,QVWDOOLQJDQG2SHUDWLQJ,QVWUXFWLRQV
rel.1.1 30/08/2002
cod. 1592010140
;-$' *% UB BBGRF
;-$' ;-$' 6ODYH
;-$' ;-$6/
;-$' ;-$6/
$/$50 02'8/(6
$/$50 02'8/(6
INDEX
*(1(5$/ :$51,1*BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB
*(1(5$/ '(6&5,37,21 BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB
02'(/6BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB
352*5$00,1* .(<%2$5' .% 35*BBBBBBBBBBBBBBBBBBB
6(&7,21 0(18BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB
6(&7,21 3$5$0(7(56 352*5$00,1* BBBBBBBBBBBBBBBBB
&23< )81&7,21BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB
6(5,$/ 6(77,1*BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB
/,67 2) 3$5$0(7(56BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB
;55(3 .% 35* +27 .(<BBBBBBBBBBBBBBBBBBBBBBBBB
$/$50 287387 BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB
,167$//$7,21 $1' 02817,1* BBBBBBBBBBBBBBBBBBBBBBBB
(/(&75,&$/ &211(&7,216BBBBBBBBBBBBBBBBBBBBBBBBBBB
/,1($ 6(5,$/( 56 BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB
7(&+1,&$/ '$7$ BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB
&211(&7,216 BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB
'()$8/7 6(77,1* 9$/8(6 BBBBBBBBBBBBBBBBBBBBBBBBBBB
*(1(5$/ :$51,1*
3/($6( 5($' %()25( 86,1* 7+,6
0$18$/
•
7KLV PDQXDO LV SDUW RI WKH SURGXFW DQG VKRXOG EH NHSW QHDU
WKH LQVWUXPHQW IRU HDV\ DQG TXLFN UHIHUHQFH
•
7KH LQVWUXPHQW VKDOO QRW EH XVHG IRU SXUSRVHV GLIIHUHQW IURP
WKRVH GHVFULEHG KHUHXQGHU ,W FDQQRW EH XVHG DV D VDIHW\
GHYLFH
•
&KHFN WKH DSSOLFDWLRQ OLPLWV EHIRUH SURFHHGLQJ
6$)(7< 35(&$87,216
•
&KHFN WKH VXSSO\ YROWDJH LV FRUUHFW EHIRUH FRQQHFWLQJ WKH
LQVWUXPHQW
•
'R QRW H[SRVH WR ZDWHU RU PRLVWXUH XVH WKH FRQWUROOHU RQO\
ZLWKLQ WKH RSHUDWLQJ OLPLWV DYRLGLQJ VXGGHQ WHPSHUDWXUH
FKDQJHV ZLWK KLJK DWPRVSKHULF KXPLGLW\ WR SUHYHQW IRUPDWLRQ
RI FRQGHQVDWLRQ
•
:DUQLQJ GLVFRQQHFW DOO HOHFWULFDO FRQQHFWLRQV EHIRUH DQ\
NLQG RI PDLQWHQDQFH
•
)LW WKH SUREH ZKHUH LW LV QRW DFFHVVLEOH E\ WKH (QG 8VHU 7KH
LQVWUXPHQW PXVW QRW EH RSHQHG
•
,Q FDVH RI IDLOXUH RU IDXOW\ RSHUDWLRQ VHQG WKH LQVWUXPHQW EDFN
WR WKH GLVWULEXWRU RU WR ³'L[HOO VUO´ VHH DGGUHVV ZLWK D
GHWDLOHG GHVFULSWLRQ RI WKH IDXOW
•
&RQVLGHU WKH PD[LPXP FXUUHQW ZKLFK FDQ EH DSSOLHG WR HDFK
UHOD\ VHH 7HFKQLFDO 'DWD
•
(QVXUH WKDW WKH ZLUHV IRU SUREHV ORDGV DQG WKH SRZHU VXSSO\
DUH VHSDUDWHG DQG IDU HQRXJK IURP HDFK RWKHU ZLWKRXW
FURVVLQJ RU LQWHUWZLQLQJ
•
,Q FDVH RI DSSOLFDWLRQV LQ LQGXVWULDO HQYLURQPHQWV WKH XVH RI
PDLQV ILOWHUV RXU PRG )7 LQ SDUDOOHO ZLWK LQGXFWLYH ORDGV
FRXOG EH XVHIXO
*(1(5$/ '(6&5,37,21
;-$'
LV DQ DFTXLVLWLRQ PRGXOH WKDW FDQ UHDG XS WR LQSXWV DW
9DF9DF RU 9DF RSW H[SDQGDEOH WR ZLWK WKH
;-$6/
VODYH PRGXOH %\ PHDQV RI WKH VHULDO RXWSXW 56 LW
FDQ EH FRQQHFWHG WR WKH ;- RU D 0RG%86 FRPSDWLEOH
PRQLWRULQJ V\VWHP 0RGXOHV
;-$
',1 5$,/ IRUPDW DUH ZLWKRXW
GLVSOD\ DQG DUH SURJUDPPDEOH E\ PHDQV RI D SURJUDPPLQJ
NH\ERDUG
.% 35*
,W LV DOVR SRVVLEOH WR SURJUDP WKHP ZLWK D SURJUDPPLQJ
+RW NH\µ
DQG WR FRQQHFW WKHP WR D GLVSOD\ GHYLFH FDOOHG
;-$ 5(3
ZKLFK
VKRZV PRGXOH DODUP DQG VWDWXV 7KH
;-$'
DOVR KDV DQ DODUP
UHOD\
02'(/6
7KH PRGXOHV
;-$
DOZD\V KDYH D GLIIHUHQW VHULDO DGGUHVV IRU HDFK
LQSXW
,W LV SRVVLEOH WR DVVRFLDWH WR HDFK LQSXW DQ DODUP RU D ORDG VWDWXV
FRQGLWLRQ FKHFNLQJ 21 DQG 2)) F\FOHV
352*5$00,1* .(<%2$5' .% 35*
7KH PRGXOH SURJUDPPLQJ PXVW EH GRQH ZLWK
SURJUDPPLQJ NH\ERDUG .% 35*
6(7
,Q SURJUDPPLQJ PRGH LW VHOHFWV D SDUDPHWHU RU FRQILUPV DQ
RSHUDWLRQ
K
83
,Q SURJUDPPLQJ PRGH LW EURZVHV WKH SDUDPHWHU FRGHV
RU LQFUHDVHV WKH GLVSOD\HG YDOXH
H
'2:1
,Q SURJUDPPLQJ PRGH LW EURZVHV WKH SDUDPHWHU
FRGHV RU GHFUHDVHV WKH GLVSOD\HG YDOXH
6(&7,21
6HFWLRQ PHQX DFFHVV
%\ SXVKLQJ DQG UHOHDVLQJ WKLV
EXWWRQ WKH VHFWLRQ PHQX LV HQWHUHG $Q LQVWUXPHQW FDQ
KDYH XS WR VHFWLRQV WKDW LV LW FDQ EH VHSDUDWHG LQWR
GLIIHUHQW SDUWV HDFK RQH ZLWK GLIIHUHQW VHULDO
DGGUHVVHV DQG D FRPSOHWHO\ LQGHSHQGHQW SDUDPHWHU
OLVW
35*
'LVSOD\ DFWLYDWHG VHFWLRQ
%\ SXVKLQJ DQG UHOHDVLQJ
WKLV EXWWRQ WKH VHFWLRQ QDPH LV GLVSOD\HG
7R HQWHU SURJUDPPLQJ PRGH
%\ KROGLQJ LW SUHVVHG
IRU V WKH SURJUDPPLQJ PRGH LV HQWHUHG
&23< ,Q VHFWLRQ PHQX
LW DOORZV WKH XVHU WR SDVWH WKH
SDUDPHWHU OLVW RI WKH
´:RUN 6HFWLRQµ
LQ WKH GHVLUHG VHFWLRQ
'XULQJ QRUPDO RSHUDWLRQ LW DOORZV ³83/2$',1*´ RI WKH
SDUDPHWHU OLVW IURP WKH PRGXOH WR WKH
+RW NH\
86( 2) /('6
2Q WKH PRGXOHV WKHUH DUH WKUHH OHGV
/(' 02'( )XQFWLRQ
<HOORZ )/$6+,1* VHULDO FRPPXQLFDWLRQ LV 2.
<HOORZ 21 WKH PRGXOH UHFHLYHV RQO\
<HOORZ 2)) VHULDO FRPPXQLFDWLRQ DEVHQW
*UHHQ 21 7KH PRGXOH LV 21
5HG 21 $/$50 VLJQDO
1%
7KHUH DUH RWKHU SRVVLEOH VWDWXV RI WKH /('V 6HH SDUDJUDSK
UHODWHG WR SURJUDPPLQJ E\ XVLQJ WKH
´+RW .H\µ
;-$ 5(3 ',63/$<
2Q WKH
;-$ 5(3
WKH RSHUDWLRQ VWDWXV RI WKH ZKROH PRGXOH FDQ EH
GLVSOD\HG
$OO WKH DFWLYDWHG LQSXWV DQG WKH DODUPV DUH GLVSOD\HG FRQWLQXRXVO\
DW VHFRQG LQWHUYDOV DFFRUGLQJ WR WKH IROORZLQJ FRGHV
•
,I WKHUH DUH QRQDFWLYH LQSXWV DQG DODUPV ³Q2$´ LV GLVSOD\HG
•
,I WKHUH LV DQ DFWLYH DODUP LQSXW ³$´ $GU 6HULDO DGGUHVV LV
GLVSOD\HG
•
,I WKHUH LV DQ DFWLYH LQSXW FRQILJXUHG DV 6WDWXV ³6´ $GU
6HULDO DGGUHVV LV GLVSOD\HG
6(&7,21 0(18
,QFOXGHV WKH VHFWLRQV XVHG LQ WKH PRGXOH DQG WKH YDOXHV PHDVXUHG
E\ WKH LQSXWV
$FFHVV SURFHGXUH
•
7KH VHFWLRQ PHQX LV HQWHUHG E\ SXVKLQJ DQG UHOHDVLQJ WKH
³
6HFWLRQ
´ NH\ 7KH ODEHO RI WKH ILUVW IXQFWLRQ ³6QF´ ZLOO EH
GLVSOD\HG
•
7KH ³
83
´ DQG ³
'2:1
´ NH\V DUH XVHG WR F\FOH EDFNZDUGV RU
IRUZDUGV LQ WKH PHQX
•
%\ SUHVVLQJ WKH ³
6HFWLRQ
´ NH\ RQ WKH ODEHO WKH LQSXW VWDWXV
ZLOO EH GLVSOD\HG
•
%\ SUHVVLQJ WKH ³
6HFWLRQ
´ NH\ DJDLQ WKH IROORZLQJ VHFWLRQ
ODEHO ZLOO EH GLVSOD\HG
/,67 2) )81&7,216 ,1 7+( 6(&7,21 0(18
³6QF´ 1XPEHU RI VHFWLRQV
³6H´ ,QFOXGHV ,QSXW RSHUDWLRQ VWDWXV
³6H´ ,QFOXGHV ,QSXW RSHUDWLRQ VWDWXV
³6H´ ,QFOXGHV ,QSXW RSHUDWLRQ VWDWXV
³6H´ ,QFOXGHV ,QSXW RSHUDWLRQ VWDWXV
³6H´ ,QFOXGHV ,QSXW RSHUDWLRQ VWDWXV
³6H´ ,QFOXGHV ,QSXW RSHUDWLRQ VWDWXV
³6H´ ,QFOXGHV ,QSXW RSHUDWLRQ VWDWXV
³6H´ ,QFOXGHV ,QSXW RSHUDWLRQ VWDWXV
³6H´ ,QFOXGHV ,QSXW RSHUDWLRQ VWDWXV
³6H´ ,QFOXGHV ,QSXW RSHUDWLRQ VWDWXV
3U´ ,QFOXGHV PRGXOH JHQHUDO SDUDPHWHUV
³2XW´ H[LWV IURP PHQX
+2: 72 6(7 7+( 180%(5 2) 6(&7,216 ´61&µ
%\ HQWHULQJ 6HFWLRQ PHQX WKH ILUVW ODEHO ³6QF´ DSSHDUV
•
%\ SUHVVLQJ ³
6HFWLRQ
´ NH\ WKH QXPEHU RI VHFWLRQV HQDEOHG
DSSHDU 'HIDXOW
•
%\
9
RU
8
WKH XVHU PRGLILHV WKH QXPEHU RI VHFWLRQV
HQDEOHG
•
%\ SXVKLQJ ³
6HFWLRQ
´ NH\ WKH QXPEHU RI VHFWLRQV ZLOO EH
PHPRULVHG DQG WKH PDLQ YLVXDOLVDWLRQ ZLOO EH GLVSOD\HG
7KH QXPEHU RI VHFWLRQV EOLQNV IRU WLPHV ZKHQ WKH
³
6HFWLRQ
´ NH\ LV SUHVVHG
•
,I WKH QXPEHU RI VHFWLRQV LV QRW PRGLILHG E\ SUHVVLQJ WKH
³
6HFWLRQ
´ NH\ DJDLQ ODEHO ³
6H
´ ZLOO EH GLVSOD\HG
,1387 67$786 ',63/$<
:KHQ WKH VHFWLRQ QXPEHU VHWWLQJ LV H[HFXWHG D QXPEHU RI 6H;
ODEHOV HTXDO WR WKH QXPEHU RI VHFWLRQV SURJUDPPHG ZLOO DSSHDU LQ
WKH 6HFWLRQ PHQX
•
%\ SXVKLQJ DQG UHOHDVLQJ WKH ³
6HFWLRQ
´ NH\ RQ WKH ODEHO
6H; WKH VWDWH RI WKH LQSXW LV GLVSOD\HG
•
%\ SXVKLQJ DQG UHOHDVLQJ WKH ³
6HFWLRQ
´ NH\ WKH ODEHO RI WKH
IROORZLQJ VHFWLRQ LV GLVSOD\HG
•
,I QR NH\V DUH SUHVVHG IRU VHF RU ³
6HFWLRQ
´ LV SUHVVHG RQ
WKH ODEHO
´2XWµ
WKH PDLQ YLVXDOLVDWLRQ ZLOO EH GLVSOD\HG
´:25. 6(&7,21µ $&7,9$7,21
•
%\ SXVKLQJ WKH ³
6HFWLRQ
´ NH\ IRU VHF RQ WKH ODEHO 6H;
LQ WKH 6HFWLRQ PHQX
´ZRUN VHFWLRQµ
ZLOO EH DFWLYDWHG
IDFWRU\ VHWWLQJ 6H
1%
,W LV SRVVLEOH WR HQWHU WKH
´ZRUN VHFWLRQµ
SDUDPHWHU OLVW RQO\
*(1(5$/ 3$5$0(7(56 35
7KHUH DUH WZR JHQHUDO UHDGRQO\ SDUDPHWHUV WKDW JLYH VRPH XVHIXO
LQIRUPDWLRQ RQ WKH PRGXOH 7R EH DEOH WR GLVSOD\ WKHP
SUHVV WKH ³
6HFWLRQ
´ NH\
VHOHFW WKH ODEHO
3U
LQ WKH 6HFWLRQ PHQX DQG SUHVV
³
6HFWLRQ
´
U(/ 6RIWZDUH UHOHDVH
UHDGRQO\
3WE 3DUDPHWHU OLVW
UHDGRQO\
(;,7
,I QR NH\ LV SUHVVHG IRU PRUH WKDQ VHFRQGV WKH LQVWUXPHQW
UHYHUWV WR PDLQ GLVSOD\ PRGH
6(&7,21 3$5$0(7(56 352*5$00,1*
72 (17(5 7+( 3$5$0(7(5 /,67
7R HQWHU WKH SDUDPHWHU OLVW RI WKH
´ZRUN VHFWLRQµ
SUHVV
35*
NH\
IRU VHFRQGV
+2: 72 &+$1*( 7+( 3$5$0(7(5 9$/8(
(DFK SDUDPHWHU LV LGHQWLILHG E\ D VSHFLDO DOSKDQXPHULF FRGH
ODEHO
7R FKDQJH WKH SDUDPHWHU YDOXH GR DV IROORZV
(QWHU WKH ³SDUDPHWHU OLVW
µ
E\ SUHVVLQJ
35*
NH\ IRU VHF
%URZVH WKH SDUDPHWHU OLVW E\ XVLQJ ³
83
´RU³
'2:1
´ XQWLO WKH
UHTXLUHG SDUDPHWHU LV GLVSOD\HG
3UHVV WKH ³
6(7
´ NH\ WR GLVSOD\ LWV YDOXH
8VH ³
83
´RU³
'2:1
´ WR FKDQJH LWV YDOXH
3UHVV ³
6(7
´ WR VWRUH WKH QHZ YDOXH DQG VNLS WR WKH IROORZLQJ
SDUDPHWHU
72 (;,7
3UHVV ³
6(7
´³
83
´ RU ZDLW V ZLWKRXW WRXFKLQJ DQ\ NH\
127(
WKH VHW YDOXH LV VWRUHG HYHQ ZKHQ WKH SURFHGXUH LV H[LWHG
E\ ZDLWLQJ WKH WLPHRXW WR H[SLUH ZLWKRXW SUHVVLQJ ³
6(7
´
