Advantech UTC-520F User manual

Compliance Certification Services Inc.
5HSRUW1R 7'5-
Note: This report shall not be reproduced except in full, without the written approval of Compliance
Certification Services Inc. This document may be altered or revised by Compliance Certification
Services Inc. personnel only, and shall be noted in the revision section of the document.
3DJH 5HY
-$3$163(&,),('5$',2(48,30(17
7(675(3257
)RU
&RPSXWHU
7UDGH1DPH $'9$17(&+
0RGHO87&)
Issued to
$GYDQWHFK&R/WG
1R$OOH\/DQH5XHLJXDQJ5RDG1HLKX'LVWULFW7DLSHL7DLZDQ52&
Issued by
&RPSOLDQFH&HUWLILFDWLRQ6HUYLFHV,QF
:XJX/DERUDWRU\
1R:XJRQJWK5G:XJX'LVW
1HZ7DLSHL &LW\7DLZDQ52&
KWWSZZZFFVUIFRP
,VVXHG'DWH0D\ 

Compliance Certification Services Inc.
5HSRUW1R 7'5-
3DJH 5HY
7$%/(2)&217(176
 7(675(68/7&(57,),&$7,21 
 6800$5<2)7(675(68/76 
 :/$1,((($:::
 :/$1,(((1+7:::
 :/$1,(((1+7:::
 (87'(6&5,37,21
 7(670(7+2'2/2*<&21',7,216
 7(67&21',7,216
 '(6&5,37,212)7(6702'(6
 5)6+,(/',1*0(7+2'
 6(7832)(48,30(1781'(57(67 
 ,167580(17$1'&$/,%5$7,21 
 0($685,1*,167580(17&$/,%5$7,21
 7(67$1'0($685(0(17(48,30(17
 0($685(0(1781&(57$,17< 
 &$/,%5$7,21 
 7(675(68/7)25,((($:::
 )5(48(1&<(5525 
 $17(11$32:(5 
 6385,286(0,66,216,17(16,7< 
 2&&83,('%$1':,'7+ 
 /,0,7$7,212)&2//$7(5$/(0,66,2162)5(&(,9(5
 287%$1'/($.$*(32:(5(,53 
 $'-$&(17&+$11(//($.$*(32:(5 
 7(675(68/7)25,(((1+7::: 
 )5(48(1&<(5525 
 $17(11$32:(5 
 6385,286(0,66,216,17(16,7< 
 2&&83,('%$1':,'7+ 
 /,0,7$7,212)&2//$7(5$/(0,66,2162)5(&(,9(5
 287%$1'/($.$*(32:(5(,53 
 $'-$&(17&+$11(//($.$*(32:(5 
 7(675(68/7)25,(((1+7::: 
 )5(48(1&<(5525 
 $17(11$32:(5 
 6385,286(0,66,216,17(16,7< 
 2&&83,('%$1':,'7+ 
 /,0,7$7,212)&2//$7(5$/(0,66,2162)5(&(,9(5
 287%$1'/($.$*(32:(5(,53 
 $'-$&(17&+$11(//($.$*(32:(5 
 &$55,(56(16( 
$33(1',;$ 3+272*5$3+62)7(676(783$

Compliance Certification Services Inc.
5HSRUW1R 7'5-
3DJH 5HY
 7(675(68/7&(57,),&$7,21
$SSOLFDQW
$
GYDQWHFK&R/WG
1R$OOH\/DQH5XHLJXDQJ5RDG1HLKX'LVWULFW
7DLSHL7DLZDQ52&
0DQXIDFWXUHU
$
GYDQWHFK&R/WG
1R$OOH\/DQH5XHLJXDQJ5RDG1HLKX'LVWULFW
7DLSHL7DLZDQ52&
(TXLSPHQW8QGHU7HVW &RPSXWHU
7UDGH1DPH
$
'9$17(&+
0RGHO1XPEHU 87&)
'HWDLOHG(87'HVFULSWLRQ 6HH,WHPRIWKLVUHSRUW
'DWHRI7HVW
$
SULOa0D\
(875HFHLYH'DWH
$
SULO
$33/,&$%/(67$1'$5'6
&/$66,),&$7,21 7(675(68/7
$5,%67'7 9HU 1RQRQFRPSOLDQFHQRWHG
7KH DERYH HTXLSPHQW ZDV WHVWHG E\ &RPSOLDQFH &HUWLILFDWLRQ 6HUYLFHV ,QF IRU
FRPSOLDQFH ZLWK WKH UHTXLUHPHQWV VHW IRUWK LQ $5,% 67' 7 9HU DQG $5,% 67'
7 9HU 7KHUHVXOWVRIWHVWLQJLQWKLVUHSRUWDSSO\RQO\WRWKHSURGXFWV\VWHPZKLFK
ZDVWHVWHG2WKHUVLPLODUHTXLSPHQWZLOOQRWQHFHVVDULO\SURGXFHWKHVDPHUHVXOWVGXHWR
SURGXFWLRQWROHUDQFHDQGPHDVXUHPHQWXQFHUWDLQWLHV
Approved by: Tested by:
6DP&KXDQJ 'DOO\+RQJ
0DQDJHU (QJLQHHU
&RPSOLDQFH&HUWLILFDWLRQ6HUYLFHV,QF &RPSOLDQFH&HUWLILFDWLRQ6HUYLFHV,QF

Compliance Certification Services Inc.
5HSRUW1R 7'5-
3DJH 5HY
 6800$5<2)7(675(68/76
 :/$1,(((D: ::
$33/,('67$1'$5'$5,%67'7 9HU
6WDQGDUG
6HFWLRQ
5HSRUW
6HFWLRQ 7HVW7\SHDQG /LPLW 7HVW5HVXOW
*HQHUDOSURYLVLRQV
  )UHTXHQF\(UURU 3$66
  2FFXSLHG%DQGZLGWK 3$66
  6SXULRXV(PLVVLRQV,QWHQVLW\ 3$66
7UDQVPLWWLQJHTXLSPHQW
  $QWHQQD3RZHU 3$66
  6$5 
7UDQVPLWWLQJDQWHQQD
  7\SH&RQILJXUDWLRQHWFRI7UDQVPLWWLQJ$QWHQQD 3$66
  'LUHFWLRQ3DWWHUQRI7UDQVPLWWLQJ$QWHQQD
3URYLGHGDW,QGLYLGXDO$QWHQQD5HSRUW 3$66
5HFHLYLQJDQWHQQD
  /LPLWDWLRQRI&ROODWHUDO(PLVVLRQRI5HFHLYHU 3$66
  5HIHUWR$OO$UWLFOHVIRU7UDQVPLWWLQJ$QWHQQD 3$66
2SHUDWLQJIUHTXHQF\a0+]0+]6SDFH &KDQQHOV
D  5)6KLHOGLQJ0HWKRG 3$66
E  &RPPXQLFDWLRQ0HWKRG 3$66
F  0RGXODWLRQ0HWKRG 3$66
G  6LJQDO7UDQVPLVVLRQ5DWH 3$66
H  7UDQVPLVVLRQ%XUVW/HQJWK 3$66
I  $QWHQQD3RZHU 3$66
J  (TXLYDOHQW,VRWURSLF5DGLDWHG3RZHU 3$66
K  1XPEHURI&DUULHUV 3$66
L  6SUHDGLQJ)DFWRU 3$66
M  2XW%DQG/HDNDJH3RZHU 3$66
M  $GMDFHQW&KDQQHO/HDNDJH3RZHU 3$66
N  &RPSO\ZLWK7KH7HFKQLFDO&RQGLWLRQV 3$66

Compliance Certification Services Inc.
5HSRUW1R 7'5-
3DJH 5HY
3RUW    3RUW    7RWDO   
     
        
1DPH 'HSDUWPHQW
7HVW5HVXOWV  $QWHQQD  G%L $QWHQQD  G%L
9
0+]
        
0+]
     
SSP
     
0+]
     
㻙㻞㻜㻹㻴㼦 G%
     
㻗㻞㻜㻹㻴㼦 G%
     
㻙㻠㻜㻹㻴㼦 G%
     
㻗㻠㻜㻹㻴㼦 G%
     
䈜㻝 ȝ:0+]
        
䈜㻞 ȝ:0+]
        
䈜㻟 ȝ:0+]
        
0+]
        
䈜㻝 ȝ:0+]
        
䈜㻞 ȝ:0+]
        
䈜㻟 ȝ:0+]
        
䈜㻠 ȝ:0+]
        
䈜㻡 ȝ:0+]
        
䈜㻢 ȝ:0+]
        
0+]
        
䈜㻝 ȝ:0+]
        
䈜㻞 ȝ:0+]
        
䈜㻟 ȝ:0+]
        
䈜㻠 ȝ:0+]
        
䈜㻡 ȝ:0+]
        
P:0+]
  
P:0+]
        
P:0+]
  

  
0+]         
䈜㻝
Q:.+]         
䈜㻞 Q:0+]
        
,'&RGH
)UHTXHQF\
0+]
        
0LQL*DLQ
G%L
        
/HYHO
G%P
        
5HVXOW
3DVV)DLO
      3DVV 3DVV 3DVV
&DUULHU6HQVH
㼀㼑㼟㼠㻌㻲㼞㼑㼝㼡㼑㼚㼏㼥 㼀㼑㼟㼠㻌㻲㼞㼑㼝㼡㼑㼚㼏㼥 㼀㼑㼟㼠㻌㻲㼞㼑㼝㼡㼑㼚㼏㼥
:6SXULRXV(PLVVLRQ,QWHQVLW\
aX:0+]RUEHORZ
X:0+]RUEHORZ
3LQ *UORJIUHTB0+]>G%P@
X:0+]RUEHORZ
ZLWKLQ
)RU0/LPLW ʀP:0+]$QWHQQDSRZHU(,53SRZHU
Q:RUEHORZ
Q:RUEHORZ
aX:0+]RUEHORZ
aX:0+]RUEHORZ
)RU:0(,53P:0+]ZR73&IXQFWLRQ
X:0+]RUEHORZ
aX:0+]RUEHORZ
aX:0+]RUEHORZ
X:0+]RUEHORZ
/LPLWʁG%0+] /LPLWʁG%0+] /LPLWʁG%0+] /LPLWʁG%0+]
aX:0+]RUEHORZ
X:0+]RUEHORZ X:0+]RUEHORZ X:0+]RUEHORZ
X:0+]RUEHORZ
SSPZLWKLQ
0+]RUEHORZ
$QWHQQD $QWHQQD$QWHQQD$QW HQQD
5HPDUNV1RUPDO9ROWDJH91RUPDO9ROWDJH9 1RUPDO9ROWDJH9
5)7 HVWLQJ'HSDUWPHQW 'DOO\+RQJ 
ɗ

炴
 焍0+]0+]VHSDUDWLRQ&+
2)'0 >P:0+]@

&RPSOLDQFH&HUWLIL FDWLRQ6HUYL FHV,QF 1R:XJRQJWK5G:XJX,QGXVWULDO3DUN 7DLSHL + V LHQ   7DLZDQ 52&
7HVW/RFDWLRQ
6SHFLILHG5DGLR(TXLSP HQW
&ODVV 87&)$UWLFOH3DUDJUDSK,WHP 0RGHO
6H U L D O 1 R 
7HPS+XPLG
/LPLWDWLRQRI&ROODWHUDO(PLVVLRQRI 5HFHLYHU $QWHQQD3RZHU(UURU (,533RZHU
7HVW5HSRUW
7 \SHR I(PLVVLR Q 0RGXODWLRQ7\SH )UHTXHQF\
*'''
7HVW&KDQQHOV
3RZHU6HWWLQJ
$YHUDJH3RZHU
7HVWLQJIRU(OHFWULFDO6SHFLILFDWLRQ
$QWHQQD
0$&$GGUHVV
炷
)))$$
炸

7HVW'DWH
$QW HQQD3RZHU
7HVW&RQGXFWHG%\
7HVW9ROWDJH ::8QZDQWHG(PLVVLRQ,QWHQVLW\ :6SXULRXV(PLVVLRQ,QWHQVLW\ 2FF XSLH G%DQ GZLGW K 7HVW)UHTXHQF\ $QWHQQD3RZHU&RQGXFWLYH )UHTXHQF\(UURU 0HDVXUHG)UHTXHQF\ $GMDFHQW&KDQQHO/HDFNDJH3RZHU

Compliance Certification Services Inc.
5HSRUW1R 7'5-
3DJH 5HY
3RUW    3RUW    7RWDO   
     
        
1DPH 'HSDUWPHQW
7HVW5HVXOWV  $QWHQQD  G%L $QWHQQD  G%L
9
0+]
        
0+]
     
SSP
     
0+]
     
㻙㻞㻜㻹㻴㼦 G%
     
㻗㻞㻜㻹㻴㼦 G%
     
㻙㻠㻜㻹㻴㼦 G%
     
㻗㻠㻜㻹㻴㼦 G%
     
䈜㻝 ȝ:0+]
        
䈜㻞 ȝ:0+]
        
䈜㻟 ȝ:0+]
        
0+]
        
䈜㻝 ȝ:0+]
        
䈜㻞 ȝ:0+]
        
䈜㻟 ȝ:0+]
        
䈜㻠 ȝ:0+]
        
P:0+]
  
P:0+]
        
P:0+]
  

  
0+]         
䈜㻝
Q:.+]         
䈜㻞 Q:0+]
        
,'&RGH
)UHTXHQF\
0+]
        
0LQL*DLQ
G%L

/HYHO
G%P

5HVXOW
3DVV)DLO
3DVV3DVV3DVV
7HVW)UHTXHQF\
7HVW&KDQQHOV
3RZHU6HWWLQJ
$YHUDJH3RZHU
7HVWLQJIRU(OHFWULFDO6SHFLILFDWLRQ
$QWHQQD 7HVW9ROWDJH
0RGXODWLRQ7\SH )UHTXHQF\ &ODVV
/LPLW DW LRQRI&ROODW HUDO(PLVVLRQRI 5HFHLYHU
7\SHRI(PLVVLRQ
6SHFLILHG5DGLR (TXLSPHQ W
)UHTXHQF\(UURU 0HDVXU HG)UHTXHQF\ 2FFXS LHG %DQ GZLGW K $QWHQQD3RZHU(UURU (,533RZHU $QWHQQD3RZHU&RQGXFWLYH :8QZDQWHG(PLVVLRQ,QWHQVLW\ :6SXULRXV(PLVVLRQ,QWHQVLW\ $GMDFHQW&KDQQHO/HDFNDJH3RZHU
0$&$GGUHVV
炷
)))$$
炸
Q:RUEHORZ
Q:RUEHORZ
X:0+]RUEHORZ
)RU:0(,53P:0+]ZR73&IXQFWLRQ
ZLWKLQ
'DOO\+RQJ
6H U L DO  1 R  $QW HQQD3RZHU
$QW HQQD
7HVW&RQGXFWHG%\*'''
 焍0+]0+]VHSDUDWLRQ&+
2)'0
7HVW'DWH 
&RPSOLDQFH&HUWLILFDWLRQ6HUYLFHV,QF 1R:XJRQJWK5G:XJX,QGXVWULDO3DUN 7DLSHL+V LHQ  7DLZ DQ52&
7HVW/RFDWLRQ
87&)
7HVW5HSRUW

ɗ

炴
7HPS+XPLG$UWLFOH3DUDJUDSK,WHP 0RGHO
5HPDUNV1RUPDO9ROWDJH91RUPDO9ROWDJH9 1RUPDO9ROWDJH9
>P:0+]@
5)7HVWLQJ'HSDUWPHQW
$QWHQQD $QWHQQD$QWHQQD
X:0+]RUEHORZ
/LPLWʁG%0+] /LPLWʁG%0+]
/LPLWʁG%0+] /LPLWʁG%0+]
0+]RUEHORZ
X:0+]RUEHORZ X:0+]RUEHORZ X:0+]RUEHORZ
X:0+]RUEHORZ
SSPZLWKLQ
&DUULHU6HQVH
㼀㼑㼟㼠㻌㻲㼞㼑㼝㼡㼑㼚㼏㼥 㼀㼑㼟㼠㻌㻲㼞㼑㼝㼡㼑㼚㼏㼥
3LQ *UORJIUHTB0+]>G%P@
X:0+]RUEHORZ
)RU0/LPLW ʀP:0+]$QWHQQDSRZHU(,53SRZHUʀP:0+]

Compliance Certification Services Inc.
5HSRUW1R 7'5-
3DJH 5HY
 :/$1,(((Q +7  :::
$33/,('67$1'$5'$5,%67'7 9HU
6WDQGDUG
6HFWLRQ
5HSRUW
6HFWLRQ 7HVW7\SHDQG/LPLW 7HVW5HVXOW
*HQHUDOSURYLVLRQV
  )UHTXHQF\(UURU 3$66
  2FFXSLHG%DQGZLGWK 3$66
  6SXULRXV(PLVVLRQV,QWHQVLW\ 3$66
7UDQVPLWWLQJHTXLSPHQW
  $QWHQQD3RZHU 3$66
  6$5 
7UDQVPLWWLQJDQWHQQD
  7\SH&RQILJXUDWLRQHWFRI7UDQVPLWWLQJ$QWHQQD 3$66
  'LUHFWLRQ3DWWHUQRI7UDQVPLWWLQJ$QWHQQD
3URYLGHGDW,QGLYLGXDO$QWHQQD5HSRUW 3$66
5HFHLYLQJDQWHQQD
  /LPLWDWLRQRI&ROODWHUDO(PLVVLRQRI5HFHLYHU 3$66
  5HIHUWR$OO$UWLFOHVIRU7UDQVPLWWLQJ$QWHQQD 3$66
2SHUDWLQJIUHTXHQF\a0+]0+]6SDFH &KDQQHOV
D  5)6KLHOGLQJ0HWKRG 3$66
E  &RPPXQLFDWLRQ0HWKRG 3$66
F  0RGXODWLRQ0HWKRG 3$66
G  6LJQDO7UDQVPLVVLRQ5DWH 3$66
H  7UDQVPLVVLRQ%XUVW/HQJWK 3$66
I  $QWHQQD3RZHU 3$66
J  (TXLYDOHQW,VRWURSLF5DGLDWHG3RZHU 3$66
K  1XPEHURI&DUULHUV 3$66
L  6SUHDGLQJ)DFWRU 3$66
M  2XW%DQG/HDNDJH3RZHU 3$66
M  $GMDFHQW&KDQQHO/HDNDJH3RZHU 3$66
N  &RPSO\ZLWK7KH7HFKQLFDO&RQGLWLRQV 3$66

Compliance Certification Services Inc.
5HSRUW1R 7'5-
3DJH 5HY
3RUW    3RUW    7RWDO   
     
        
1DPH 'HSDUWPHQW
7HVW5HVXOWV  $QWHQQD  G%L $QW HQQD  G%L
9
0+]
        
0+]
     
SSP
     
0+]
     
㻙㻞㻜㻹㻴㼦 G%
     
㻗㻞㻜㻹㻴㼦 G%
     
㻙㻠㻜㻹㻴㼦 G%
     
㻗㻠㻜㻹㻴㼦 G%
     
䈜㻝 ȝ:0+]
        
䈜㻞 ȝ:0+]
        
䈜㻟 ȝ:0+]
        
0+]
        
䈜㻝 ȝ:0+]
        
䈜㻞 ȝ:0+]
        
䈜㻟 ȝ:0+]
        
䈜㻠 ȝ:0+]
        
䈜㻡 ȝ:0+]
        
䈜㻢 ȝ:0+]
        
0+]
        
䈜㻝 ȝ:0+]
        
䈜㻞 ȝ:0+]
        
䈜㻟 ȝ:0+]
        
䈜㻠 ȝ:0+]
        
䈜㻡 ȝ:0+]
        
P:0+]
  
P:0+]
        
P:0+]
  

  
0+]         
䈜㻝
Q:.+]         
䈜㻞 Q:0+]
        
,'&RGH
)UHTXHQF\
0+]
        
0LQL*DLQ
G%L

/HYHO
G%P

5HVXOW
3DVV)DLO
3DVV3DVV3DVV
 X:0+]RU EHOR Z
aX:0+]RUEHORZ
:6SXULRXV(PLVVLRQ,QWHQVLW\
aX:0+]RUEHORZ
X:0+]RUEHORZ
aX:0+]RUEHORZ
)RU:0(,53P:0+]ZR73&IXQFWLRQ
aX:0+]RUEHORZ
&DUULHU6HQVH 3LQ *UORJIUHTB0+]>G%P@
X:0+]RUEHORZ
aX:0+]RUEHORZ
 X:0+]RU EHOR Z X:0+]RUEHORZ X:0+]RUEHORZ
 X:0+]RU  EHOR Z
aX:0+]RUEHORZ
ZLWKLQ
)RU0/LPLW ʀP:0+]$QWHQQDSRZHU(,53SRZHU
SSPZLWKLQ
$QWHQQD $QWHQQD$QWHQQD
X:0+]RUEHORZ
/LPLWʁG%0+] /LPLWʁG%0+] /LPLWʁG%0+] /LPLWʁG%0+]
1RUPDO9ROWDJH9
>P:0+]@
5)7HVWLQJ'HSDUWPHQW
,DQ7X
7HVW5HSRUW
7\SHRI(PLVVLRQ
ɗ炴
6H U L D O 1 R 
7HPS+XPLG
* '
7HVW'DWH 
7HVW&RQGXFWHG%\
&RPSOLDQFH&HUWLILFDWLRQ6HUYLFHV,QF 1R:XJRQJWK5G:XJX,QGXVWULDO3DUN 7DLSHL + V L HQ    7DL ZDQ 52&
7HVW/RFDWLRQ
87&)$UWLFOH3DUDJUDSK,WHP 0RGHO
1RUPDO9ROWDJH9
0$&$GGUHVV炷)))$$炸
Q:RUEHORZ
Q:RUEHORZ
$QW HQQD3 RZHU
0+]RUEHORZ
焍0+]0+]VHSDUDWLRQ&+
2)'0
5HPDUNV
1RUPDO9ROWDJH9
/LPLWDWLRQRI&ROODWHUDO(PLVVLRQRI 5HFHLYHU
$QW HQQD
2FF XSLH G%D QGZLGW K $QWHQQD3RZHU(UURU (,533RZHU 7HVW)UHTXHQF\ $QWHQQD3RZHU&RQGXFWLYH ::8QZDQWHG(PLVVLRQ,QWHQVLW\ :6SXULRXV(PLVVLRQ,QWHQVLW\
㼀㼑㼟㼠㻌㻲㼞㼑㼝㼡㼑㼚㼏㼥
7HVW&KDQQHOV
3RZHU6HWWLQJ
$YHUDJH3RZHU
7HVWLQJIRU(OHFWULFDO6SHFLILFDWLRQ
$QWHQQD 7HVW9ROWDJH
0RGXODWLRQ7\SH )UHTXHQF\
㼀㼑㼟㼠㻌㻲㼞㼑㼝㼡㼑㼚㼏㼥
&ODVV
6SHFLILHG5DGLR (TXLSP HQW
)UHTXHQF\(UURU 0HDVXUHG)UHTXHQF\ $GMDFHQW&KDQQHO/HDFNDJH3RZHU
㼀㼑㼟㼠㻌㻲㼞㼑㼝㼡㼑㼚㼏㼥

Compliance Certification Services Inc.
5HSRUW1R 7'5-
3DJH 5HY
3RUW    3RUW    7RWDO   
     
        
1DPH 'HSDUWPHQW
7HVW5HVXOWV  $QWHQQD  G%L $QWHQQD  G%L
9
0+]
        
0+]
     
SSP
     
0+]
     
㻙㻞㻜㻹㻴㼦 G%
     
㻗㻞㻜㻹㻴㼦 G%
     
㻙㻠㻜㻹㻴㼦 G%
     
㻗㻠㻜㻹㻴㼦 G%
     
䈜㻝 ȝ:0+]
        
䈜㻞 ȝ:0+]
        
䈜㻟 ȝ:0+]
        
0+]
        
䈜㻝 ȝ:0+]
        
䈜㻞 ȝ:0+]
        
䈜㻟 ȝ:0+]
        
䈜㻠 ȝ:0+]
        
P:0+]
  
P:0+]
        
P:0+]
  

  
0+]         
䈜㻝
Q:.+]         
䈜㻞 Q:0+]
        
,'&RGH
)UHTXHQF\
0+]
        
0LQL*DLQ
G%L

/HYHO
G%P
        
5HVXOW
3DVV)DLO
3DVV3DVV3DVV
7HVWLQJIRU(OHFWULFDO6SHFLILFDWLRQ
$QW HQQD 7HVW9ROWDJH :8QZDQWHG(PLVVLRQ,QWHQVLW\ :6SXULRXV(PLVVLRQ,QWHQVLW\
$QW HQQD
2FFXS LHG %DQ GZLGW K $QWHQQD3RZHU(UURU (,533RZHU 7HVW)UHTXHQF\ $QWHQQD3RZHU&RQGXFWLYH )UHTXHQF\(UURU 0HDVXUHG)UHTXHQF\ $GMDFHQW&KDQQHO/HDFNDJH3RZHU
㼀㼑㼟㼠㻌㻲㼞㼑㼝㼡㼑㼚㼏㼥
7HVW5HSRUW
7 \SHRI(PLVVLR Q 0RGXODWLRQ7\SH )UHTXHQF\
* ' 
7HVW&KDQQHOV
3RZHU6HWWLQJ
$YHUDJH3RZHU
6SHFLI LHG5DGLR (TXLSP HQ W
&ODVV 87&)$UWLFOH3DUDJUDSK,WHP 0RGHO
6H U L D O 1 R 
>P:0+]@
7HVW'DWH 
&RPSOLDQFH&HUWLILFDWLRQ6HUYLFHV,QF 1R:XJRQJWK5G:XJX,QGXVWULDO3DUN 7DLSHL+V LHQ   7DLZ DQ52&
7HVW/RFDWLRQ

ɗ

炴
7HPS+XPLG 7HVW&RQGXFWHG%\
5)7HVWLQJ'HSDUWPHQW
,DQ7X$QW HQQD3RZHU
 焍0+]0+]VHSDUDWLRQ&+
2)'0
5HPDUNV
1RUPDO9ROWDJH91RUPDO9ROWDJH9 1RUPDO9ROWDJH9
SSPZLWKLQ
$QW HQQD $QWHQQD$QWHQQD
X:0+]RUEHORZ
/LPLWʁG%0+] /LPLWʁG%0+] /LPLWʁG%0+] /LPLWʁG%0+]
0+]RUEHORZ
X:0+]RUEHORZ X:0+]RUEHORZ X:0+]RUEHORZ
X:0+]RUEHORZ X:0+]RUEHORZ
)RU:0(,53P:0+]ZR7 3&IXQFWLRQ
&DUULHU6HQVH
㼀㼑㼟㼠㻌㻲㼞㼑㼝㼡㼑㼚㼏㼥
3LQ *UORJIUHTB0+]>G%P@
0$&$GGUHVV
炷
)))$$
炸
Q:RUEHORZ
Q:RUEHORZ
/LPLWDW LRQRI&ROODW HUDO(PLVVLRQRI 5HFHLYHU
X:0+]RUEHORZ
ZLWKLQ
)RU0/LPLW ʀP:0+]$QWHQQDSRZHU(,53SRZHUʀP:0+]

Compliance Certification Services Inc.
5HSRUW1R 7'5-
3DJH 5HY
 :/$1,(((Q +7 : ::
$33/,('67$1'$5'$5,%67'7 9HU
6WDQGDUG
6HFWLRQ
5HSRUW
6HFWLRQ 7HVW7\SHDQG/LPLW 7HVW5HVXOW
*HQHUDOSURYLVLRQV
  )UHTXHQF\(UURU 3$66
  2FFXSLHG%DQGZLGWK 3$66
  6SXULRXV(PLVVLRQV,QWHQVLW\ 3$66
7UDQVPLWWLQJHTXLSPHQW
  $QWHQQD3RZHU 3$66
  6$5 
7UDQVPLWWLQJDQWHQQD
  7\SH&RQILJXUDWLRQHWFRI7UDQVPLWWLQJ$QWHQQD 3$66
  'LUHFWLRQ3DWWHUQRI7UDQVPLWWLQJ$QWHQQD
3URYLGHGDW,QGLYLGXDO$QWHQQD5HSRUW 3$66
5HFHLYLQJDQWHQQD
  /LPLWDWLRQRI&ROODWHUDO(PLVVLRQRI5HFHLYHU 3$66
  5HIHUWR$OO$UWLFOHVIRU7UDQVPLWWLQJ$QWHQQD 3$66
2SHUDWLQJIUHTXHQF\a0+]0+]6SDFH  &KDQQHOV
D  5)6KLHOGLQJ0HWKRG 3$66
E  &RPPXQLFDWLRQ0HWKRG 3$66
F  0RGXODWLRQ0HWKRG 3$66
G  6LJQDO7UDQVPLVVLRQ5DWH 3$66
H  7UDQVPLVVLRQ%XUVW/HQJWK 3$66
I  $QWHQQD3RZHU 3$66
J  (TXLYDOHQW,VRWURSLF5DGLDWHG3RZHU 3$66
K  1XPEHURI&DUULHUV 3$66
L  6SUHDGLQJ)DFWRU 3$66
M  2XW%DQG/HDNDJH3RZHU 3$66
M  $GMDFHQW&KDQQHO/HDNDJH3RZHU 3$66
N  &RPSO\ZLWK7KH7HFKQLFDO&RQGLWLRQV 3$66