Siemens SIMATIC HMI KTP400 Basic User manual

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SIMATIC HMI
HMI devices
Basic Panels 2nd Generation
Operating Instructions
10/2016
A5E33293231
-AB
Preface
Overview
1
Safety instructions
2
Mounting and connecting
3
Operating the device
4
Configuring the device
5
Commissioning a project
6
Maintenance and care
7
Technical specifications
8
Technical Support
A
Abbreviations
B

Siemens AG
Division Digital Factory
Postfach 48 48
90026 NÜRNBERG
GERMANY
A5E33293231-AB
Ⓟ
11/2016 Subject to change
Copyright © Siemens AG 2016.
All rights reserved
Legal information
Warning notice system
This manual contains notices you have to observe in order to ensure your personal safety, as well as to prevent
damage to property. The notices referring to your personal safety are highlighted in the manual by a safety alert
symbol, notices referring only to property damage have no safety alert symbol. These notices shown below are
graded according to the degree of danger.
DANGER
indicates that death or severe personal injury will result if proper precautions are not taken.
WARNING
indicates that death or severe personal injury may result if proper precautions are not taken.
CAUTION
indicates that minor personal injury can result if proper precautions are not taken.
NOTICE
indicates that property damage can result if proper precautions are not taken.
If more than one degree of danger is present, the warning notice representing the highest degree of danger will
be used. A notice warning of injury to persons with a safety alert symbol may also include a warning relating to
property damage.
Qualified Personnel
The product/system described in this documentation may be operated only by
personnel qualified
for the specific
task in accordance with the relevant documentation, in particular its warning notices and safety instructions.
Qualified personnel are those who, based on their training and experience, are capable of identifying risks and
avoiding potential hazards when working with these products/systems.
Proper use of Siemens products
Note the following:
WARNING
Siemens products may only be used for the applications described in the catalog and in the relevant technical
documentation. If products and components from other manufacturers are used, these must be recommended
or approved by Siemens. Proper transport, storage, installation, assembly, commissioning, operation and
maintenance are required to ensure that the products operate safely and without any problems. The permissible
ambient conditions must be complied with. The information in the relevant documentation must be observed.
Trademarks
All names identified by ® are registered trademarks of Siemens AG. The remaining trademarks in this publication
may be trademarks whose use by third parties for their own purposes could violate the rights of the owner.
Disclaimer of Liability
We have reviewed the contents of this publication to ensure consistency with the hardware and software
described. Since variance cannot be precluded entirely, we cannot guarantee full consistency. However, the
information in this publication is reviewed regularly and any necessary corrections are included in subsequent
editions.

Basic Panels 2nd Generation
Operating Instructions, 10/2016, A5E33293231-AB 3
Preface
Purpose of the operating instructions
These operating instructions provide information based on the requirements defined by
IEC 62079 for documentation. This information relates to the HMI device, its storage,
transportation, place of use, installation, use and maintenance.
These operating instructions are intended for a variety of target groups. The following table
shows the chapters of these operating instructions that are of particular importance for the
respective target group.
Target group
Chapter
All
"Safety instructions"
Operators
The operator operates and monitors the system during
the process control phase.
"Overview"
"Operating the device"
Commissioning engineers
The commissioning engineer integrates the HMI device
into the system and ensures the operating capability of
the HMI device for the process control phase.
All chapters.
Depending on the use of the HMI device,
certain chapters may not be of relevance to
the commissioning engineer, e.g. the
section "Maintenance and servicing."
Service technicians
Service technicians rectify faults that occur during the
process control phase.
All chapters.
Depending on the use of the HMI device,
certain chapters may not be of relevance to
the service technicians, e.g. the section
"Maintenance and servicing."
Maintenance technicians
Maintenance technicians carry out servicing and
maintenance work during the process control phase.
Maintenance and care
The information system of WinCC contains additional information. The information system is
integrated as online help in WinCC and contains instructions, examples and reference
information in electronic form.

Preface
Basic Panels 2nd Generation
4Operating Instructions, 10/2016, A5E33293231-AB
Scope
These operating instructions are valid for all versions of the SIMATIC HMI Basic Panels. The
following naming conventions apply:
Device designation
SIMATIC HMI
Device type
Interface type
Can be configured with
KTP400 Basic
Touch device with
function keys
PROFINET
WinCC (TIA Portal) as of V13 1
KTP700 Basic PROFINET
KTP700 Basic DP
PROFIBUS
KTP900 Basic
PROFINET
KTP1200 Basic
PROFINET
KTP1200 Basic DP
PROFIBUS
1
Devices are configurable as of WinCC V13. The description in this manual relates to V14 or
higher.
Basic knowledge required
Knowledge of automation technology and process communication is necessary to
understand the operating instructions.
An understanding of the use of computers and operating systems is also required.

Preface
Basic Panels 2nd Generation
Operating Instructions, 10/2016, A5E33293231-AB 5
Illustrations and text highlighting
This manual contains figures of the described devices. The figures may deviate from the
supplied device in certain details.
The following graphical highlighting facilitates reading these operating instructions:
Graphical highlighting
Description
If the instructions involve several
tasks, the individual tasks are
highlighted by a red number circle.
A light blue highlight indicates
components and tools that are
required in the course of a task.
KTP700 Basic is sometimes shown
in the figures as a representation of
all Basic Panels.
The following text highlighting facilitates reading these operating instructions:
Text highlighting
Scope
"Add screen" •Terms that appear in the user interface, for example, dialog names, tabs,
buttons, menu commands
•Input values, for example, limits, tag values
•Path information
"File > Edit" Operational sequences, for example, menu commands, shortcut menu
commands
<F1>
Keyboard operation

Preface
Basic Panels 2nd Generation
6Operating Instructions, 10/2016, A5E33293231-AB
Note information highlighted as follows:
Note
A note contains important information on described products and their handling or on a
section of this documentation.
Names of the software
Configuration and runtime software have different names as follows:
●"WinCC (TIA Portal) V13", for example, refers to the configuration software.
The term "WinCC" is used in a general context. The full name is always used when it is
necessary to differentiate between different versions of the configuration software.
●"WinCC Runtime" refers to the runtime software that can run on HMI devices.
Names of the hardware
These operating instructions describe the new "Basic Panels 2nd Generation" which
replaces the current Basic Panels. The term "Basic Panel" is used synonymously for a
"Basic Panel 2nd Generation" in these instructions.
Trademarks
Names labeled with a ® symbol are registered trademarks of the Siemens AG. Other names
used in this documentation may be trademarks, the use of which by third parties for their
own purposes could violate the rights of the owner.
●HMI®
●SIMATIC®
●SIMATIC HMI®
●WinCC®

Basic Panels 2nd Generation
Operating Instructions, 10/2016, A5E33293231-AB 7
Table of contents
Preface ................................................................................................................................................... 3
1 Overview............................................................................................................................................... 11
1.1 Product overview ....................................................................................................................11
1.2 Design of the PROFINET devices ..........................................................................................12
1.3 Design of the PROFIBUS devices ..........................................................................................13
1.4 Scope of delivery ....................................................................................................................14
1.5 Accessories.............................................................................................................................15
2 Safety instructions................................................................................................................................. 17
2.1 General safety instructions .....................................................................................................17
2.2 Notes about usage..................................................................................................................19
3 Mounting and connecting ...................................................................................................................... 21
3.1 Preparations............................................................................................................................21
3.1.1 Checking the package contents..............................................................................................21
3.1.2 Checking the operating conditions..........................................................................................21
3.1.3 Selecting a mounting position.................................................................................................22
3.1.4 Checking clearances...............................................................................................................23
3.1.5 Making the mounting cutout....................................................................................................24
3.2 Mounting the HMI device ........................................................................................................25
3.3 Connecting the HMI device.....................................................................................................27
3.3.1 Connection sequence .............................................................................................................27
3.3.2 Connecting the equipotential bonding circuit..........................................................................28
3.3.3 Connecting the power supply .................................................................................................29
3.3.4 Connecting a programming device .........................................................................................31
3.3.5 Connecting the configuration PC............................................................................................31
3.3.6 Connecting the controller........................................................................................................33
3.3.7 Connecting a USB device.......................................................................................................35
3.4 Switching on and testing the HMI device................................................................................36
3.5 Securing the cables ................................................................................................................38
4 Operating the device............................................................................................................................. 39
4.1 Overview .................................................................................................................................39
4.2 General functions of the screen keyboard..............................................................................41
4.3 The screen keyboards ............................................................................................................42
4.4 Entering data...........................................................................................................................46

Table of contents
Basic Panels 2nd Generation
8Operating Instructions, 10/2016, A5E33293231-AB
5 Configuring the device .......................................................................................................................... 47
5.1 Opening the settings .............................................................................................................. 47
5.2 Overview of functions............................................................................................................. 49
5.3 Save to external storage medium – Backup .......................................................................... 50
5.4 Restore from external storage medium – Restore................................................................. 51
5.5 Load project from external storage medium .......................................................................... 52
5.6 Update operating system from external storage medium...................................................... 53
5.7 Changing the IP address and device name of a controller.................................................... 54
5.8 Editing communication connections....................................................................................... 55
5.9 Configuring the time server.................................................................................................... 56
5.10 Enter time and date................................................................................................................ 57
5.11 Activating the acoustic signal................................................................................................. 58
5.12 Configuring Autostart or wait time.......................................................................................... 59
5.13 Changing the password settings............................................................................................ 60
5.14 Displaying licensing information for the HMI device .............................................................. 61
5.15 Displaying information about the HMI device ........................................................................ 62
5.16 Change network settings of PROFINET devices................................................................... 63
5.17 Change network settings of PROFIBUS devices................................................................... 64
5.18 Assigning transfer parameters............................................................................................... 65
5.19 Configure Sm@rt Server........................................................................................................ 66
5.20 Importing a certificate via USB............................................................................................... 67
5.21 Displaying and deleting certificates ....................................................................................... 68
5.22 Calibrating the touch screen .................................................................................................. 69
5.23 Changing the monitor settings ............................................................................................... 70
5.24 Setting the screen saver ........................................................................................................ 71
6 Commissioning a project....................................................................................................................... 73
6.1 Overview ................................................................................................................................ 73
6.2 Operating modes.................................................................................................................... 74
6.3 Data transmission options...................................................................................................... 75
6.4 Transfer.................................................................................................................................. 75
6.4.1 Overview ................................................................................................................................ 75
6.4.2 Starting the manual transfer................................................................................................... 75
6.4.3 Starting the transfer automatically ......................................................................................... 77
6.4.4 Testing a project..................................................................................................................... 78

Table of contents
Basic Panels 2nd Generation
Operating Instructions, 10/2016, A5E33293231-AB 9
6.5 Backup and restore.................................................................................................................80
6.5.1 Overview .................................................................................................................................80
6.5.2 Backup and restore using ProSave ........................................................................................81
6.5.3 Backup and restore using WinCC...........................................................................................82
6.6 Updating the operating system - Basic Panel DP...................................................................83
6.6.1 Overview .................................................................................................................................83
6.6.2 Resetting the factory settings .................................................................................................84
6.6.3 Updating the operating system using ProSave ......................................................................84
6.7 Updating the operating system - Basic Panel with PROFINET interface ...............................85
6.7.1 Overview .................................................................................................................................85
6.7.2 Resetting the factory settings .................................................................................................86
6.7.3 Updating the operating system using ProSave ......................................................................87
6.7.4 Updating the operating system using WinCC .........................................................................88
6.7.5 Resetting to factory settings with ProSave .............................................................................89
6.7.6 Resetting to factory settings with WinCC................................................................................90
6.8 Reset to factory settings via USB ...........................................................................................91
6.9 Managing WinCC options .......................................................................................................92
6.10 Transferring a license key.......................................................................................................93
7 Maintenance and care........................................................................................................................... 95
7.1 Maintenance and care ............................................................................................................95
7.2 Recycling ................................................................................................................................96
8 Technical specifications ........................................................................................................................ 97
8.1 Certificates and approvals ......................................................................................................97
8.2 Electromagnetic compatibility .................................................................................................99
8.2.1 Emitted interference................................................................................................................99
8.2.2 Immunity to interferences .......................................................................................................99
8.3 Mechanical ambient conditions...............................................................................................99
8.3.1 Transport and storage conditions ...........................................................................................99
8.3.2 Operating Conditions ..............................................................................................................99
8.4 Climatic ambient conditions ..................................................................................................100
8.4.1 Long-term storage.................................................................................................................100
8.4.2 Transport and short-term storage .........................................................................................100
8.4.3 Operating Conditions ............................................................................................................101
8.4.4 Climate diagram....................................................................................................................101
8.5 Information on insulation tests, protection class and degree of protection...........................102
8.6 Dimension drawings..............................................................................................................103
8.6.1 Dimensional drawing of KTP400 Basic.................................................................................103
8.6.2 Dimensional drawing of KTP700 Basic.................................................................................104
8.6.3 Dimensional drawing of KTP700 Basic DP ..........................................................................105
8.6.4 Dimensional drawing of KTP900 Basic.................................................................................106
8.6.5 Dimension drawings of KTP1200 Basic................................................................................107
8.6.6 Dimensional drawing of KTP1200 Basic DP ........................................................................108

Table of contents
Basic Panels 2nd Generation
10 Operating Instructions, 10/2016, A5E33293231-AB
8.7 Technical specifications ....................................................................................................... 109
8.7.1 Power supply........................................................................................................................ 109
8.7.2 KTP400 Basic, KTP700 Basic and KTP700 Basic DP ........................................................ 109
8.7.3 KTP900 Basic, KTP1200 Basic and KTP1200 Basic DP .................................................... 111
8.8 Interface description............................................................................................................. 113
8.8.1 Power supply........................................................................................................................ 113
8.8.2 PROFIBUS (Sub-D RS422/485) .......................................................................................... 113
8.8.3 PROFINET (LAN)................................................................................................................. 114
8.8.4 USB...................................................................................................................................... 114
8.9 Scope of functions with WinCC............................................................................................ 115
A Technical Support ................................................................................................................................119
A.1 Service and support ............................................................................................................. 119
A.2 System events...................................................................................................................... 120
B Abbreviations.......................................................................................................................................121
Glossary ..............................................................................................................................................123
Index ...................................................................................................................................................129

Basic Panels 2nd Generation
Operating Instructions, 10/2016, A5E33293231-AB 11
Overview
1
1.1
Product overview
The beauty of simplicity
New, cost-efficient HMI generation meets the trend for high-quality visualization even in
small machines and plants
Siemens meets the requirements of users for high-quality visualization and operation even in
small and medium-size machines and plants with the second generation of SIMATIC HMI
Basic Panels. While the price of the new devices is based on the current panels, their scope
of performance has been expanded tremendously. The high resolution and a color depth of
up to 65,500 colors are major factors contributing to the increased performance.
Even the connectivity either by PROFINET or PROFIBUS interface plus USB port could be
significantly improved. Configuration and operation of the new panels has become easier in
connection with simplified programming by means of the new WinCC software version in the
TIA Portal.

Overview
1.2 Design of the PROFINET devices
Basic Panels 2nd Generation
12 Operating Instructions, 10/2016, A5E33293231-AB
1.2
Design of the PROFINET devices
The figure below shows the design of the PROFINET devices using KTP700 Basic as an
example.
①
Power supply connection
⑥
Mounting seal
②
USB port
⑦
Function keys
③
PROFINET interface
⑧
Rating plate
④
Recesses for a mounting clip
⑨
Connection for functional ground
⑤
Display/touch screen
⑩
Guide for labeling strips

Overview
1.3 Design of the PROFIBUS devices
Basic Panels 2nd Generation
Operating Instructions, 10/2016, A5E33293231-AB 13
1.3
Design of the PROFIBUS devices
The figure below shows the design of the PROFIBUS devices using KTP700 Basic DP as an
example.
①
Power supply connection
⑥
Mounting seal
②
RS 422/RS 485 port
⑦
Function keys
③
USB port
⑧
Rating plate
④
Recesses for a mounting clip
⑨
Functional earth connection
⑤
Display/touch screen
⑩
Guides for labeling strips

Overview
1.4 Scope of delivery
Basic Panels 2nd Generation
14 Operating Instructions, 10/2016, A5E33293231-AB
1.4
Scope of delivery
The scope of delivery of the HMI device includes the following components:
Name
Figure
Quantity
HMI device 1
Quick Installation Guide 1
Mounting clips with
grub screw
According to the quantity required
for mounting, in accessory kit
Power supply connector 1, in accessory kit

Overview
1.5 Accessories
Basic Panels 2nd Generation
Operating Instructions, 10/2016, A5E33293231-AB 15
1.5
Accessories
Accessories are not included in the HMI device scope of delivery, but can be ordered on the
Internet under Industry Mall (https://mall.industry.siemens.com).
This section contains the number of accessories available at the time of publication of the
operating instructions.
Storage media and I/O devices
Name
Article number
SIMATIC PC USB flash drive
6ES7648-0DC50-0AA0
Industrial USB Hub 4 6AV6671-3AH00-0AX0
Converters, adapters and connectors
Name
Purpose
Article number
RS 422 to RS 232
converter
Connection of third-party controllers to
Basic Panels DP
6AV6671-8XE00-0AX0
90 degree elbow adapter
For RS 422/RS 485 port, cable outlet to rear
6AV6671-8XD00-0AX0
PROFIBUS connector Recommended PROFIBUS connector with
straight cable outlet
6GK1500-0FC10
PROFINET RJ45
connector
"IE FC RJ45 Plug 2x2"
Required for connection of Basic Panels with
PROFINET interface to PROFINET
6GK1901-1BB10-2AA0
Protective films
Name
Purpose
Article number
Protective film 4"
Protective film set for KTP400 Basic
6AV2124-6DJ00-0AX0
Protective film 7" Protective film set for KTP700 Basic and
KTP700 Basic DP
6AV2124-6GJ00-0AX0
Protective film 9"
Protective film set for KTP900 Basic
6AV2181-3JJ20-0AX0
Protective film 12" Protective film set for KTP1200 Basic and
KTP1200 Basic DP
6AV2181-3MJ20-0AX0
Service packages
Name
Article number
Set of 20 mounting clips
6AV6671-8KX00-0AX2
Set of 10 power supply connectors
6AV6671-8XA00-0AX0

Overview
1.5 Accessories
Basic Panels 2nd Generation
16 Operating Instructions, 10/2016, A5E33293231-AB
Other accessories
Additional USB accessories can be found on the Internet in the following entry:
FAQ 19188460 (https://support.industry.siemens.com/cs/ww/en/view/19188460)

Basic Panels 2nd Generation
Operating Instructions, 10/2016, A5E33293231-AB 17
Safety instructions
2
2.1
General safety instructions
Working on the control cabinet
WARNING
Open equipment
The HMI device is an open equipment. This means the HMI device may only be installed in
cubicles or cabinets that provide front panel access for operating the device.
The cubicle or cabinet in which the HMI device is installed may only be accessed with a key
or tool and only by trained, authorized personnel.
Dangerous voltage
Opening the cabinet will expose high voltage parts. Contact with these parts could be fatal.
Always disconnect the cabinet from the mains before opening it.
Installation as intended
WARNING
Installation only in machinery that conforms to the machinery directive
You are not permitted to commission the HMI device unless it has been verified that the
machine in which the HMI device is to be installed complies with directive 2006/42/EC.

Safety instructions
2.1 General safety instructions
Basic Panels 2nd Generation
18 Operating Instructions, 10/2016, A5E33293231-AB
Strong high-frequency radiation
NOTICE
Observe immunity to high-frequency radiation
The device has an increased immunity to high frequency radiation according to the
specifications on electromagnetic compatibility in the technical specifications.
Radiation exposure in excess of the specified immunity limits can impair device functions
and result in malfunctions and therefore injuries or damage.
Read the information on immunity to high frequency radiation in the technical specifications.
ESD
An electrostatically sensitive device is equipped with electronic components. Due to their
design, electronic components are sensitive to overvoltage and thus to the discharge of
static electricity. Note the corresponding regulations when handling ESD.
Industrial Security
Siemens provides products and solutions with industrial security functions that support the
secure operation of plants, systems, machines and networks.
In order to protect plants, systems, machines and networks against cyber threats, it is
necessary to implement – and continuously maintain – a holistic, state-of-the-art industrial
security concept. Siemens’ products and solutions only form one element of such a concept.
Customer is responsible to prevent unauthorized access to its plants, systems, machines
and networks. Systems, machines and components should only be connected to the
enterprise network or the internet if and to the extent necessary and with appropriate security
measures (e.g. use of firewalls and network segmentation) in place.
Additionally, Siemens’ guidance on appropriate security measures should be taken into
account. For more information about industrial security, please visit
(http://www.siemens.com/industrialsecurity).
Siemens’ products and solutions undergo continuous development to make them more
secure. Siemens strongly recommends to apply product updates as soon as available and to
always use the latest product versions. Use of product versions that are no longer supported,
and failure to apply latest updates may increase customer’s exposure to cyber threats.
To stay informed about product updates, subscribe to the Siemens Industrial Security RSS
Feed under (http://www.siemens.com/industrialsecurity).

Safety instructions
2.2 Notes about usage
Basic Panels 2nd Generation
Operating Instructions, 10/2016, A5E33293231-AB 19
Disclaimer for third-party software updates
This product includes third-party software. Siemens AG only provides a warranty for
updates/patches of the third-party software, if these have been distributed as part of a
Siemens software update service contract or officially released by Siemens AG. Otherwise,
updates/patches are undertaken at your own risk. You can find more information about our
Software Update Service offer on the Internet at Software Update Service
(http://www.automation.siemens.com/mcms/automation-software/en/software-update-
service).
Notes on protecting administrator accounts
A user with administrator privileges has extensive access and manipulation options in the
system.
Therefore, ensure there are adequate safeguards for protecting the administrator accounts
to prevent unauthorized changes. To do this, use secure passwords and a standard user
account for normal operation. Other measures, such as the use of security policies, should
be applied as needed.
2.2
Notes about usage
NOTICE
The HMI device is approved for indoor use only.
The HMI device may be damaged if it is operated outdoors.
Operate the HMI device indoors only.
Industrial applications
The HMI device is designed for industrial applications. It conforms to the following standards:
●Requirements of the emission standard for industrial environments,
EN 61000-6-4: 2007 + A1:2011
●ESD immunity requirements to DIN EN 61000-6-2:2005
Use in residential areas
Note
The HMI device is not intended for use in residential areas. Operation of an HMI device in
residential areas can have a negative influence on radio/TV reception.
If the HMI device is used in a residential area, you must ensure compliance with the limits in
technical standard EN 61000-6-3 regarding the emission of radio frequency interference.
Individual acceptance is required.

Safety instructions
2.2 Notes about usage
Basic Panels 2nd Generation
20 Operating Instructions, 10/2016, A5E33293231-AB
Use with additional measures
The HMI device should not be used at the following locations unless additional measures are
taken:
●In locations with a high degree of ionizing radiation
●In locations with severe operating conditions, for example, due to:
–Corrosive vapors, gases, oils or chemicals
–Strong electrical or magnetic fields of high intensity
●In systems that require special monitoring, for example, in:
–Elevators
–Systems in especially hazardous rooms
Notes on communication
Note
Communication errors caused by address conflict
Communication errors can occur if several devices in a network share the same bus address
or IP address.
Make sure that your HMI device is assigned a unique address in the network.
Note
Updating tag values following a communication error
If communication between an HMI device and controller is interrupted, all tag values
displayed on the HMI device will be replaced by a hash mark ("#").
When the communication between the HMI device and controller is restored, all tag values
will be u
pdated immediately. The cycle time for updating the tag values begins again at "0".
Ethernet communication with Basic Panels with PROFINET interface
Basic Panels with PROFINET interface support the following types of communication:
•
PROFINET basic function for commissioning and diagnostics
•
Standard Ethernet communication