Omron SYSMAC C series User manual

SYSMAC C-Series PCs
Programming Instructions and
Programming Console Operations
5HIHUHQFH 0DQXDO
5HYLVHG -DQXDU\ 
&/5
>$GGUHVV@
,,
',
5
1
69
&175

LY

Y
1RWLFH
20521 SURGXFWV DUH PDQXIDFWXUHG IRU XVH DFFRUGLQJ WR SURSHU SURFHGXUHV E\ D TXDOLILHG RSHUDWRU
DQG RQO\ IRU WKH SXUSRVHV GHVFULEHG LQ WKLV PDQXDO
7KH IROORZLQJ FRQYHQWLRQV DUH XVHG WR LQGLFDWH DQG FODVVLI\ SUHFDXWLRQV LQ WKLV PDQXDO $OZD\V KHHG
WKH LQIRUPDWLRQ SURYLGHG ZLWK WKHP )DLOXUH WR KHDG SUHFDXWLRQV FDQ UHVXOW LQ LQMXU\ WR SHRSOH RU GDP
DJH WR WKH SURGXFW
'$1*(5 ,QGLFDWHV LQIRUPDWLRQ WKDW LI QRW KHHGHG LV OLNHO\ WR UHVXOW LQ ORVV RI OLIH RU VHULRXV
LQMXU\
:$51,1* ,QGLFDWHV LQIRUPDWLRQ WKDW LI QRW KHHGHG FRXOG SRVVLEO\ UHVXOW LQ ORVV RI OLIH RU
VHULRXV LQMXU\
&DXWLRQ ,QGLFDWHV LQIRUPDWLRQ WKDW LI QRW KHHGHG FRXOG UHVXOW LQ UHODWLYH VHULRXV RU PLQRU
LQMXU\ GDPDJH WR WKH SURGXFW RU IDXOW\ RSHUDWLRQ
20521 3URGXFW 5HIHUHQFHV
$OO 20521 SURGXFWV DUH FDSLWDOL]HG LQ WKLV PDQXDO 7KH ZRUG ´8QLWµ LV DOVR FDSLWDOL]HG ZKHQ LW UHIHUV
WR DQ 20521 SURGXFW UHJDUGOHVV RI ZKHWKHU RU QRW LW DSSHDUV LQ WKH SURSHU QDPH RI WKH SURGXFW
7KH DEEUHYLDWLRQ ´&Kµ ZKLFK DSSHDUV LQ VRPH GLVSOD\V DQG RQ VRPH 20521 SURGXFWV PHDQV
´ZRUGµ DQG LV DEEUHYLDWHG ´:Gµ LQ GRFXPHQWDWLRQ
7KH DEEUHYLDWLRQ ´3&µ PHDQV 3URJUDPPDEOH &RQWUROOHU DQG LV QRW XVHG DV DQ DEEUHYLDWLRQ IRU DQ\
WKLQJ HOVH
9LVXDO $LGV
7KH IROORZLQJ KHDGLQJV DSSHDU LQ WKH OHIW FROXPQ RI WKH PDQXDO WR KHOS \RX ORFDWH GLIIHUHQW W\SHV RI
LQIRUPDWLRQ
1RWH ,QGLFDWHV LQIRUPDWLRQ RI SDUWLFXODU LQWHUHVW IRU HIILFLHQW DQG FRQYHQLHQW RSHUDWLRQ
RI WKH SURGXFW
    ,QGLFDWHV OLVWV RI RQH VRUW RU DQRWKHU VXFK DV SURFHGXUHV FKHFNOLVWV HWF
»20521 
$OO ULJKWV UHVHUYHG 1R SDUW RI WKLV SXEOLFDWLRQ PD\ EH UHSURGXFHG VWRUHG LQ D UHWULHYDO V\VWHP RU WUDQVPLWWHG LQ DQ\
IRUP RU E\ DQ\ PHDQV PHFKDQLFDO HOHFWURQLF SKRWRFRS\LQJ UHFRUGLQJ RU RWKHUZLVH ZLWKRXW WKH SULRU ZULWWHQ SHUPLV
VLRQ RI 20521
1R SDWHQW OLDELOLW\ LV DVVXPHG ZLWK UHVSHFW WR WKH XVH RI WKH LQIRUPDWLRQ FRQWDLQHG KHUHLQ 0RUHRYHU EHFDXVH 20521 LV
FRQVWDQWO\ VWULYLQJ WR LPSURYH LWV KLJKTXDOLW\ SURGXFWV WKH LQIRUPDWLRQ FRQWDLQHG LQ WKLV PDQXDO LV VXEMHFW WR FKDQJH
ZLWKRXW QRWLFH (YHU\ SUHFDXWLRQ KDV EHHQ WDNHQ LQ WKH SUHSDUDWLRQ RI WKLV PDQXDO 1HYHUWKHOHVV 20521 DVVXPHV QR
UHVSRQVLELOLW\ IRU HUURUV RU RPLVVLRQV 1HLWKHU LV DQ\ OLDELOLW\ DVVXPHG IRU GDPDJHV UHVXOWLQJ IURP WKH XVH RI WKH LQIRUPD
WLRQ FRQWDLQHG LQ WKLV SXEOLFDWLRQ

YL

YLL
7$%/( 2) &217(176
6(&7,21 
6XPPDU\ RI &RQVROH 2SHUDWLRQV DQG $SSOLFDEOH 3&V 
6(&7,21 
3URJUDPPLQJ &RQVROH 2SHUDWLRQV 
ï 6\VWHP 2SHUDWLRQV 
ï 3URJUDPPLQJ 2SHUDWLRQV 
ï 'HEXJJLQJ 2SHUDWLRQV 
ï 0RQLWRULQJ DQG 'DWD &KDQJLQJ 2SHUDWLRQV 
ï &DVVHWWH 7DSH 2SHUDWLRQV 
ï 3520 :ULWHU 2SHUDWLRQV 
ï )LOH 0HPRU\ 2SHUDWLRQV 
6(&7,21 
6XPPDU\ RI 3URJUDPPLQJ ,QVWUXFWLRQV
DQG $SSOLFDEOH 3&V 
ï 6WDQGDUG ,QVWUXFWLRQV 
ï %ORFN ,QVWUXFWLRQV 
6(&7,21 
3URJUDPPLQJ ,QVWUXFWLRQV 
ï %DVLF ,QVWUXFWLRQV 
ï 6SHFLDO ,QVWUXFWLRQV 
ï %ORFN 3URJUDP ,QVWUXFWLRQV 
$SSHQGLFHV 
$ 3URJUDPPLQJ &RQVROH .H\ &RGHV 
% ,QVWUXFWLRQ *URXSV 
& ([WHQGHG $6&,, 
' 'DWD &RQYHUVLRQ 7DEOH 
20521 6DOHV 2IILFHV 
5HYLVLRQ +LVWRU\ 

L[
$ERXW WKLV 0DQXDO
7KLV *XLGH KDV EHHQ ZULWWHQ WR JLYH XVHUV RI &VHULHV 3&V D FRPSUHKHQVLYH UHIHUHQFH IRU WKH SUR
JUDPPLQJ LQVWUXFWLRQV DQG 3URJUDPPLQJ &RQVROH RSHUDWLRQV
6HFWLRQ  OLVWV WKH 3URJUDPPLQJ &RQVROH RSHUDWLRQV DQG WKH 3&V IRU ZKLFK WKH\ DUH DSSOLFDEOH ,W
DOVR JLYHV D EULHI GHVFULSWLRQ RI WKH IXQFWLRQ HDFK RSHUDWLRQ SHUIRUPV
6HFWLRQ  JLYHV D PRUH GHWDLOHG DFFRXQW RI WKH LPSOHPHQWDWLRQ DQG HIIHFW RI HDFK RSHUDWLRQ LQFOXGLQJ
WKH NH\ VHTXHQFH UHTXLUHG WR LQSXW LW YLD WKH 3URJUDPPLQJ &RQVROH 2SHUDWLRQV DUH OLVWHG LQ WKH VDPH
RUGHU DV WKH\ DSSHDU LQ WKH WDEOH RI 6HFWLRQ
6HFWLRQ  OLVWV WKH IXOO UDQJH RI SURJUDPPLQJ LQVWUXFWLRQV DORQJ ZLWK WKHLU IXQFWLRQ FRGHV QDPHV
PQHPRQLFV DQG WKH 3&V IRU ZKLFK HDFK LV DSSOLFDEOH 7KH WDEOHV LQ WKLV VHFWLRQ DUH OLVWHG DOSKDQXP
HULFDOO\ ,QVWUXFWLRQV ZLWKRXW IXQFWLRQ FRGHV DUH OLVWHG DOSKDEHWLFDOO\ ILUVW IROORZHG E\ D QXPHULF OLVWLQJ
DFFRUGLQJ WR IXQFWLRQ FRGHV %ORFN LQVWUXFWLRQV KDYH EHHQ NHSW VHSDUDWH DQG DUH OLVWHG QXPHULFDOO\ DW
WKH HQG RI WKH VHFWLRQ
6HFWLRQ  JLYHV GHWDLOV RQ KRZ WKH LQVWUXFWLRQV DUH XVHG $ GHWDLOHG GHVFULSWLRQ RI HDFK LQVWUXFWLRQ·V
IXQFWLRQ DQG SURFHVVHV LV JLYHQ DORQJ ZLWK WKHLU ODGGHU GLDJUDP V\PEROV DQG WKH DSSOLFDEOH GDWD DU
HDV IRU WKH RSHUDQGV 7KLV VHFWLRQ KDV DOO HQWULHV OLVWHG LQ WKH VDPH RUGHU DV 6HFWLRQ 
$SSHQGL[ $ SURYLGHV D FKDUW VKRZLQJ WKH 3URJUDPPLQJ &RQVROH NH\V DQG WKHLU HTXLYDOHQW KH[DGHFL
PDO FRGHV IRU XVH ZLWK WKH .(< LQVWUXFWLRQ
$SSHQGL[ % OLVWV WKH LQVWUXFWLRQV DFFRUGLQJ WR WKH W\SH RI IXQFWLRQ WKH\ SHUIRUP
$SSHQGL[ & SURYLGHV DQ $6&,, FRQYHUVLRQ FKDUW
$SSHQGL[ ' SURYLGHV D FRQYHUVLRQ FKDUW WKDW OLVWV YDOXHV LQ GHFLPDO KH[DGHFLPDO ELQDU\ DQG ELQDU\
FRGHG GHFLPDO
7KH WRWDO UDQJH RI 6<60$& &VHULHV 3&V UHIHUUHG WR LQ WKLV JXLGH LV DV IROORZV
&
&+ &+ DQG &+
&. &. &. DQG &.
&3 &3 &3 DQG &3
&
&+
& DQG
&+&+
7KH FRGHV LQ WKH $SSOLFDEOH 3&V FROXPQ LQ WKH RI WKH WDEOHV GHVFULEH WKH 3& 8QLWV DV IROORZV
&RGH $SSOLFDEOH 3&V
&BB. &. &. &. DQG &.
&BB3 &3 &3 &3 DQG &3
&BB+ &+ &+ DQG &+ DOVR NQRZQ DV 0LQL +W\SH
+W\SH 3&V &+ &+ DQG &+ &+ DQG &+&+


6(&7,21 
6XPPDU\ RI &RQVROH 2SHUDWLRQV DQG $SSOLFDEOH 3&V
7KLV VHFWLRQ OLVWV WKH 3URJUDPPLQJ &RQVROH RSHUDWLRQV DQG WKH 3&V IRU ZKLFK WKH\ DUH DSSOLFDEOH 7KH WDEOH JLYHV WKH
RSHUDWLRQ QDPH WKH IXQFWLRQ LW SHUIRUPV DQG WKH PRGHO QXPEHUV RI WKH DSSOLFDEOH 3&V


1DPH )XQFWLRQ $SSOLFDEOH 3&V
3DVVZRUG ,QSXW 3URPSWV WKH XVHU IRU WKH DFFHVV SDVVZRUG $OO
%X]]HU 212)) &RQWUROV ZKHWKHU WKH EX]]HU ZLOO VRXQG IRU NH\VWURNH LQSXWV $OO EXW & BB 3& BB .
'DWD &OHDU 8VHG WR HUDVH GDWD HLWKHU VHOHFWLYHO\ RU WRWDOO\ IURP WKH 3URJUDP 0HPRU\
DQG WKH ,5 $5 +5 '0 DQG 7& DUHDV $OO
,2 7DEOH 5HJLVWHU 5HJLVWHUV WKH ,2 WDEOH DIWHU LQLWLDO HQWU\ RU VXEVHTXHQW DPHQGPHQWV $OO EXW && BB 3& BB .
& BB +
,2 7DEOH &KDQJH $OORZV GXPP\ ,2 ZRUGV WR EH UHJLVWHUHG LQ WKH WDEOH VR WKDW WKH WDEOH GRHV
QRW QHHG WR EH DOWHUHG ZKHQ WKH DSSURSULDWH 8QLWV DUH DGGHG RU UHPRYHG &+&+
:RUG 0XOWLSOLHU (QWHU 8VHG WR DVVLJQ ZRUG PXOWLSOLHUV WR 5HPRWH ,2 0DVWHU 8QLWV &+&+
,2 7DEOH 9HULI\ &KHFNV WKH ,2 7DEOH DJDLQVW WKH DFWXDO DUUDQJHPHQW RI ,2 8QLWV $OO EXW && BB 3& BB .
& BB +
,2 7DEOH 5HDG 'LVSOD\V WKH 8QLW W\SH ORFDWLRQ DOORFDWHG ,2 ZRUG DQG ZRUG PXOWLSOLHU
ZKHUH DSSOLFDEOH $OO EXW &&
BB 3& BB .
& BB +
,2 7DEOH 7UDQVIHU &RSLHV WKH ,2 WDEOH WR 5$0 7KLV HQDEOHV VLPXOWDQHRXV ZULWLQJ RI WKH WDEOH
DQG XVHU SURJUDP WR (3520 &&+&+
1(7 /LQN /LQN 7DEOH
7UDQVIHU 7UDQVIHUV D FRS\ RI WKH 1(7 /LQN 6\VWHP·V /LQN 7DEOH WR WKH XVHU PHPRU\ 80 DUHD &+&38(
,2 7DEOH 'HOHWH 'HOHWHV WKH HQWLUH ,2 7DEOH &+&
2QOLQH ,2 8QLW &KDQJH 3HUPLVVLEOH 8QLWV FDQ EH PRXQWHG RU UHPRYHG ZKLOH WKH &38 LV RSHUDWLQJ &+
3URJUDP +HDGHU 'LVSOD\ 'LVSOD\V WKH SURJUDP QDPH YHUVLRQ QXPEHU DQG GDWH RI ODVW UHYLVLRQ & BB +
$GGUHVV 'HVLJQDWLRQ 'LVSOD\V WKH VSHFLILHG DGGUHVV $OO
3URJUDP ,QSXW 8VHG WR HGLW RU LQSXW SURJUDP LQVWUXFWLRQV $OO
3URJUDP 5HDG $OORZV WKH XVHU WR VFUROO WKURXJK WKH SURJUDP DGGUHVVE\DGGUHVV ,Q 581
DQG 021,725 PRGHV VWDWXV RI ELWV LV DOVR JLYHQ $OO
3URJUDP 6HDUFK 6HDUFKHV D SURJUDP IRU WKH VSHFLILHG GDWD DGGUHVV RU LQVWUXFWLRQ $OO
,QVWUXFWLRQ ,QVHUW
,QVWUXFWLRQ 'HOHWH $OORZV D QHZ LQVWUXFWLRQ WR EH LQVHUWHG EHIRUH WKH GLVSOD\HG LQVWUXFWLRQ RU GHOHWHV WKH GLVSOD\HG LQVWUXFWLRQ UHVSHFWLYHO\ $OO
3URJUDP &KHFN &KHFNV WKH FRPSOHWHG SURJUDP IRU V\QWD[ HUURUV XS WR WKUHH OHYHOV LQ +W\SH
3&V $OO
'HEXJ 2SHUDWLRQ (QWHU (QDEOHV VSHFLDO GHEXJJLQJ RSHUDWLRQV WR EH SHUIRUPHG &+&+
$GGUHVV ([HFXWLRQ ([HFXWHV D SURJUDP LQVWUXFWLRQE\LQVWUXFWLRQ VWDUWLQJ IURP WKH FXUUHQW DG
GUHVV &+&+
'HEXJ ([HFXWLRQ 'HEXJV WKH SURJUDP IURP WKH FXUUHQW DGGUHVV WR WKH ILUVW (1' &+&+
$GGUHVV 7UDFH 7UDFHV XS WR  LQVWUXFWLRQV IURP WKH SURJUDP WR WKH 7UDFH 0HPRU\ IRU XVH
LQ GHEXJJLQJ 6WDUW DGGUHVV LV VSHFLILHG E\ WKH WULJJHU DGGUHVV DQG D SRVLWLYH
RU QHJDWLYH GHOD\
&+&+
$GGUHVV 7UDFH 5HDG 5HDGV GDWD IURP WKH 7UDFH 0HPRU\ VWDUWLQJ IURP WKH WULJJHU DGGUHVV &+&+
(UURU 0HVVDJH 5HDG 'LVSOD\V HUURU PHVVDJHV LQ VHTXHQFH VWDUWLQJ ZLWK WKH PRVW VHYHUH PHVVDJHV $OO
%LW:RUG 0RQLWRU 'LVSOD\V WKH VSHFLILHG DGGUHVV ZKRVH RSHUDQG LV WR EH PRQLWRUHG ,Q 581 RU
02175 PRGH LW ZLOO VKRZ WKH VWDWXV RI WKH RSHUDQG IRU DQ\ ELW RU ZRUG LQ DQ\
GDWD DUHD
$OO
ZRUG 0RQLWRU 6LPXOWDQHRXVO\ PRQLWRUV WKUHH FRQVHFXWLYH ZRUGV &+&+&+
& BB +
)RUFHG 6HW5HVHW 6HW 8VHG WR WXUQ 21 ELWV RU WLPHUV RU WR LQFUHPHQW FRXQWHUV FXUUHQWO\ GLV
SOD\HG RQ WKH OHIW RI WKH VFUHHQ
5HVHW 8VHG WR WXUQ 2)) ELWV RU WR UHVHW WLPHUV RU FRXQWHUV
$OO
&OHDU )RUFHG 6HW5HVHW 6LPXOWDQHRXVO\ FOHDUV DOO IRUFHG ELWV ZLWKLQ WKH FXUUHQWO\ GLVSOD\HG ZRUG &+& BB +
+H[%&' 'DWD &KDQJH 8VHG WR FKDQJH WKH YDOXH RI WKH OHIWPRVW %&' RU KH[DGHFLPDO ZRUG GLVSOD\HG
GXULQJ D %LW:RUG 0RQLWRU RSHUDWLRQ $OO IRU RQH VFDQ RQO\ LQ && BB 3& BB .
%LQDU\ 'DWD &KDQJH &KDQJHV WKH YDOXH RI ELW ZRUGV ELWE\ELW %LWV FDQ EH FKDQJHG WHPSRUDULO\
RU SHUPDQHQWO\ WR WKH GHVLUHG VWDWXV $OO EXW &&
BB 3& BB .
69 &KDQJH
69 5HVHW $OWHUV WKH 69 RI D WLPHU RU FRXQWHU HLWKHU E\ LQFUHPHQWLQJ RU GHFUHPHQWLQJ WKH YDOXH RU E\ RYHUZULWLQJ WKH RULJLQDO YDOXH ZLWK D QHZ RQH $OO
6XPPDU\ RI &RQVROH 2SHUDWLRQV DQG $SSOLFDEOH 3&V 6HFWLRQ 


1DPH $SSOLFDEOH 3&V)XQFWLRQ
ZRUG &KDQJH 8VHG WR FKDQJH WKH YDOXH RI D ZRUG GLVSOD\HG GXULQJ D ZRUG 0RQLWRU RSHUD
WLRQ +W\SH
6FDQ 7LPH 'LVSOD\ 0HDVXUHV WKH GXUDWLRQ RI WKH FXUUHQW VFDQ 6FDQ WLPHV ZLOO YDU\ DFFRUGLQJ WR
WKH H[HFXWLRQ FRQGLWLRQV ZKLFK H[LVW LQ HDFK VFDQ $OO EXW &
+H[ï$6&,, 'LVSOD\
&KDQJH &RQYHUWV GLJLW KH[DGHFLPDO GDWD LQ WKH '0 DUHD WR $6&,, DQG YLFHYHUVD +W\SH
%LQDU\ 0RQLWRU 'LVSOD\V WKH PRQLWRUHG DUHD LQ ELQDU\ IRUPDW +W\SH
3URJUDP 5HDGSURWHFW
&OHDU &OHDUV SURWHFWLRQ VHW YLD LQVWUXFWLRQ 335 &
BB +
3URJUDP 0HPRU\ 6DYH 6DYHV 3URJUDP 0HPRU\ WR WDSH $OO
3URJUDP 0HPRU\ 5HVWRUH 5HDGV 3URJUDP 0HPRU\ IURP WDSH $OO
3URJUDP 0HPRU\
&RPSDUH &RPSDUHV 3URJUDP 0HPRU\ GDWD RQ WDSH ZLWK WKDW LQ WKH 3URJUDP 0HPRU\ DUHD $OO
'0 'DWD 6DYH 5HVWRUH
&RPSDUH 7KH VDYH UHVWRUH DQG FRPSDUH WDSH RSHUDWLRQV IRU '0 DUHD GDWD $OO
3& WR 3520 :ULWHU 2XWSXWV 3URJUDP 0HPRU\ WR WKH 56ï& LQWHUIDFH IRU ZULWLQJ WR D
FRPPHUFLDO 3520 ZULWHU &
BB +
3520 :ULWHU WR 3& 5HDGV 3URJUDP 0HPRU\ GDWD IURP D FRPPHUFLDO 3520 ZULWHU LQWR WKH 3& YLD
WKH 56ï& LQWHUIDFH &
BB +
)LOH 0HPRU\ &OHDU &OHDUV PHPRU\ HLWKHU VHOHFWLYHO\ RU WRWDOO\ IURP WKH )0 DUHD &+&+
)LOH 0HPRU\ (GLW $OORZV GDWD LQ WKH )0 DUHD WR EH UHDG DQG PRGLILHG &+&+
)LOH 0HPRU\ 5HDG &RSLHV 80 GDWD IURP WKH )0 DUHD WR D VSHFLILHG SDUW RI WKH 3URJUDP 0HPRU\
5$0 RU ,20 GDWD LQ WKH )0 DUHD WR RQH RI WKH &38 GDWD DUHDV &+&+
)LOH 0HPRU\ :ULWH :ULWHV GDWD IURP WKH 3URJUDP 0HPRU\ RU GDWD DUHDV WR WKH )0 DUHD &+&+
)LOH 0HPRU\ 9HULI\ &RPSDUHV GDWD LQ WKH )0 DUHD ZLWK WKDW LQ WKH VSHFLILHG 3URJUDP 0HPRU\ RU
GDWD DUHDV &+&+
6XPPDU\ RI &RQVROH 2SHUDWLRQV DQG $SSOLFDEOH 3&V 6HFWLRQ 


6(&7,21 
3URJUDPPLQJ &RQVROH 2SHUDWLRQV
7KLV VHFWLRQ OLVWV WKH 3URJUDPPLQJ &RQVROH RSHUDWLRQV DFFRUGLQJ WR WKHLU IXQFWLRQ $ EULHI GHVFULSWLRQ RI HDFK RSHUDWLRQ
LV JLYHQ DORQJ ZLWK WKH DOORZDEOH PRGHV LQ ZKLFK LW FDQ EH LPSOHPHQWHG DQG WKH NH\VWURNH VHTXHQFH XVHG WR HQWHU LW
ï 6\VWHP 2SHUDWLRQV 
ï 3URJUDPPLQJ 2SHUDWLRQV 
ï 'HEXJJLQJ 2SHUDWLRQV 
ï 0RQLWRULQJ DQG 'DWD &KDQJLQJ 2SHUDWLRQV 
ï &DVVHWWH 7DSH 2SHUDWLRQV 
ï 3520 :ULWHU 2SHUDWLRQV 
ï )LOH 0HPRU\ 2SHUDWLRQV 


ï 6\VWHP 2SHUDWLRQV
2SHUDWLRQ'HVFULSWLRQ 0RGHV .H\ VHTXHQFH
3DVVZRUG ,QSXW
&RQWUROVDFFHVVWRWKH3&·VSURJUDP
PLQJ IXQFWLRQV 7R JDLQDFFHVV WR WKH
V\VWHP RQFH ´3$66:25'µ KDV
EHHQ GLVSOD\HG SUHVV &/5
02175 DQG WKHQ &/5
503
&/5 02175 &/5
%X]]HU 212))
7KH EX]]HU FDQ EH VZLWFKHG WR RSHU
DWH ZKHQHYHU 3URJUDPPLQJ &RQVROH
NH\V DUH SUHVVHG DV ZHOO DV IRU WKH
QRUPDO HUURU LQGLFDWLRQ %= LV GLV
SOD\HG LQ WKH XSSHU ULJKW FRUQHU ZKHQ
WKH EX]]HU LV RSHUDWLYH 7KH EX]]HU
FDQ EH HQDEOHG E\ SUHVVLQJ 6+,)7
DQG WKHQ  LPPHGLDWHO\ DIWHU HQWHULQJ
WKH SDVVZRUG RU DIWHU FKDQJLQJ WKH
PRGH
503
6+,)7
%

'DWD &OHDU
8QOHVV RWKHUZLVH VSHFLILHG WKLV RS
HUDWLRQ ZLOO FOHDU DOO HUDVDEOH PHPRU\
LQ 3URJUDP 0HPRU\ DQG ,5 +5 $5
'0 DQG 7& DUHDV 7R FOHDU (3520
PHPRU\ WKH ZULWH HQDEOH VZLWFK PXVW
EH 21 LH HQDEOHG 7KH EUDQFK
OLQHV VKRZQ DUH XVHG RQO\ ZKHQ SHU
IRUPLQJ D SDUWLDO PHPRU\ FOHDU ZLWK
HDFK RI WKH PHPRU\ DUHDV HQWHUHG
EHLQJ UHWDLQHG 6SHFLI\LQJ DQ DG
GUHVV ZLOO UHVXOW LQ WKH 3URJUDP
0HPRU\ DIWHU DQG LQFOXGLQJ WKDW DG
GUHVV EHLQJ GHOHWHG $OO PHPRU\ XS
WR WKDW DGGUHVV ZLOO EH UHWDLQHG
3
&/5 3/$<
6(7 127 5(&
5(6(7 02175
+5
&17
'0
>$GGUHVV@
3DUWLDO
&OHDU
5HWDLQHG LI
SUHVVHG
$OO &OHDU
,2 7DEOH 5HJLVWHU
:KHQHYHU ,2 8QLW FKDQJHV DUH
PDGH WKDW DIIHFW WKH RSHUDWLRQ RI WKH
V\VWHP WKH ,2 WDEOH QHHGV WR EH FRU
UHFWHG WR UHIOHFW WKH FKDQJHV 7KLV LQ
FOXGHV WKH LQLWLDO UHJLVWUDWLRQ RQFH WKH
V\VWHP KDV EHHQ HVWDEOLVKHG
3
&/5 )81 6+,)7

&+ &+*

%

'

:5,7(
,2 7DEOH &KDQJH
$OORZV ,2 8QLWV WR EH UHPRYHG RU
DGGHG ZLWKRXW WKH QHHG WR UHUHJLVWHU
WKH ,2 7DEOH RU WR DPHQG WKH XVHU
SURJUDP%\ FUHDWLQJ GXPP\HQWULHV
ZRUG DGGUHVV GLVFUHSDQFLHV FDQ EH
DYRLGHG ZKHQ WKH 8QLWV DUH DGGHG
ODWHU
3
&+*
$

%

'

:5,7(
,2 7DEOH 5HDG
LQ SURJUHVV
,2 W\SHV
 2XWSXW
 ,QSXW
 :RUG
:RUG 0XOWLSOLHU (QWHU
,I WKH V\VWHP KDV 5HPRWH ,2 0DV
WHUVFRQQHFWHGWR ,2 /LQN 8QLWV2SWL
FDO ,2 8QLWV RU 5HPRWH 7HUPLQDOV D
ZRUG PXOWLSOLHU PXVW EH DVVLJQHG WR
HDFK 0DVWHU DIWHU WKH ,2 WDEOH LV UHJ
LVWHUHG :RUG PXOWLSOLHUV FDQ WDNH
YDOXHV IURP  WR 
3
:5,7(
,2 7DEOH 5HJLVWHU FRPSOHWHG
>:RUG PXOWLSOLHU@
0RGHV LQ ZKLFK WKH JLYHQ LQVWUXFWLRQ LV DSSOLFDEOH 5 581 0 021,725 3 352*5$0
6\VWHP 2SHUDWLRQV 6HFWLRQ ï


2SHUDWLRQ'HVFULSWLRQ 0RGHV .H\ VHTXHQFH
,2 7DEOH 9HULI\
8VHG WR FKHFN WKDW WKH UHJLVWHUHG ,2
7DEOH PDWFKHV WKH DFWXDO DUUDQJH
PHQW RI ,2 8QLWV 3UHVVLQJ 9(5 GLV
SOD\V WKH QH[W LQFRQVLVWHQF\
530
&/5 )81 6+,)7

&+ 9(5 9(5
,2 7DEOH 5HDG
8VHG WR UHDG WKH ,2 7DEOH 7KH GLV
SOD\ JLYHV WKH 8QLW W\SH ORFDWLRQ ,2
ZRUG DOORFDWLRQ DQG ZRUG PXOWLSOLHU
ZKHUH DSSOLFDEOH 5DFN DQG XQLW
QXPEHUV ZLOO YDU\ DFFRUGLQJ WR WKH
V\VWHP LQ XVH :KHQ XVLQJ &+
3&V WKH (;7 NH\ FDQ EH SUHVVHG WR
DOORZ 5HPRWH ,2 6ODYH 5DFNV DQG
2SWLFDO ,2 8QLWV WR EH VHOHFWHG ,I
VKLIW LV SUHVVHG EHIRUH WKH DUURZ NH\
ZKHQ XVLQJ &+&+ RU
&+ 3&V WKH 5DFN DQG XQLW QXP
EHUV QHHG QRW EH VSHFLILHG
530
&/5 )81 6+,)7

&+
02175
>5DFN QR@ >8QLW QR@
02175 6+,)7
6+,)7
7R VHOHFW 5HPRWH ,2 6ODYH
5DFNV RU 2SWLFDO ,2 8QLWV &+
$OO 3&V
&+&+
&+
,2 7DEOH 7UDQVIHU
7UDQVIHUV D FRS\ RI WKH ,2 7DEOH WR
5$0 VR WKDW WKH WDEOH DQG DQG WKH
XVHU SURJUDP FDQ EH ZULWWHQ WR
(3520 PHPRU\ DW WKH VDPH WLPH
7KH RSHUDWLRQ ZLOO QRW ZRUN LI WKH
PHPRU\ LV QRW5$0 RUZKHQ WKH FRQ
WHQWV H[FHHG . ZRUGV
3

:LWK EDWWHU\ FKHFN
:LWKRXW EDWWHU\ FKHFN
:5,7(
1(7 /LQN /LQN 7DEOH 7UDQVIHU
&RSLHV WKH 'DWD /LQN 7DEOH WR SUR
JUDP PHPRU\ HLWKHU 5$0 RU
(3520 7KLV DOORZV WKH XVHU SUR
JUDP DQG WKH 'DWD /LQN 7DEOH WR EH
ZULWWHQ WR (3520 WRJHWKHU IRU WKH
&38 RQO\ :KHQ SRZHU LV DSSOLHG
WR D 3& ZLWK 'DWD /LQN 7DEOHV VWRUHG
LQ SURJUDP PHPRU\ WKH WDEOH ZLOO DX
WRPDWLFDOO\ RYHUZULWH WKH &38 'DWD
/LQN 7DEOH &KDQJHV PDGH WR WKH
WDEOH GR QRW DIIHFW WKH FRS\ LQ SUR
JUDP PHPRU\ 7R XSGDWH WKH FRS\ LQ
SURJUDP PHPRU\ WKH WUDQVIHU RSHUD
WLRQ PXVW EH UHSHDWHG 7UDQVIHU ZLOO
QRW ZRUN LI D WKH PHPRU\LV QRW 5$0
RU (3520 RU LI WKH PHPRU\ LV ZULWH
SURWHFWHG E WKHUH LV QR (1' LQ
VWUXFWLRQ F WKH FRQWHQWV RI WKH SUR
JUDP PHPRU\ H[FHHGV . IRU D .
ZRUG PHPRU\ RU . IRU DQ . ZRUG
PHPRU\
3
&/5 )81 6+,)7 :5,7((;7
0RGHV LQ ZKLFK WKH JLYHQ LQVWUXFWLRQ LV DSSOLFDEOH 5 581 0 021,725 3 352*5$0
6\VWHP 2SHUDWLRQV 6HFWLRQ ï


2SHUDWLRQ'HVFULSWLRQ 0RGHV .H\ VHTXHQFH
,2 7DEOH 'HOHWH
&OHDUVWKHHQWLUH,2WDEOH 7KH FXUVRU
VKRXOG EH DW WKH SURJUDP DGGUHVV RI
WKH WDEOH
3
&/5 )81 6+,)7

&+ &+*
:5,7(
127
2QOLQH ,2 8QLW &KDQJH
$OORZV PRXQWLQJ RU UHPRYDO RI SHU
PLVVLEOH 8QLWV ZKLOH WKH &38 LV RSHU
DWLQJ %H VXUH WR GLVFRQQHFW WKH WHU
PLQDO EORFN EHIRUH UHPRYDO DQG WR UH
FRQQHFW LW DIWHU PRXQWLQJ
530
(;7 '(/
(;7 ,16
>5HPRYH ,2 8QLW@
>0RXQW QHZ ,2 8QLW@
,2 7DEOH 5HDG
LQ SURJUHVV
3URJUDP +HDGHU 'LVSOD\
'LVSOD\V WKH QDPH RI WKH SURJUDP
DORQJ ZLWK WKH YHUVLRQ QXPEHU DQG
WKH WLPH LW ZDV ODVW UHYLVHG JLYHQ LQ
\HDU PRQWK GD\ KRXU DQG PLQXWH
530
0RGHV LQ ZKLFK WKH JLYHQ LQVWUXFWLRQ LV DSSOLFDEOH 5 581 0 021,725 3 352*5$0
6\VWHP 2SHUDWLRQV 6HFWLRQ ï


ï 3URJUDPPLQJ 2SHUDWLRQV
2SHUDWLRQ'HVFULSWLRQ 0RGHV .H\ VHTXHQFH
$GGUHVV 'HVLJQDWLRQ
'LVSOD\V WKH VSHFLILHG DGGUHVV &DQ
EH XVHG WR VWDUW SURJUDPPLQJ IURP D
QRQ]HUR DGGUHVV RU WR DFFHVV DQ DG
GUHVV IRU HGLWLQJ /HDGLQJ ]HURV QHHG
QRW EH HQWHUHG 7KH FRQWHQWV RI WKH
DGGUHVV ZLOO QRW EH GLVSOD\HG XQWLO WKH
GRZQ NH\ LV SUHVVHG 7KH XS DQG
GRZQ NH\V FDQ WKHQ EH XVHG WR VFUROO
WKURXJK WKH 3URJUDP 0HPRU\
530
&/5
>$GGUHVV@
3URJUDP ,QSXW
8VHG WR HQWHU RU HGLW SURJUDP LQVWUXF
WLRQV 7KLV RSHUDWLRQ RYHUZULWHV WKH
FRQWHQWV RI WKH PHPRU\ DW WKH GLV
SOD\HG DGGUHVV 2QFH DW WKH GHVLUHG
DGGUHVV HQWHU WKH QHZ LQVWUXFWLRQ
ZRUG DQG WKHQSUHVV :5,7( SUHFHG
HG E\ 127 IRU GLIIHUHQWLDWHG LQVWUXF
WLRQV ,QSXW WKH UHTXLUHG RSHUDQGV
DQG SUHVV :5,7( DIWHU HDFK
3
$GGUHVV
GLVSOD\HG
>,QVWUXFWLRQ
ZRUG@
>2SHUDQG@
3URJUDP 5HDG
$OORZV WKH XVHU WR VFUROO WKURXJK WKH
SURJUDP DGGUHVVE\DGGUHVV ,I WKH
3URJUDP 0HPRU\ LV UHDG LQ 581 RU
021,725PRGHWKH212))VWDWXV
RI HDFK GLVSOD\HG ELW LV DOVR VKRZQ
530
$GGUHVV
FXUUHQWO\
GLVSOD\HG
3URJUDP 6HDUFK
$OORZV WKH SURJUDP WR EH VHDUFKHG
IRU RFFXUUHQFHV RI DQ\ GHVLJQDWHG LQ
VWUXFWLRQ RU GDWD DUHD DGGUHVV 7R
GHVLJQDWH D ELW DGGUHVV SUHVV
6+,)7 &217 DQG WKHQ LQSXW WKH
DGGUHVV 7KHQ SUHVV 65&+ 3UHVV
LQJ 65&+ DJDLQ ZLOO ILQG WKH QH[W RF
FXUUHQFH )RU PXOWLZRUG LQVWUXF
WLRQV WKH XS DQG GRZQ NH\V FDQ EH
XVHG WR VFUROO WKURXJK WKH ZRUGV EH
IRUH FRQWLQXLQJ WKH VHDUFK ,Q 581 RU
021,725PRGHWKH212))VWDWXV
RI HDFK PRQLWRUHG ELW ZLOO DOVR EH GLV
SOD\HG $SSOLFDEOH GDWD DUHDV YDU\
DFFRUGLQJ WR WKH 3& EHLQJ XVHG
530
&/5 65&+ 65&+
&/5 6+,)7 &217

65&+ 65&+
/5
+5
+5
6+,)7
7,0
&17
>,QVWUXFWLRQ@
>$GGUHVV@
$5
6FUROO WKURXJK PXOWL
ZRUG LQVWUXFWLRQV
0RGHV LQ ZKLFK WKH JLYHQ LQVWUXFWLRQ LV DSSOLFDEOH 5 581 0 021,725 3 352*5$0
3URJUDPPLQJ 2SHUDWLRQV 6HFWLRQ ï


2SHUDWLRQ'HVFULSWLRQ 0RGHV .H\ VHTXHQFH
,QVWUXFWLRQ ,QVHUW DQG
,QVWUXFWLRQ 'HOHWH
7KH GLVSOD\HG LQVWUXFWLRQ FDQ EH GH
OHWHG RU DQRWKHU LQVWUXFWLRQ FDQ EH
LQVHUWHGEHIRUHLW &DUH VKRXOG EHWDN
HQ WR DYRLG LQDGYHUWHQW GHOHWLRQV DV
WKHUH LV QR ZD\ RI UHFRYHULQJ WKH LQ
VWUXFWLRQV RWKHU WKDQ WR UHHQWHU
WKHP :KHQ DQ LQVWUXFWLRQ LV GHOHWHG
DOO VXEVHTXHQW LQVWUXFWLRQ DGGUHVVHV
DUH DXWRPDWLFDOO\ DGMXVWHG VR WKDW
WKHUH DUH QR HPSW\ DGGUHVVHV RU LQ
VWUXFWLRQV ZLWKRXW DGGUHVVHV
3
,16
$W WKH GHVLUHG SRVLWLRQ
LQ SURJUDP
'(/
,QVWUXFWLRQ
FXUUHQWO\
GLVSOD\HG
>(QWHU QHZ
LQVWUXFWLRQ@
,QVHUW
'HOHWH
3URJUDP &KHFN
2QFH D SURJUDP KDV EHHQ HQWHUHG LW
VKRXOG EH FKHFNHG IRU HUURUV 7KLV
SURJUDPFKHFNFDQEHXVHG WRVHDUFK
IRU WKUHH OHYHOV RI V\QWD[ HUURUV LQ +
W\SH 3&V 'HWDLOV RI WKH HUURUV FRY
HUHG E\ HDFK OHYHO DUH JLYHQ LQ WKH
UHOHYDQW PDQXDOV 7KH DGGUHVV
ZKHUH WKH HUURU ZDV JHQHUDWHG ZLOO
DOVR EH GLVSOD\HG ,Q 3&V ZLWKRXW GLI
IHUHQW OHYHO FKHFNV LH RWKHU WKDQ
+W\SH WKH QXPHULF NH\V VKRXOG QRW
EH SUHVVHG
3
&/5 65&+
$

%

&

65&+ 65&+
&/5
3UHVV 65&+ WR ILQG
QH[W HUURU
&DQFHO
   FKHFN OHYHOV
$OO +W\SH 3&V
0RGHV LQ ZKLFK WKH JLYHQ LQVWUXFWLRQ LV DSSOLFDEOH 5 581 0 021,725 3 352*5$0
3URJUDPPLQJ 2SHUDWLRQV 6HFWLRQ ï


ï 'HEXJJLQJ 2SHUDWLRQV
2SHUDWLRQ'HVFULSWLRQ 0RGHV .H\ VHTXHQFH
'HEXJ 2SHUDWLRQ (QWHU
8VHG WR GHEXJ WKH SURJUDP ZKLOH LQ
3URJUDP 0RGH 3URJUDP ,QSXW 3UR
JUDP &OHDU ,QVWUXFWLRQ ,QVHUW DQG ,Q
VWUXFWLRQ 'HOHWH RSHUDWLRQV DUH QRW
DYDLODEOH 8QOHVV WKH 'DWD 5HWHQWLRQ
FRQWURO ELW LV 21 DOO GDWD LQ WKH ,5
$5 DQG /5 DUHDV ZLOO EH FOHDUHG
ZKHQ GHEXJ RSHUDWLRQ LV HQWHUHG RU
H[LWHG
3
'HEXJ RSHUDWLRQ
6+,)7 02175
&+*
6+,)7 02175
&/5
3URJUDP PRGH 'HEXJ RSHUDWLRQ
3URJUDP PRGH
$GGUHVV ([HFXWLRQ
([HFXWHVWKHSURJUDPLQVWUXFWLRQE\
LQVWUXFWLRQ VWDUWLQJ IURP WKH FXUUHQW
DGGUHVV 3UHVV WKH GRZQ NH\ WR JR WR
WKH QH[W DGGUHVV :RUG GDWD FDQ EH
PRQLWRUHG YLD WKH 'DWD 0RQLWRU RSHU
DWLRQ
3
(;7
3/$<
6(7
5(&
5(6(7
1H[W DGGUHVV
2Q
2II
'HEXJ RSHUDWLRQ
FXUUHQW DGGUHVV
'HEXJ ([HFXWLRQ
([HFXWHV WKH SURJUDP IURP WKH FXU
UHQW DGGUHVV WR WKH VSHFLILHG VWRS DG
GUHVV'HEXJJLQJZLOOVWRSLI(1'
LV HQFRXQWHUHG RU LI &/5 LV SUHVVHG
3
(;7 &+*
&/5
> 6WRS DGGUHVV @
7R FDQFHO
'HEXJ
RSHUDWLRQ
$GGUHVV 7UDFH
7UDFHV XS WR  LQVWUXFWLRQV IURP
WKH SURJUDP 7UDFLQJ EHJLQV DW WKH
DGGUHVV LQGLFDWHG E\ WKH WULJJHU DG
GUHVV DQG WKH GHOD\ 7KH GHOD\ FDQ
EH LQ WKH UDQJH ï WR  SUHVV
127 WR WRJJOH EHWZHHQ ï DQG 
7UDFLQJ FRQWLQXHV XS WR WKH VWRS DG
GUHVV RU XQWLO D PD[LPXP RI  LQ
VWUXFWLRQ ZRUGV KDYH EHHQ UHFRUGHG
,I (1' LV HQFRXQWHUHG WKH WUDF
LQJ ZLOO ORRS EDFN WR WKH EHJLQQLQJ DG
GUHVV DQG FRQWLQXHV XQWLO  ZRUGV
KDYH EHHQ WUDFHG DQG UHFRUGHG
3
(;7 &+* :5,7(
:5,7( 02175
&/5
>6WRS DGGUHVV@
>7ULJJHU DGGUHVV@ >'HOD\ YDOXH@
7R FDQFHO
'HEXJ
RSHUDWLRQ
$GGUHVV 7UDFH 5HDG
5HDGV WKH $GGUHVV 7UDFH VWDUWLQJ DW
WKH WULJJHU DGGUHVV 7KH XS DQG GRZQ
DUURZ NH\V FDQ EH XVHG WR VFUROO
WKURXJK WKH LQVWUXFWLRQV ZRUGE\
ZRUG
3
&/5 02175
(UURU 0HVVDJH 5HDG
'LVSOD\V HUURU PHVVDJHV LQ VH
TXHQFH ZLWK PRVW VHYHUH PHVVDJHV
GLVSOD\HG ILUVW 3UHVV PRQLWRU WR DF
FHVV UHPDLQLQJ PHVVDJHV ,Q 352
*5$0 PRGH SUHVVLQJ 02175
FOHDUV WKH GLVSOD\HG PHVVDJH IURP
PHPRU\ DQG WKH QH[WPHVVDJH LV GLV
SOD\HG
530
&/5 )81 02175 02175
0RGHV LQ ZKLFK WKH JLYHQ LQVWUXFWLRQ LV DSSOLFDEOH 5 581 0 021,725 3 352*5$0
'HEXJJLQJ 2SHUDWLRQV 6HFWLRQ ï


ï 0RQLWRULQJ DQG 'DWD &KDQJLQJ 2SHUDWLRQV
2SHUDWLRQ'HVFULSWLRQ 0RGHV .H\ VHTXHQFH
%LW:RUG 0RQLWRU
8S WR VL[ PHPRU\ DGGUHVVHV FRQ
WDLQLQJ HLWKHU ZRUGV RU ELWV RU D FRP
ELQDWLRQ RI WKH WZR FDQ EH PRQLWRUHG
DW RQFH 2QO\ WKUHH FDQ EH GLVSOD\HG
DW DQ\ RQH WLPH ,I RSHUDWHG LQ 581 RU
021,725 PRGH WKH VWDWXV RI PRQL
WRUHG ELWV ZLOO DOVR EH GLVSOD\HG
7KH RSHUDWLRQ FDQ EH VWDUWHG IURP D
FOHDUHG GLVSOD\ E\ HQWHULQJ WKH DG
GUHVV RI WKH ILUVW ZRUG RU ELW WR EH
PRQLWRUHG DQG SUHVVLQJ 02175 RU
IURP DQ\ DGGUHVV LQ WKH SURJUDP E\
GLVSOD\LQJ WKH DGGUHVV RI WKH ELW RU
ZRUG WR EH PRQLWRUHG DQG SUHVVLQJ
02175
:KHQDWLPHU RU FRXQWHU LVPRQLWRUHG
LWV 39 ZLOO EH GLVSOD\HG DQG D ER[ LV
GLVSOD\HG LQ WKH ERWWRP OHIW KDQG FRU
QHU LI WKH &RPSOHWLRQ )ODJ LV 21
$SSOLFDEOH GDWD DUHDV YDU\DFFRUGLQJ
WR WKH 3& EHLQJ XVHG
530
&/5 6+,)7 &217

/5
+5
6+,)7 +5
/'
287
7,0
&17
'0
02175
&/5
>$GGUHVV@
&DQFHO
&OHDUV WKH OHIW
PRVW DGGUHVV
IURP WKH VFUHHQ
ZRUG 0RQLWRU
0RQLWRUV WKUHH FRQVHFXWLYH ZRUGV VL
PXOWDQHRXVO\ 6SHFLI\ WKH ORZHVW YDO
XHG DGGUHVV RI WKH WKUHH ZRUGV
SUHVV 02175 DQG WKHQ SUHVV (;7
WR GLVSOD\ WKH GDWD FRQWHQWV RI WKH
VSHFLILHGZRUGDQG WKH WZR ZRUGVWKDW
IROORZ 3UHVVLQJ &/5 ZLOO FKDQJH WKH
WKUHHZRUG PRQLWRU RSHUDWLRQ LQWR D
VLQJOHZRUG GLVSOD\
530
(;7
%LW:RUG PRQLWRU LQ SURJUHVV
&XUUHQWO\ PRQLWRUHG ZRUGV DS
SHDU RQ WKH OHIW RI WKH VFUHHQ
)RUFHG 6HW5HVHW
,I D ELW WLPHU RU FRXQWHU DGGUHVV LV
OHIWPRVW RQ WKH VFUHHQ GXULQJ D %LW
:RUG 0RQLWRU RSHUDWLRQ SUHVVLQJ
3/$<6(7 ZLOO WXUQ 21 WKH ELW VWDUW
WKH WLPHU RU LQFUHPHQW WKH FRXQWHU
3UHVVLQJ 5(&5(6(7 ZLOO WXUQ 2))
WKH ELW RU UHVHW WKH WLPHU RU FRXQWHU
7KHVH IRUFHVHWV DQG IRUFHUHVHWV
DUH HIIHFWLYH IRU RQH VFDQ IRU WKH&
& BB 3 DQG & BB . DQG ZKLOH WKH NH\ LV
KHOG GRZQ IRU RWKHU 3&V
3HUPDQHQW VHWV DQG UHVHWV FDQ EH
LPSOHPHQWHG RQ & BB + DQG &+
3&V %\ SUHVVLQJ 6+,)7 ILUVW WKH
IRUFH RSHUDWLRQV ZLOO EH HIIHFWLYH XQWLO
127 LV SUHVVHG RU XQWLO D &OHDU
)RUFHG 6HW5HVHW RSHUDWLRQ LV SHU
IRUPHG 7LPHUV ZLOO QRW RSHUDWH LQ
352*5$0 PRGH 65 ELWV DUH QRW DI
IHFWHG E\ WKLV RSHUDWLRQ
30
3/$<
6(7
5(&
5(6(7
%LW:RUG PRQLWRU LQ SURJUHVV %LW RU
7LPHU&RXQWHU FXUUHQWO\ PRQLWRUHG
DSSHDUV RQ OHIW RI WKH VFUHHQ
6+,)7
5(&
5(6(7
3/$<
6(7
127
6+,)7
&+
& BB +
&OHDU )RUFHG 6HW5HVHW
6LPXOWDQHRXVO\ FOHDUV DOO IRUFHG VHW
DQG IRUFHG UHVHW ELWV ZLWKLQ WKH ZRUG
FXUUHQWO\ GLVSOD\HG
30
&/5 5(&
5(6(7
3/$<
6(7 127
0RGHV LQ ZKLFK WKH JLYHQ LQVWUXFWLRQ LV DSSOLFDEOH 5 581 0 021,725 3 352*5$0
0RQLWRULQJ DQG 'DWD &KDQJLQJ 2SHUDWLRQV 6HFWLRQ ï


2SHUDWLRQ'HVFULSWLRQ 0RGHV .H\ VHTXHQFH
+H[%&' 'DWD &KDQJH
8VHG WR HGLW WKH OHIWPRVW %&' RU KH[
DGHFLPDO YDOXH GLVSOD\HG GXULQJ D
%LW:RUG 0RQLWRU RSHUDWLRQ ,I D WLPHU
RU FRXQWHU LV OHIWPRVW RQ WKH GLVSOD\
WKH39 ZLOO EH WKHYDOXHGLVSOD\HGDQG
DIIHFWHG E\ WKLV RSHUDWLRQ ,W FDQ RQO\
EH FKDQJHG LQ 021,725 PRGH DQG
RQO\ ZKLOH WKH WLPHU RU FRXQWHU LV RS
HUDWLQJ 65 ZRUGV FDQQRW EH
FKDQJHG XVLQJ WKLV RSHUDWLRQ
30
&+* :5,7(
>1HZ GDWD@
%LW:RUG PRQLWRU LQ SURJUHVV
&XUUHQWO\ PRQLWRUHG ZRUG DS
SHDUV RQ WKH OHIW RI WKH VFUHHQ
%LQDU\ 'DWD &KDQJH
7KLV RSHUDWLRQ LV XVHG WR FKDQJH WKH
YDOXH RI ,5 +5 $5 /5 RU '0 ZRUGV
ELWE\ELW 7KH FXUVRU FDQ EH PRYHG
OHIW E\ XVLQJ WKH XS NH\ DQG ULJKW E\
XVLQJ WKH GRZQ NH\ 7KH SRVLWLRQ RI
WKH FXUVRU LV WKH ELW WKDW ZLOO EH RYHU
ZULWWHQ
7KHUH DUH WZR W\SHV RI FKDQJHV RQ
WKH &+ WHPSRUDU\ DQG SHUPD
QHQW 7HPSRUDU\ FKDQJHV UHVXOW LI 
RU  LV HQWHUHG 3HUPDQHQW FKDQJHV
DUH PDGH E\ SUHVVLQJ 6+,)7 DQG
6(7 RU 6+,)7 DQG 5(6(7 7KH IRU
PHU ZLOO UHVXOW LQ DQ 6 EHLQJ GLVSOD\HG
LQ WKDW ELW SRVLWLRQ 6LPLODUO\ 6+,)7
DQG 5(6(7 ZLOO SURGXFH DQ 5 LQ WKH
GLVSOD\
'XULQJ RSHUDWLRQ RI WKH 3& WKH ELWV
KDYLQJ  RU  YDOXHV ZLOO FKDQJH DF
FRUGLQJ WR WKH SURJUDP FRQGLWLRQV
%LWV ZLWK 6 RU 5 KRZHYHU ZLOO DOZD\V
EH WUHDWHG DV D  RU  UHVSHFWLYHO\
127 FDQFHOV 6 DQG 5 VHWWLQJV DQG
WKH ELWV ZLOO EHFRPH  RU  UHVSHF
WLYHO\
)RU 3&V RWKHU WKDQ WKH &+ WKH
GDWD FKDQJH LV HIIHFWHG XVLQJ WKH
NH\VWURNHV VKRZQ LQ WKH ORZHU GLD
JUDP
$SSOLFDEOH GDWD DUHDV YDU\DFFRUGLQJ
WR WKH 3&V EHLQJ XVHG
30
&+*
%

$

:5,7(
%LQDU\ PRQLWRU
LQ SURJUHVV :RUG
FXUUHQWO\ GLVSOD\HG
6+,)7
5(&
5(6(7
3/$<
6(7
127
6+,)7
&+*
%

$

:5,7(
%LQDU\ PRQLWRU
LQ SURJUHVV
:RUG FXUUHQWO\ GLV
SOD\HG
& BB + &+&+ 3&V
&+ 3&V
69 &KDQJH
69 5HVHW
7KHUH DUH WKUHH ZD\V RI PRGLI\LQJ
WKH 69V IRU WLPHUV DQG FRXQWHUV 2QH
PHWKRG LV WR HQWHU D QHZ YDOXH
7KH VHFRQG LV WR LQFUHPHQW RU GHFUH
PHQW WKH H[LVWLQJ 69 ,Q 021,725
PRGH WKH 69 FDQ EH FKDQJHG ZKLOH
WKHSURJUDP LV EHLQJH[HFXWHG,QFUH
PHQWLQJ DQG GHFUHPHQWLQJ FDQ RQO\
EH FDUULHG RXW LI WKH 69 KDV EHHQ HQ
WHUHG DV D FRQVWDQW
7KH WKLUG PHWKRGLVWR FKDQJH WKHYDO
XH SURSHUWLHV IURP WKDW RI D FRQVWDQW
WR D ZRUG DGGUHVV RU YLFH YHUVD7KLV
PHWKRG LV RQO\ DYDLODEOH RQ & BB .
3&V 1RWH WKDW WKH GLVSOD\ FOHDUV DI
WHU SUHVVLQJ WKH &+* NH\ DQG WKH
VXEVHTXHQW NH\VWURNHV GHWHUPLQH
ZKHWKHU WKH QHZ GDWD ZLOO EH HQWHUHG
DV D ZRUG DGGUHVV SUHVVLQJ 6+,)7
&+ SOXV :RUG DGGUHVV RU D FRQ
VWDQW HQWHULQJ GDWD RQO\
30
0
& BB . 3&V
& BB +&+
& B + 3&V
&+*
7LPHU&RXQWHU
FXUUHQWO\ GLVSOD\HG
:5,7( >1HZ 69@
:5,7(
6+,)7

&+
>:RUG@
:5,7(
$OO
(;7
0RGHV LQ ZKLFK WKH JLYHQ LQVWUXFWLRQ LV DSSOLFDEOH 5 581 0 021,725 3 352*5$0
0RQLWRULQJ DQG 'DWD &KDQJLQJ 2SHUDWLRQV 6HFWLRQ ï


2SHUDWLRQ'HVFULSWLRQ 0RGHV .H\ VHTXHQFH
ZRUG &KDQJH
7KLV RSHUDWLRQ FKDQJHV WKH YDOXH RI
D ZRUG GLVSOD\HG GXULQJ D ZRUG
0RQLWRU RSHUDWLRQ 7KH EOLQNLQJ FXU
VRU LQGLFDWHV WKH ZRUG WKDW ZLOO EH DI
IHFWHG E\ WKH RSHUDWLRQ 7KH FXUVRU
FDQ EH PRYHG E\ XVLQJ WKH XS DQG
GRZQ NH\V :KHQ WKH FXUVRU LV DW WKH
GHVLUHG ORFDWLRQ SUHVV &+* $IWHU
HQWHULQJ WKH QHZ GDWD SUHVVLQJ
:5,7( FDXVHV WKH RULJLQDO GDWD WR EH
RYHUZULWWHQ
30
:5,7(
&+*
ZRUG 0RQLWRU
LQ SURJUHVV
>'DWD@
6FDQ 7LPH 'LVSOD\
7KLV RSHUDWLRQ VKRXOG EH SHUIRUPHG
DIWHU DOO V\QWD[ HUURUV KDYH EHHQ FRU
UHFWHG 7KH VFDQ WLPH FDQ RQO\ EH
FKHFNHG LQ 581 RU 021,725 PRGH
DQG ZKLOH WKH SURJUDP LV EHLQJ H[
HFXWHG7KHVFDQWLPHGLVSOD\HGDIWHU
SUHVVLQJ &/5 DQG 02175 LV WKDW IRU
WKH FXUUHQW VFDQ 3UHVVLQJ 02175
DJDLQ ZLOO GLVSOD\ D QHZ VFDQ WLPH
$Q\ GLIIHUHQFH EHWZHHQ VXFFHVVLYH
VFDQ WLPHV LV GXH WR WKH GLIIHUHQW H[
HFXWLRQ FRQGLWLRQV WKDW H[LVW GXULQJ
HDFK VFDQ
50
&/5 02175 02175
+H[$6&,, 'LVSOD\ &KDQJH
&RQYHUWV GLJLW KH[DGHFLPDO '0
GDWD WR $6&,, DQG YLFHYHUVD
530
75
:RUG FXUUHQWO\
GLVSOD\HG
%LQDU\ 0RQLWRU
7KH FRQWHQWV RI D PRQLWRUHG ZRUG
FDQ EH VSHFLILHG WR EH GLVSOD\HG LQ
ELQDU\ E\ SUHVVLQJ 6+,)7 DQG
02175 DIWHU HQWHULQJ WKH ZRUG DG
GUHVV :RUGV FDQ EH VFUROOHG E\
SUHVVLQJ WKH XS DQG GRZQ NH\V WR LQ
FUHPHQW DQG GHFUHPHQW WKH GLV
SOD\HG DGGUHVV 7R WHUPLQDWH WKH
ELQDU\ GLVSOD\ SUHVV &/5
$SSOLFDEOH GDWD DUHDV YDU\DFFRUGLQJ
WR WKH 3& EHLQJ XVHG
530
>:RUG DGGUHVV@
%LQDU\ PRQLWRU FDQFHO
$OO PRQLWRU FDQFHO
3URJUDP 5HDGSURWHFW &OHDU
5HPRYHV WKH UHDG SURWHFWLRQ LP
SRVHG RQ WKH SURJUDP YLD WKH 3UR
JUDP 3URWHFW LQVWUXFWLRQ >335@
530
:5,7(
5(&
5(6(7
>0RGH FKDQJHG@ >ïGLJLW QXPEHU@
&OHDUHG
3/$<
6(7 :5,7(
3URWHFWHG
0RGHV LQ ZKLFK WKH JLYHQ LQVWUXFWLRQ LV DSSOLFDEOH 5 581 0 021,725 3 352*5$0
0RQLWRULQJ DQG 'DWD &KDQJLQJ 2SHUDWLRQV 6HFWLRQ ï


ï &DVVHWWH 7DSH 2SHUDWLRQV
2SHUDWLRQ'HVFULSWLRQ 0RGHV .H\ VHTXHQFH
3URJUDP 0HPRU\ 6DYH
&RSLHV GDWD IURP WKH 3URJUDP
0HPRU\WR WDSH 7KHILOHQRVSHFLILHG
LQ WKH LQVWUXFWLRQV SURYLGHV DQ LGHQWL
I\LQJ DGGUHVV IRU WKH LQIRUPDWLRQ
ZLWKLQ WKH WDSH (DFK ILOH QXPEHU
VKRXOG EH XVHG RQO\ RQFH SHU WDSH ,I
RQO\ D SDUW RI WKH 3URJUDP 0HPRU\ LV
WREHVWRUHG WKH DSSURSULDWH VWDUWDQG
VWRS DGGUHVVHV PXVW EH HQWHUHG
(DFK & WDSH FDQ VWRUH DSSUR[L
PDWHO\ . ZRUGV RQ HDFK VLGH RI WKH
WDSH :KHQ WKH VWDUW DGGUHVV LV HQ
WHUHG WKH PD[LPXP VWRS DGGUHVV LV
VHW DV WKH GHIDXOW 'R QRW VHW D VWRS
DGGUHVV JUHDWHU WKDQ WKLV RQH ,I \RX
ZLVK WR UHFRUG SDVW WKLV DGGUHVV WKH
DGGLWLRQDO LQIRUPDWLRQ ZLOO QHHG WR EH
UHFRUGHG HLWKHU RQ WKH IOLS VLGH RI WKH
WDSH RU RQ D VHSDUDWH WDSH $IWHU
VWDUWLQJ WKH WDSH UHFRUGHU ZDLW DERXW
 VHFRQGV EHIRUH SUHVVLQJ 6+,)7
5(&5(6(7 7KLV LV WR DOORZ WKH
OHDGHU WDSH WR SDVV EHIRUH WKH GDWD
WUDQVPLVVLRQ VWDUWV
3
6WDUW WDSH UHFRUGHU
SOD\EDFN
(;7
$

:5,7(
&/5
:5,7(
6WDUW UHFRUGLQJ ZLWK
WKH
WDSH UHFRUGHU
6+,)7 5(&
5(6(7
>)LOH QR@ >6WDUW DGGUHVV@
>6WRS DGGUHVV@
$IWHU DERXW  VHFRQGV
&DQFHO ZLWK WKH &/5 NH\
(;7
&/5 6+,)7 5(&
5(6(7
6WDUW WDSH UHFRUGHU LQ
WKH DSSURSULDWH PRGH
>)LOH QR@
7KH GLDJUDP EHORZ VKRZV WKH NH\VWURNHV IRU DOO
WDSH RSHUDWLRQV IRU WKH & BB . & BB 3 DQG & 3&V
3/$<
6(7
6+,)7
9(5
0HPRU\ 6DYH
0HPRU\ 5HVWRUH
0HPRU\ &RPSDUH
 VHFRQG OHDGHU WDSH
6WDUW WDSH UHFRUGHU
SOD\EDFN
3URJUDP 0HPRU\ 5HVWRUH
7R UHDG 3URJUDP 0HPRU\ GDWD ZKLFK
KDV EHHQ UHFRUGHG RQ D FDVVHWWH
WDSH WKH NH\VWURNHV DUH DV JLYHQ
KHUH 7KH ILOH QXPEHU PXVW EH WKH
VDPH DV WKH RQH HQWHUHG ZKHQ WKH
GDWD ZDV UHFRUGHG 7KH UHDG RSHUD
WLRQ ZLOO SURFHHG IURP WKH VSHFLILHG
VWDUW DGGUHVV XS WR WKH HQG RI WKH
WDSH XQOHVV KDOWHG E\ D &/5 FRP
PDQG 7KH LQVWUXFWLRQ PXVW EH FRP
SOHWHG EHIRUH WKH UHTXLUHG GDWD LV
UHDFKHG RQ WKH WDSH LH XVXDOO\ EH
IRUH WKH OHDGHU WDSH ILQLVKHV
3
3/$<
6(7
(;7
$

:5,7(
&/5
6+,)7
6WDUW WDSH UHFRUGHU
SOD\EDFN
>)LOH QR@ >6WDUW DGGUHVV@
:LWKLQ DERXW  VHFRQGV
0RGHV LQ ZKLFK WKH JLYHQ LQVWUXFWLRQ LV DSSOLFDEOH 5 581 0 021,725 3 352*5$0
7KHVH WLPHV WDNH WKH FDVVHWWH OHDGHU WDSH LQWR FRQVLGHUDWLRQ DFFRUGLQJ WR WKH IROORZLQJ
D :KHQ UHFRUGLQJ WR WDSH WKH OHDGHU WDSH QHHGV WR EH DOORZHG WR SDVV EHIRUH WKH GDWD WUDQVPLVVLRQ WR WKH WDSH SOD\HU VWDUWV
E :KHQ UHVWRULQJ IURP WDSH RU FRPSDULQJ GDWD WKH 3URJUDPPLQJ &RQVROH QHHGV WR EH UHDG\ WR UHFHLYH GDWD EHIRUH WKH GDWD LV WUDQVIHUHG
IURP WKH WDSH
&DVVHWWH 7DSH 2SHUDWLRQV 6HFWLRQ ï