)))) B6DIHW\LQVWUXFWLRQV
B 6DIHW\LQVWUXFWLRQV
B 6LJQLILFDQFH RI WKH RSHUDWLQJ
LQVWUXFWLRQV
7KHVH RSHUDWLQJ LQVWUXFWLRQV DUH D FRPSRQHQW RI WKH
XQLWDQGPXVW
•DOZD\V LH XQWLO WKH XQLW LV GLVSRVHG RI EH NHSW
FORVHDWKDQG
•EHSDVVHGRQLIWKHXQLWLVVROGGLVSRVHGRIRUKLUHG
RXW
7KHPDQXIDFWXUHUPXVWEHFRQWDFWHGLIDQ\SDUWRIWKH
RSHUDWLQJLQVWUXFWLRQVLVQRWFRPSOHWHO\FOHDU
7KH VLQJOH GLVF PDFKLQH KDV EHHQ FRQVWUXFWHG
DFFRUGLQJWRWKHVWDWHRIWKHDUWDQGLQDFFRUGDQFHZLWK
WKHYDOLGUHJXODWLRQVWKHXQLWPD\QHYHUWKHOHVVEHWKH
VRXUFHRIXQDYRLGDEOHUHVLGXDOGDQJHUVWRSHUVRQVDQG
PDWHULDO DVVHWV )RU WKLV UHDVRQ DOO SHUVRQV ZKR DUH
LQYROYHG LQ WKH RSHUDWLRQ RI WKLV XQLW LQ WKH
WUDQVSRUWDWLRQ DVVHPEO\ RSHUDWLRQ PDLQWHQDQFH DQG
UHSDLURIWKLVXQLWPXVWEH LQVWUXFWHG DQGEH DZDUHRI
WKH SRVVLEOH GDQJHUV 7R WKLV HQG WKH RSHUDWLQJ
LQVWUXFWLRQV DQG LQ SDUWLFXODU WKH VDIHW\ LQVWUXFWLRQV
PXVW EH FDUHIXOO\ UHDG FRPSUHKHQGHG DQG FRPSOLHG
ZLWK
$ ODFN RI RU LQVXIILFLHQW NQRZOHGJH RI WKH RSHUDWLQJ
LQVWUXFWLRQV OHDGV WR WKH ORVV RI DQ\ ULJKW WR PDNH
OLDELOLW\FODLPVDJDLQVW WKHPDQXIDFWXUHU ,WLV WKHUHIRUH
UHFRPPHQGHGWKDWWKHRSHUDWRUKDYHWKHLQVWUXFWLRQRI
SHUVRQQHOFRQILUPHGLQZULWLQJ
B 2EOLJDWLRQVRQWKHSDUWRIWKHRSHUDWRU
,Q DFFRUGDQFH ZLWK (8 RSHUDWLQJ PDWHULDOV XVDJH
JXLGHOLQH ((& $UW DQG DQG (8 EDVLF
JXLGHOLQH ((& $UW DQG $UW WKH
RSHUDWRU LV REOLJHG WR SURYLGH LQVWUXFWLRQ DQG
SDUWLFXODUO\VDIHW\LQVWUXFWLRQIRUWKRVHSHUVRQVZKRDUH
WR EH FRPPLVVLRQHG WR DVVHPEOH RSHUDWH PDLQWDLQ
UHSDLURUGLVDVVHPEOHWKLVPDFKLQH
,QDGGLWLRQWKHRSHUDWRULVREOLJHGLQ DFFRUGDQFH ZLWK
(8 RSHUDWLQJ PDWHULDOV XVDJH JXLGHOLQH ((&
$UWDWRH[DPLQHWKHPDFKLQHSULRUWRLQLWLDORSHUDWLRQ
IROORZLQJUHSDLUVDQGIROORZLQJPDOIXQFWLRQV
B 8VDJH LQ DFFRUGDQFH ZLWK WKH
UHJXODWLRQV
7KHVLQJOHGLVFPDFKLQHLVH[FOXVLYHO\LQWHQGHGIRUXVH
LQFOHDQLQJDQGFDULQJIRUIORRUV$OORWKHUXVDJHZKLFK
H[FHHGV WKLV LV QRW UHJDUGHG DV EHLQJ LQ DFFRUGDQFH
ZLWK WKH UHJXODWLRQV 7KH PDQXIDFWXUHU DFFHSWV QR
OLDELOLW\IRUGDPDJHZKLFKRFFXUVDVDUHVXOWRIWKLVWKH
ULVN RI WKLV LV ERUQH H[FOXVLYHO\ E\ WKH XVHU 8VDJH LQ
DFFRUGDQFH ZLWK WKH UHJXODWLRQV DOVR LQYROYHV
FRPSOLDQFH ZLWK WKH RSHUDWLQJ PDLQWHQDQFH DQG
XSNHHS FRQGLWLRQV ZKLFK DUH VSHFLILHG E\ WKH
PDQXIDFWXUHU
•7KH VLQJOH GLVF PDFKLQH LV QRW VXLWDEOH IRU
YDFXXPLQJGXVWVZKLFKUHSUHVHQWDWKUHDWWRKHDOWK
•7KHPDFKLQHLVQRWSURWHFWHGDJDLQVWH[SORVLRQ
•7KH PDFKLQH KDV QRW EHHQ DSSURYHG IRU FOHDQLQJ
SXEOLFURDGVRUFDUULDJHZD\V
B :KR LV SHUPLWWHG WR RSHUDWH WKH
PDFKLQH"
7KHPDFKLQHPD\RQO\EHRSHUDWHGE\SHUVRQVWUDLQHG
LQ LWV KDQGOLQJ DQG H[SOLFLWO\ DXWKRULVHG IRU WKLV MRE
7KHVH SHUVRQV VKRXOG EH \HDUV RI DJH PLQLPXP
7KHPDFKLQHPD\RQO\EHXVHGIRUWKHNLQGRIRSHUDWLRQ
WKDWLWKDVEHHQGHVLJQHGIRU
7KH UHOHYDQW DFFLGHQW SUHYHQWLRQ UHJXODWLRQV DQG WKH
RWKHU JHQHUDOO\ UHFRJQLVHG VDIHW\WHFKQLFDO LQGXVWULDO
PHGLFLQH DQG LQVRIDU DV WKHVH DUH DSSOLFDEOH OHJDO
URDGWUDIILFUHJXODWLRQVPXVWEHFRPSOLHGZLWK
7KH RSHUDWRU PXVW QRW FDUU\ RXW DQ\ UHSDLUV RQ WKH
PDFKLQH XQOHVV WUDLQHG VSHFLILFDOO\ $VVHPEO\
UHWURILWWLQJ PDLQWHQDQFH DQG XSNHHS UHTXLUH VSHFLDO
NQRZOHGJH DQG PD\ RQO\ EH FDUULHG RXW E\ WUDLQHG
VSHFLDOLVWSHUVRQQHO
B 6DIHW\ LQVWUXFWLRQV LQ WKH RSHUDWLQJ
PDQXDO
7KH ZDUQLQJ LQVWUXFWLRQV ZKLFK DUH FRQWDLQHG LQ WKH
RSHUDWLQJ LQVWUXFWLRQV VHUYH WR HUDGLFDWH SRVVLEOH
VRXUFHVRIGDQJHUIURPWKHVLQJOHGLVFPDFKLQH
7KH IROORZLQJ V\PEROV DUH XVHG LQ WKHVH RSHUDWLQJ
LQVWUXFWLRQV
'HVLJQDWHV D SRVVLEO\ GDQJHURXV
VLWXDWLRQGXHWRFRQWDFWZLWKOLYHSDUWV
1RQDGKHUHQFH WR WKH LQVWUXFWLRQ PD\
UHVXOWLQGHDWKRUVHYHUHLQMXULHV
'HVLJQDWHV D SRVVLEO\ GDQJHURXV
VLWXDWLRQ
1RQDGKHUHQFH WR WKH LQVWUXFWLRQ PD\
UHVXOWLQVHYHUHLQMXULHV
'HVLJQDWHVVSHFLDOLQIRUPDWLRQ
• IRUWKHRSWLPXPXVHRU
• IRUVLPSOLILHGRSHUDWLRQRIWKHPDFKLQH
B ,Q RUGHU WR HQVXUH WKH VDIHW\ RI WKH
RSHUDWRU
•7KHSRZHUVXSSO\SOXJPXVWQHYHUEHWRXFKHGZLWK
PRLVWKDQGV
•:KHQ GLVFRQQHFWLQJ WKH PDFKLQH IURP WKH PDLQV
SXOO RQO\ RQ WKH PDLQV SOXJ DQG QRW RQ WKH SRZHU
FDEOH
•5HSDLUV DQG RWKHU RSHUDWLRQV PD\ RQO\ EH FDUULHG
RXWE\HOHFWULFDOVSHFLDOLVWV
,IDQRSHUDWLRQFDQRQO\EHH[HFXWHGZKLOVW
WKH PDFKLQH LV OLYH WKLV PD\ RQO\ EH
FDUULHGRXWE\DQHOHFWULFDO VSHFLDOLVWZKR
LVIDPLOLDUZLWKWKHULVNVZKLFKDUHLQYROYHG
DQG ZLWK WKH UHOHYDQW UHJXODWLRQV
9'( ,I RSHUDWLRQV DUH FDUULHG RXW
ZKLOVWWKHPDFKLQHLVOLYHRQO\WRROVZKLFK
KDYH EHHQ H[SUHVVO\ DXWKRULVHG IRU WKLV
SXUSRVHPD\EHXVHG