................................................................................................. 12
2.6.2.
Har ware ......................................................................................................................................................................................... 12
2.6.3.
Control an Data Interfaces .................................................................................................................................................... 12
2.7.
Syste Software Structure ........................................................................................................................................... 13
2.7.1.
Open-source components ......................................................................................................................................................... 13
2.7.2.
OS Layer in the Controller ......................................................................................................................................................... 13
2.7.3.
Network Protocols ........................................................................................................................................................................ 14
2.8.
Logical Access ..................................................................................................................................................................... 15
2.8.1.
Network Protocols ........................................................................................................................................................................ 15
2.8.2.
Ports ................................................................................................................................................................................................... 16
2.8.3.
IP Filtering ....................................................................................................................................................................................... 20
3. SYSTEM ACCESS ................................................................................................................................ 21
3.1.
Authentication Model ..................................................................................................................................................... 21
XEROX WorkCentre
3550
Information Assurance Disclosure Paper
4
Ver. 1.3, March 2011 Page 4 of 32
3.2.
Login and Authentication Methods ........................................................................................................................... 21
3.2.1.
System A ministrator Login [All pro uct configurations] ........................................................................................... 21
3.2.2.
User authentication ..................................................................................................................................................................... 21
3.3.
Syste Accounts ............................................................................................................................................................... 24
3.3.1.
Printing [Multifunction mo els only] .................................................................................................................................... 24
3.3.2.
Network Scanning [Multifunction mo els only] .............................................................................................................. 24
3.4.
Diagnostics .......................................................................................................................................................................... 24
4. SECURITY ASPECTS OF SELECTED FEATURES ...................................................................... 25
4.1.
SMart eSolutions ............................................................................................................................................................... 25
4.2.1
Meter Assistant .............................................................................................................................................................................. 25
4.2.2
Supplies Assistant ......................................................................................................................................................................... 25
4.2.3
Summary .......................................................................................................................................................................................... 25
5. RESPONSES TO KNOWN VULNERABILITIES ......................................................................... 26
5.1.
Security @ Xerox (www.xerox.co /security) .......................................................................................................... 26
6. APPENDICES ....................................................................................................................................... 27
6.1.
Appendix A – Abbreviations ......................................................................................................................................... 27
6.2.
Appendix B – Supported MIB Objects ....................................................................................................................... 29
6.3.
Appendix C –Standards .................................................................................................................................................. 31
6.4.
Appendix E – References ................................................................................................................................................ 32
XEROX WorkCentre
3550
Information Assurance Disclosure Paper
5
Ver. 1.3, March 2011 Page 5 of 32
1. Intro uction
The
WorkCentre 3550 multifunction systems
are among the latest versions of Xerox copier an multifunction
evices for the general office.
1.1. Purpose
The purpose of this ocument is to isclose information for the WorkCentre pro ucts with respect to evice security.
Device Security, for this paper, is efine as how image ata is store an transmitte , how the pro uct behaves in a
networke environment, an how the pro uct may be accesse , both locally an remotely. Please note that the
customer is responsible for the security of their network an the WorkCentre pro ucts o not establish security for
any network environment.
The purpose of this ocument is to inform Xerox customers of the esign, functions, an features of the WorkCentre
pro ucts relative to Information Assurance (IA).
This ocument oes NOT provi e tutorial level information about security, connectivity, PDLs, or WorkCentre
pro ucts features an functions. This information is rea ily available elsewhere. We assume that the rea er has a
working knowle ge of these types of topics. However, a number of references are inclu e in the Appen ix.
1.2. Target Au ience
The target au ience for this ocument is Xerox fiel personnel an customers concerne with IT security.
1.3. Disclaimer
The information in this ocument is accurate to the best knowle ge of the authors, an is provi e without warranty
of any kin . In no event shall Xerox Corporation be liable for any amages whatsoever resulting from user's use or
isregar of the information provi e in this ocument inclu ing irect, in irect, inci ental, consequential, loss of
business profits or special amages, even if Xerox Corporation has been a vise of the possibility of such amages.
XEROX WorkCentre
3550
Information Assurance Disclosure Paper
6
Ver. 1.3, March 2011 Page 6 of 32
2. Device Description
This pro uct consists of an input ocument han ler an scanner, marking engine inclu ing paper path, controller,
an user interface.
Figure 2-1 WorkCentre Multifunction Syste
Document Fee er & Scanner (IIT)
Marking Engine (IOT)
Paper Trays
User Interface (UI)
The Network Controller is
located on the left rear side of
the machine in WorkCentre
3550 products.
Output Bin
USB Host Port
XEROX WorkCentre
3550
Information Assurance Disclosure Paper
7
Ver. 1.3, March 2011 Page 7 of 32
2.1. Security-relevant Subsystems
2.1.1. Physical Partitioning
The security-relevant subsystems of the pro uct are partitione as shown in Figure 2-2.
Figure 2-2 Syste functional block diagra
XEROX WorkCentre
3550
Information Assurance Disclosure Paper
8
Ver. 1.3, March 2011 Page 8 of 32
2.1.2. Security Functions allocate to Subsystems
Security Function Subsyste
System Authentication
Controller
Graphical User Interface
Network Authentication
Controller
Graphical User Interface
Cryptographic Operations
Controller
User Data Protection – SSL
Controller
User Data Protection – IP Filtering
Controller
User Data Protection – IPSec
Controller
Network Management Security
Controller
Fax Flow Security
Fax Mo ule
Controller
Graphical User Interface
Security Management
Controller
Graphical User Interface
Table 1 Security Functions allocated to Subsyste s
XEROX WorkCentre
3550
Information Assurance Disclosure Paper
9
Ver. 1.3, March 2011 Page 9 of 32
2.2. Controller
2.2.1. Purpose
The controller provi es both network an irect-connect external interfaces, an enables copy, print, email, network
scan an LanFAX functionality. Network scanning an LanFAX are stan ar features. The controller also
incorporates a proprietary web server that exports a Web User Interface (WebUI) through which users can submit
jobs an check job an machine status, an through which system a ministrators can remotely a minister the
machine.
The controller contains the image path, which uses proprietary har ware an algorithms to process the scanne
images into high-quality repro uctions. Scanne images may be temporarily buffere in DRAM to enable electronic
pre-collation, sometimes referre to as scan-once/print-many. When pro ucing multiple copies of a ocument, the
scanne image is processe an buffere in the DRAM in a proprietary format. The buffere bitmaps are then rea
from DRAM an sent to the Image Output Terminal (IOT) for marking on har copy output. For long ocuments, the
pro uction of har copy may begin before the entire original is scanne , achieving a level of concurrency between the
scan an mark operations.
The controller operating system is pSOS v2.5. The controller works with the User Interface (UI) assembly to provi e
system configuration functions. A System A ministrator PIN must be entere at the UI in or er to access these
functions.
2.2.2. Memory Components
Volatile Me ory
Type (SRAM, DRAM,
etc)
Size
User
Modifiable
(Y/N)
Function or U
se
Process to Sanitize
SDRAM 256/512
MB
Expan able
to 512 MB
Main Memory Remove power
Additional Infor ation:
Non-Volatile Me ory
Type (
Flash, EEPROM,
etc)
Size
User
Modifiable
(Y/N)
Function or Use
Process to Sanitize
Flash 32 MB No Operating System, PDL
Interpreters, Fonts, MIB, Fax
Journal List, Fax Dialing, Co e
use for sche uling the
marking of jobs
None
Flash ROM 1 MB No Backup None
Flash 8 MB No Fax/Font Backup None
Additional Infor ation:
All memory liste above contains co e for execution an configuration information. No user or job
ata is permanently store in this location.
Table 2 Controller e ory co ponents
XEROX WorkCentre
3550
Information Assurance Disclosure Paper
10
Ver. 1.3, March 2011 Page 10 of 32
2.2.3. External Connections
Table 3 Controller External Connections
Figure 2-3 Back panel connections
2.2.4. USB Ports
The WorkCentre 3550 contains a host connector for a USB flash rive, enabling printing from USB, scanning to USB
an uploa of software upgra e files.
Autorun is isable on this port. No executable files will be accepte by the port.
Mo ifying the software upgra e or save machine settings files will make the files unusable on a WorkCentre 3550.
The machine settings that can be save an restore by a service technician are limite to controller parameters that
are nee e for normal operation.
Both ports can be isable by an A min via the WebUI.
USB
USB port and location Purpose
USB 2.0 Host port Printing from USB, scanning to USB, uploa of software upgra e files
USB 2.0 Target port Direct-connect printing
Table 4 USB Ports
Interface Description / Usage
1
Foreign Device Interface (FDI) Allows connection of optional access
control har ware
2
PEK (Pro uct Enablement Key)
Rea er Slot
Use for initial pro uct configuration.
3
USB 2.0 Target Port Direct-connect printing
4
Ethernet 10/100/1000 Network connectivity
5
FAX line 1, RJ-11 Supports FAX Mo em T.30 protocol
only
6
Extension Telephone Socket
(EXT), RJ11
Allows connection of telephone
7
USB 2.0 Host Port (Not Picture
– see Figure 2-1)
Printing from USB, scanning to USB,
uploa of software upgra e files