ABB COM600 series 5.0 Instruction Manual

—
COM600 series 5.0
Cyber Security Deployment Guideline

Contents:
1. About this manual .................................................................................. 5
1.1. Copyright ........................................................................................ 5
1.2. Disclaimer ..................................................................................... 5
1.3. Conformity ..................................................................................... 6
1.4. Trademarks .................................................................................... 6
1.5. Document conventions .................................................................. 6
1.6. Use of symbols .............................................................................. 7
1.7. Terminology .................................................................................... 7
1.8. Abbreviations ................................................................................. 8
1.9. Related documents ........................................................................ 9
1.10. Document revisions ....................................................................... 9
2. Introduction ........................................................................................... 10
2.1. General information about the COM600 series ........................... 10
2.2. COM600 product series variants and rationale ........................... 10
2.3. Overview ...................................................................................... 11
3. Security Guidelines .............................................................................. 13
3.1. Access Control ............................................................................. 13
3.1.1. Access Control .............................................................. 13
3.1.2. BIOS access ................................................................. 13
3.1.3. User Accounts ............................................................... 13
3.1.4. User groups .................................................................. 14
3.1.5. Local security policy ...................................................... 14
3.2. Ports and services ....................................................................... 16
3.2.1. Ports and services ........................................................ 16
3.2.2. Ports .............................................................................. 16
3.2.3. Windows Firewall .......................................................... 18
3.2.4. COM600 Configuration Service .................................... 21
3.2.5. Remote desktop ............................................................ 23
3.2.6. Time service .................................................................. 24
3.3. Security Event Monitoring ............................................................ 24
3.3.1. Windows Security Events ............................................. 24
3.3.2. COM600 Security Events .............................................. 25
3.4. Malicious Code Prevention .......................................................... 26
3.4.1. Data Execution Prevention ........................................... 26
3.4.2. Antivirus programs ........................................................ 27
3.5. Secure Patch Management ......................................................... 28
3.5.1. Windows Operating System updates ............................ 28
4. Appendix 1 ........................................................................................... 31
4.1. Launch Gateway Management Tool ............................................ 31
5. Appendix 2 ........................................................................................... 32
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Issued: 13.3.2015
Version: A/24.5.2017

5.1. Setting up local WSUS server to update COM600 ...................... 32
5.2. Add WSUS Server Role ............................................................... 32
5.3. Open WSUS Configuration Wizard .............................................. 37
5.4. Configuring WSUS ....................................................................... 38
5.5. Add COM600 Computer group .................................................... 41
5.6. Rename COM600 computer name .............................................. 42
5.7. Enable Windows Update Service in COM600 ............................. 42
5.8. Group policy setting in COM600 .................................................. 43
5.9. Connecting COM600 to WSUS Server ........................................ 44
5.10. Assign COM600 to Computer Group in WSUS server ................ 44
5.11. Approving Updates in WSUS ....................................................... 45
5.12. Installing Approved Updates in COM600 ..................................... 46
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About this manual1.
Copyright1.1.
This document and parts thereof must not be reproduced or copied without written per-
mission from ABB, and the contents thereof must not be imparted to a third party, nor
used for any unauthorized purpose.
The software or hardware described in this document is furnished under a license and
may be used, copied, or disclosed only in accordance with the terms of such license.
Warranty
Please inquire about the terms of warranty from your nearest ABB representative.
http://www.abb.com/substationautomation
Disclaimer1.2.
The data, examples and diagrams in this manual are included solely for the concept or
product description and are not to be deemed as a statement of guaranteed properties.
All persons responsible for applying the equipment addressed in this manual must satisfy
themselves that each intended application is suitable and acceptable, including that any
applicable safety or other operational requirements are complied with. In particular, any
risks in applications where a system failure and/ or product failure would create a risk
for harm to property or persons (including but not limited to personal injuries or death)
shall be the sole responsibility of the person or entity applying the equipment, and those
so responsible are hereby requested to ensure that all measures are taken to exclude or
mitigate such risks.
This product is designed to be connected and to communicate information and data via
a network interface, which should be connected to a secure network. It is sole responsib-
ility of person or entity responsible for network administration to ensure a secure connec-
tion to the network and to establish and maintain any appropriate measures (such as but
not limited to the installation of firewalls, application of authentication measures,
encryption of data, installation of anti virus programs, etc) to protect the product, the
network, its system and the interface against any kind of security breaches, unauthorized
access, interference, intrusion, leakage and/or theft of data or information. ABB is not
liable for damages and/or losses related to such security breaches, unauthorized access,
interference, intrusion, leakage and/or theft of data or information.
This document has been carefully checked byABB but deviations cannot be completely
ruled out. In case any errors are detected, the reader is kindly requested to notify the
manufacturer. Other than under explicit contractual commitments, in no event shallABB
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be responsible or liable for any loss or damage resulting from the use of this manual or
the application of the equipment.
Conformity1.3.
This product complies with the directive of the Council of the European Communities
on the approximation of the laws of the Member States relating to electromagnetic
compatibility (EMC Directive 2004/108/EC) and concerning electrical equipment for
use within specified voltage limits (Low-voltage directive 2006/95/EC).This conformity
is the result of tests conducted by ABB in accordance with the product standards EN
50263 and EN 60255-26 for the EMC directive, and with the product standards EN
60255-1 and EN 60255-27 for the low voltage directive. The product is designed in
accordance with the international standards of the IEC 60255 series.
Trademarks1.4.
ABB is a registered trademark ofABB Group. All other brand or product names men-
tioned in this document may be trademarks or registered trademarks of their respective
holders.
Document conventions1.5.
The following conventions are used for the presentation of material:
•The words in names of screen elements (for example, the title in the title bar of a
window, the label for a field of a dialog box) are initially capitalized.
•Capital letters are used for the name of a keyboard key if it is labeled on the keyboard.
For example, press the ENTER key.
•Lowercase letters are used for the name of a keyboard key that is not labeled on the
keyboard. For example, the space bar, comma key, and so on.
•Press CTRL+C indicates that you must hold down the CTRL key while pressing
the C key (to copy a selected object in this case).
•Press ESC E C indicates that you press and release each key in sequence (to copy
a selected object in this case).
•The names of push and toggle buttons are boldfaced. For example, click OK.
•The names of menus and menu items are boldfaced. For example, the File menu.
•The following convention is used for menu operations: MenuName > Menu-
Item > CascadedMenuItem. For example: select File > New > Type.
•The Start menu name always refers to the Start menu on theWindows taskbar.
•System prompts/messages and user responses/input are shown in the Courier font.
For example, if you enter a value out of range, the following message is displayed:
Entered value is not valid. The value must be 0 - 30 .
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•You can be asked to enter the string MIF349 in a field. The string is shown as follows
in the procedure:
MIF349
•Variables are shown using lowercase letters:
sequence name
Use of symbols1.6.
This publication includes warning, caution, and information icons that point out safety-
related conditions or other important information. It also includes tip icons to point out
useful information to the reader.The corresponding icons should be interpreted as follows.
The electrical warning icon indicates the presence of a hazard
which could result in electrical shock.
The warning icon indicates the presence of a hazard which
could result in personal injury.
The caution icon indicates important information or warning
related to the concept discussed in the text. It may indicate
the presence of a hazard which could result in corruption of
software or damage to equipment or property.
The information icon alerts the reader to relevant facts and
conditions.
The tip icon indicates advice on, for example, how to design
your project or how to use a certain function.
Terminology1.7.
The following is a list of terms associated with that you should be familiar with. The list
contains terms that are unique toABB or have a usage or definition that is different from
standard industry usage.
DescriptionTerm
An abnormal state of a condition.Alarm
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DescriptionTerm
An OPC service for providing information about alarms and
events to OPC clients.
Alarms and Events; AE
A physical device that behaves as its own communication node
in the network, for example, protection relay.
Device
Change of process data or an OPC internal value. Normally, an
event consists of value, quality, and timestamp.
Event
A physical IEC 61850 device that behaves as its own commu-
nication node in the IEC 61850 protocol.
Intelligent Electronic Device
Series of standards specifications aiming at open connectivity
in industrial automation and the enterprise systems that support
industry.
OPC
Named data item.Property
Abbreviations1.8.
The following is a list of abbreviations associated with COM600 that you should be
familiar with. See also 1.7, Terminology.
DescriptionAbbreviation
Distributed Component Object ModelDCOM
Data Execution PreventionDEP
GOOSE Analyzer ToolGAT
Hypertext Transfer ProtocolHTTP
Internet Assigned Numbers AuthorityIANA
Internet Key ExchangeIKE
Internet Protocol SecurityIPSec
Manufacturing Message SpecificationMMS
Network Control CenterNCC
Operating SystemOS
Regional Control CentreRCC
Security EventSEV
Simple Network Time ProtocolSNTP
Windows Server Update ServicesWSUS
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Related documents1.9.
MRS numberName of the manual
1MRS201326CAL and SEV OPC Server User’s Manual
1MRS756705COM600 Operator’s Manual
1MRS757277SNTP OPC Server User’s Manual
Document revisions1.10.
HistoryProduct
revision
Document version/date
Document created5.0A/24.5.2017
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Introduction2.
General information about the COM600 series2.1.
The COM600 product series are versatile Substation Management Units that help realize
smart substation and grid automation solutions in industrial and utility distribution net-
works.
They get deployed together with protection and control IEDs, substation devices such
as RTUs, meters and PLCs in dedicated cabinets and switchgear.
The COM600 product is an all-in-one unit that functions as:
•Communication gateway
•Web Human Machine Interface (WebHMI)
•Automation controller
•Real-time and historical data management unit
The COM600 product series use process information and device data, acquired over
Ethernet or serial communication protocol interfaces to execute specific substation
functions and applications. Thus, they are critical building blocks to realize substation
secondary system solutions and in the process solving diverse customer needs.
COM600 product series variants and rationale2.2.
To facilitate substation and grid automation solutions in IEC and ANSI market areas, a
variant-based system similar to Relion®615 and 620 series is being followed from
COM600 5.0 release.
The main reasons for such an approach are the following:
•To ensure all COM600 product series features are advantageously used in end-cus-
tomer projects in the medium voltage substation automation domain.
•To ensure an optimum feature set to be bundled together to realize specific applica-
tions required in IEC and ANSI market areas.
•To ensure a future-proof product approach.
This release then comprises of two variants, based on the primary intent or application
are defined as follows:
•COM600S IEC – COM600 for substation automation, analysis and data management
(for IEC markets)
•COM600S IEC is a substation automation, analyzer and data management unit
that integrates devices, facilitates operations, manages communication and runs
analysis applications pertinent to equipment or operations in utility or industrial
distribution substations.
•COM600FANSI – COM600 as distribution automation controller (forANSI markets)
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•COM600F is a dedicated distribution automation controller unit that runs dis-
tributed grid and feeder applications forANSI power networks and inherits all
core features of the COM600 series.
Overview2.3.
This document outlines key information needed to secure and harden COM600 when
commissioned in a substation. This document is intended for system administrators,
network security personnel and automation engineers/experts, involved in commissioning
a COM600 in a substation or in an industrial environment. The reader is expected to
have general familiarity with:
•PCs, servers, and Windows operating system
•networking including TCP/IP and the concepts of ports and services
•Windows Audit policies
•firewalls
•anti-virus
•remote and secure communication
•Windows updates.
The COM600 commissioned within a substation communicates with downstream and
upstream devices for its functioning. The downstream devices represent devices that are
local to substation typically located along with COM600, and include devices like pro-
tection relays, RTUs and Remote I/O units. The upstream devices represent devices that
are remote to substation and not physically present in the same location with COM600.
The upstream devices include devices like SCADA servers and WSUS servers located
at the Network Control Center/ Utility Control Center. Figure 2.3-1 shows a typical
network setup when using COM600.
These downstream and upstream devices can be connected to COM600 through two
different LANs, allowing a further separation/isolation of resources. COM600 has two
Ethernet adapters which are pre-configured, to be identified as Local and Remote Ethernet
adapters. Through Local Ethernet adapter in COM600, downstream devices can be
connected to it through a Local LAN and through Remote adapter in COM600, upstream
devices can be connected to it through a Remote LAN. Also different firewall policy
can be enforced for each of the LANs, allowing more stringent connection rules to
entities outside of the substation.
Windows Server Update Services (WSUS) is an infrastructure that allows software
updates from Microsoft to be distributed to COM600. These updates include OS related
critical/security patches for COM600. Typical WSUS would include at a minimum one
Windows 2012 server machine capable of connecting to Microsoft Update Server through
Internet. It is important to isolate theWSUS server from other network resources through
multiple LANs and firewall rules. The WSUS server should be managed by a System
administrator who approves/rejects, available updates for installation. After approval,
the update installation process in COM600 can be configured to proceed automatically.
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typical_com600_network_setup.png
Figure 2.3-1 Typical COM600 network setup
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Security Guidelines3.
Access Control3.1.
Access Control3.1.1.
This section describes system hardening measures that can be taken to limit access to
various components in COM600 only for users with predefined permissions/access rights.
BIOS access3.1.2.
The BIOS in COM600 loads the operating system during boot time from hard drive and
initializes various primary hardware units connected to COM600, such as keyboards,
monitors and network adapters. The configuration in BIOS should be limited to users
with administrative rights and should be protected from any unauthorized changes through
passwords.
By default COM600 has no passwords that restrict changes to settings in BIOS.Therefore
it is important to configureAdministrator password in BIOS against any unauthorized
access.
To assign a password for administrative use in COM600 BIOS:
1. Attach a keyboard/mouse to the blue USB adapter on COM600.
2. Power on COM600.
3. Press DEL key in keyboard to enter BIOS immediately.
4. Browse to Security tab in BIOS.
5. Go to Administrator password to create a new password.
Using a user password implies a power on password behavior where a valid
user/administratorpassword should be entered manually eachtime on boot,before BIOS
can load the operating system and COM600 applications. Therefore, it is recommended
not to assign a aser password, since it may affect the availability of COM600 during
restart, requiring a manual intervention.
User Accounts3.1.3.
COM600 user account
Many of the COM600 functionality specific software applications are set up to execute
with COM600 user account credentials. This user account has administrative privileges
and its password should be changed from default value before use. Aways use Change
Password option available from Gateway ManagementTool in SAB600 when changing
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a password for COM600 user account. See Appendix 1 for details on how to launch
Gateway Management Tool.
Administrator user account
The default Administrator user account available from Windows operating system is
disabled in COM600 device. This account is not required for COM600 functioning and
can be left disabled. If this account is enabled for other reasons, it is recommended to
assign a password that meets all complexity requirements as defined by the password
security policy.
User groups3.1.4.
COM600 user accounts can be classified into four user groups based on the actions that
they can be allowed to perform. These four user groups include COM600-Viewer,
COM600-Operator, COM600-Engineer and COM600-Administrator. These user
groups are available in COM600 by default. When creating a new user account in
COM600, assign it to any of these COM600 user groups.
Based on the user group assigned for a particular user account, a customized user interface
is provided by COM600 WebHMI that limits/allows a specific function/operation.
The user accounts can be grouped and managed either using COM600WebHMI or using
typical Windows User Account Management.
Refer to User Management section in COM600 Operator’s Manual for detailed inform-
ation on access permissions to various COM600 interfaces available for these user groups.
The table below shows a summary of access permissions for these user groups.
Access permission summaryUser Group name
Only allowed to view.COM600-Viewer
Authorized to make control operations.COM600-Operator
Authorized to make parameter setting changes,
but limited from control operations.
COM600-Engineer
Full access.COM600-Administrator
Local security policy3.1.5.
Security related settings in Windows operating system can be managed through security
policies. These operating system wide security policies provide a comprehensive set of
configuration that can be performed to allow/disallow a particular behavior by a specific
user/usergroup. Security policiesdefined within COM600 can be viewed/editedthrough
Local Security Policy Editor.
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To launch Local security policy editor:
1. Login to COM600 as administrator.
2. Go to Control Panel.
3. Click Administrative tools.
4. Click Local Security Policy. Local security policy editor opens.
5. Browse through each of the policies and make appropriate settings to align with the
desired security behavior.
In addition to local security policies, there are domain security policies which become
applicable when COM600 is added to a domain. Domain level security policies reflect
the same set of local security policies, except that they are defined for a common group
of devices managed centrally through a domain controller. Domain security policies are
typically managed by a domain level system administrator. It is important to note that
whenever COM600 is added to a domain, the settings made for security policies at
domain level always override the settings made to local security policies.
Security policies related to passwords and account lockout behavior are configured by
default and only reflect the minimum configuration that can be done at factory. It is
recommended to configure all applicable security policies, which may better align with
specific security needs for the environment in which COM600 is commissioned.
Password policy
Figure 3.1.5-1 shows the default settings for Password security policy.
preconfigured_password_policy.png
Figure 3.1.5-1 Preconfigured password policy
Account Lockout policy
Figure 3.1.5-2 shows the default setting for Account Lockout security policy.
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preconfigured_account_lockout_policy.png
Figure 3.1.5-2 Preconfigured account lockout policy
Ports and services3.2.
Ports and services3.2.1.
COM600 has two built-in Network Interface Cards (NIC) and an additional extension
LAN card (with two more NICs) which can be added through an order code when
ordering. The two built-in NICs are referred to as LOCAL and REMOTE adapters in
Windows network adapter configuration. These two NICs allow network connections
to two different networks.
The Internet Protocol (IP) communications in COM600 rely on two parameters: IP
Address and Ports. An NIC in COM600 represents a physical end point to the network
(LAN/WAN), to which it is connected. Typically during commissioning, a network
administrator assigns an IP address to each of the NICs associated with COM600.
By default, the LOCAL NIC is assigned an IP address of 192.168.2.11 and the REMOTE
NIC is assigned an IP address of 10.0.0.11. The NICs in additional extension LAN card
are not configured. During commissioning we recommend to change these IP addresses.
Ports3.2.2.
Ports are used in IP communications along with IP address. Ports represent a logical end
point within an NIC through which data flows from a source to the destination machine.
Ports are identified by numbers ranging from 0 to 65535.This range of ports is typically
categorized into:
•Well Known Ports: Ports 0 to 1023
•Registered Ports: Ports 1024 to 49151
•Dynamic or Private Ports: Ports 49152 to 65535
Software processes within COM600 communicate on the network through a combination
of IP Address, Port and a communication protocol. A communication protocol, such as
DNP, MMS or Modbus HTTS, signifies a set of rules to be used when sending/receiving
data over the network.
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The table below list the ports used by various software processes in COM600 accom-
plishing a specific functionality.
Connection TypePort NumberApplication NameApplication type
TCP/UDP80HTTPOS
TCP81VTRIN- Net ServerCOM600
TCP102IEC 61850 Proxy OPC
Server, MMS
COM600
UDP123SNTP OPC ServerCOM600
TCP135DCOMOS
UDP137NetBIOS Name Ser-
vice
OS
UDP138NetBIOS Datagram
Service
OS
TCP139NetBIOS Session Ser-
vice
OS
TCP443HTTPSOS
TCP444VTRIN- Net ServerCOM600
TCP445Microsoft-DS SMB file
sharing
OS
TCP500ISAKMP/IKEOS
TCP502Modbus Slave OPC
Server
COM600
UDP514CAL Server – UDP,
Syslog
COM600
TCP1217CoDeSys GatewaySer-
vice (Logic Processor)
COM600
TCP1468CAL Server – TCP,
Syslog
COM600
TCP1583SimbaServerCOM600
TCP/UDP2404IEC104 Slave OPC
Server
COM600
TCP3389Remote DesktopOS
TCP4500IPSecOS
TCP4965CoDeSys OPC Server
(Logic Processor)
COM600
TCP4966CoDeSys OPC Server
(Logic Processor)
COM600
TCP5355Link-Local Multicast
Name Resolution
OS
TCP7001SPACOM600
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Connection TypePort NumberApplication NameApplication type
TCP7605VTRIN- Net ServerCOM600
TCP7606VTRIN- Net ServerCOM600
TCP8080Configuration Service,
Remoting Server
COM600
TCP8089GOOSE Analyzer Tool
Server
COM600
TCP8088CoDeSys ControlSer-
vice (Logic Processor)
COM600
TCP9932COM600 ServiceCOM600
TCP11740CoDeSys ControlSer-
vice (Logic Processor)
COM600
TCP11743CoDeSys GatewaySer-
vice (Logic Processor)
COM600
TCP19999DNP Slave OPC
Server (when using
secured version)
COM600
TCP20000DNP Slave OPC
Server
COM600
Windows Firewall3.2.3.
Network security in COM600 can be accomplished by defining a set of rules used by
Windows Firewall. Windows Firewall is a software application which allows or blocks
any software program executing within COM600 from establishing a connection on the
network.
The network connection can be an outgoing connection initiated from COM600 or an
incoming connection to COM600. The outgoing connection rules are defined by creating
outbound rules and the incoming connection rules are defined by creating inbound rules.
The rules specify whether to allow or block a connection based on some defined criteria.
The criteria can include a combination of the factors listed below:
•Program – specifies if the rule applies to a single program or to any programs. In
case of a single program, further relevant details like name and executing path can
be mentioned.
•Protocol and Port – specifies if the rule applies to a connection attempt made using
a specific network protocol (such as TCP, UDP) and on a specific port. The port
mentioned in the rule can cover both sides of a connection by specifying a Local
and Remote port number for the connection.
•Scope – specifies if the rule applies to a connection attempt made using a specific
IP Address or set of IP Addresses. The IP Address mentioned in the rule can cover
both sides of a connection by specifying a local and remote addresses for the con-
nection.
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•Action – specifies the action that needs to be taken when its corresponding condition
mentioned in the rule matches. The action specified can either allow a connection
or block a connection.
•Profile – specifies when a rule needs to be taken into account based on the network
to which COM600 is connected.
windows_firewall.png
Figure 3.2.3-1 Windows Firewall
Windows allows three types of classification to the network to which COM600 is con-
nected to. These classifications provide a way of grouping firewall rules and their com-
binations to achieve a varied connection behavior when communicating on the network.
The network classifications include:
•Private profile – Can be used when COM600 is connected to a network through
LOCAL LAN adapter. This can be a network of devices which shares the same
physical perimeter along with COM600.
•Public profile – Can be used when COM600 is connected to a network through
REMOTE LAN adapter. This can be a network using which, an authorized
user/process can get electronic access to COM600 from devices that may be located
outside the physical perimeter of COM600. This network should still be private,
isolated from internet or any other public networks.
•Domain profile – Can be used as an alternative option to Public profile when
COM600 is connected to a network maintained by a domain controller.
Default Firewall Rules
There are few firewall rules defined in COM600 by default. These firewall reflects
minimum configuration that could be done at factory. We recommend to further refine
these rules by editing the existing ones or creating new rules to achieve a desired security
profile.
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To access Windows Firewall:
1. Login to COM600 using a user account that has administrative priveleges.
2. Go to Control Panel.
3. Click Windows Firewall.
4. Click Advanced Settings to open the Windows Firewall settings window.
5. Select
•Inbound Rules to further configure rules affecting incoming connection
requests.
•Outbound Rules to further configure rules affecting outgoing connection
requests.
The table below shows a brief summary of the inbound rules available by default.
Rule descriptionRule name
Allows UDP connection on port 514. This rule allows incoming
syslog messages which are further processed by CAL Server
in COM600.
CALServer-UDP
Allows TCP connection on port 1468. This rule allows incoming
syslog messages which are further processed by CAL Server
in COM600.
CALServer- TCP
Allows TCP connection on port 20000. This rule allows
incoming DNP messages which are further processed by a
DNP slave in COM600.
DNP-TCP
Allows UDP connection on port 20000. This rule allows
incoming DNP messages which are further processed by a
DNP slave in COM600.
DNP-UDP
Allows TCP connection on port 19999. This rule allows
incoming DNP messages using TLS which are further pro-
cessed by a DNP slave in COM600.
DNP-TCP-TLS
Allows TCP connection on port 80. This rule allows incoming
HTTP traffic for COM600 WebHMI.
HTTP
Allows TCP connection on port 443. This rule allows incoming
secure HTTP traffic for COM600 WebHMI.
HTTPS
Allows TCP connection on port 102. This rule allows incoming
MMS messages which are further handled by IEC 61850 Proxy
Server in COM600.
IEC 61850
Allows TCP connection on port 2404. This rule allows incoming
IEC-104 messages which are further handled by IEC104 Slave
in COM600.
IEC 870-5-104
Allows TCP connection on port 502. This rule allows incoming
Modbus messages which are further handled by Modbus Slave
in COM600.
MODBUS-TCP
Allows TCP connection on port 7001. This rule allows incoming
SPA messages which are further handled by SPA client pro-
cess in COM600.
SPA-TCP
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